Purchases and Sales Made in Q3 2019 in First Tr Large Cap Core Alphde (FEX)
This table provides information about the institutional ownership of First Tr Large Cap Core Alphde (FEX) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR LARGE CAP CORE ALPHDE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2019
Q3 2019
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
29.8K+ 90.45% |
$1.73M - $1.87M
|
62.6K
$7.01M
|
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
15.6K+ 62424.0% |
$908K - $982K
|
15.6K
$1.75M
|
|
|
Nov 13, 2019
Q3 2019
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
13.5K+ 50.07% |
$785K - $849K
|
40.4K
$4.53M
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
8.17K+ 1.91% |
$476K - $514K
|
437K
$48.9M
|
|
|
Oct 29, 2019
Q3 2019
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.33K+ 1.57% |
$427K - $461K
|
474K
$53.1M
|
|
|
Nov 14, 2019
Q3 2019
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.81K+ 1.31% |
$338K - $366K
|
451K
$50.5M
|
|
|
Oct 22, 2019
Q3 2019
|
Lvz, Inc.
|
BUY
|
- |
4.25K+ 28.27% |
$247K - $267K
|
19.3K
$2.16M
|
|
|
Nov 14, 2019
Q3 2019
|
Annex Advisory Services, LLC
|
BUY
|
- |
3.9KNew |
$227K - $245K
|
3.9K
$437K
|
|
|
Oct 01, 2019
Q3 2019
|
Park National Corp
|
BUY
|
- |
3.42K+ 7.82% |
$199K - $215K
|
47.1K
$5.27M
|
|
|
Feb 14, 2020
Q3 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
3.33KNew |
$194K - $209K
|
3.33K
$373K
|
|
|
Oct 17, 2019
Q3 2019
|
Wedbush Securities Inc
|
BUY
|
- |
3.29KNew |
$192K - $207K
|
3.29K
$368K
|
|
|
Oct 29, 2019
Q3 2019
|
Sargent Investment Group, LLC
|
BUY
|
- |
2.48K+ 34.98% |
$144K - $156K
|
9.55K
$1.07M
|
|
|
Nov 12, 2019
Q3 2019
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
BUY
|
- |
1.84K+ 46.3% |
$107K - $115K
|
5.8K
$649K
|
|
|
Oct 23, 2019
Q3 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
1.81K+ 43.75% |
$105K - $114K
|
5.93K
$664K
|
|
|
Nov 15, 2019
Q3 2019
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.54K+ 8.71% |
$89.4K - $96.7K
|
19.2K
$2.15M
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.13K+ 0.25% |
$65.8K - $71.2K
|
457K
$51.2M
|
|
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
912+ 3.32% |
$53.1K - $57.4K
|
28.4K
$3.18M
|
|
|
Nov 13, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
819+ 2.84% |
$47.7K - $51.5K
|
29.7K
$3.32M
|
|
|
Oct 31, 2019
Q3 2019
|
Kovack Advisors, Inc.
|
BUY
|
- |
705+ 8.93% |
$41K - $44.4K
|
8.6K
$963K
|
|
|
Oct 16, 2019
Q3 2019
|
Cypress Wealth Services, LLC
|
BUY
|
- |
655+ 0.78% |
$38.1K - $41.2K
|
85.1K
$9.52M
|
|
|
Oct 15, 2019
Q3 2019
|
Comerica Securities,Inc.
|
BUY
|
- |
630+ 8.99% |
$36.7K - $39.6K
|
7.64K
$855K
|
|
|
Oct 31, 2019
Q3 2019
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
616+ 2.01% |
$35.8K - $38.8K
|
31.3K
$3.5M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
586+ 0.98% |
$34.1K - $36.9K
|
60.3K
$6.75M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
515+ 4.93% |
$30K - $32.4K
|
11K
$1.23M
|
|
|
Nov 19, 2019
Q3 2019
|
Global Retirement Partners, LLC
|
BUY
|
- |
388+ 18.86% |
$22.6K - $24.4K
|
2.45K
$274K
|
|
|
Jan 30, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
361+ 1.29% |
$21K - $22.7K
|
28.4K
$3.18M
|
|
|
Oct 29, 2019
Q3 2019
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
245+ 1.96% |
$14.3K - $15.4K
|
12.7K
$1.42M
|
|
|
Oct 11, 2019
Q3 2019
|
Larson Financial Group LLC
|
BUY
|
- |
242New |
$14.1K - $15.2K
|
242
$27.1K
|
|
|
Nov 01, 2019
Q3 2019
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
157+ 0.28% |
$9.14K - $9.88K
|
56.6K
$6.34M
|
|
|
Oct 30, 2019
Q3 2019
|
First Interstate Bank
Billings, MT |
BUY
|
- |
150New |
$8.73K - $9.44K
|
150
$16.8K
|
|
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
128+ 0.82% |
$7.45K - $8.05K
|
15.7K
$1.76M
|
|
|
Nov 13, 2019
Q3 2019
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
116+ 0.66% |
$6.75K - $7.3K
|
17.6K
$1.97M
|
|
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
67+ 1.73% |
$3.9K - $4.21K
|
3.93K
$440K
|
|
|
Oct 09, 2019
Q3 2019
|
Ellis Investment Partners, LLC
|
BUY
|
- |
11+ 0.44% |
$640 - $692
|
2.5K
$279K
|
|
|
Nov 14, 2019
Q3 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
10+ 0.16% |
$582 - $629
|
6.31K
$706K
|
|
|
Nov 06, 2019
Q3 2019
|
Lincoln National Corp
|
BUY
|
- |
10+ 0.23% |
$582 - $629
|
4.45K
$498K
|
|
|
Oct 22, 2019
Q3 2019
|
Prospera Financial Services Inc
|
BUY
|
- |
8+ 0.09% |
$466 - $503
|
9.22K
$1.03M
|
|
|
Oct 17, 2019
Q3 2019
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4+ 0.17% |
$233 - $252
|
2.29K
$257K
|
|
|
Oct 23, 2019
Q3 2019
|
First Horizon Advisors, Inc.
|
BUY
|
- |
1+ 0.24% |
$58.2 - $62.9
|
414
$46.3K
|
|
|
Nov 19, 2019
Q3 2019
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
1+ 0.01% |
$58.2 - $62.9
|
8.23K
$921K
|
|
|
Oct 16, 2019
Q3 2019
|
Simon Quick Advisors, LLC
|
BUY
|
- |
1+ 0.5% |
$58.2 - $62.9
|
202
$22.6K
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-8- 1.54% |
$466 - $503
|
510
$57.1K
|
|
|
Nov 06, 2019
Q3 2019
|
Valmark Advisers, Inc.
|
SELL
|
- |
-14- 0.25% |
$815 - $881
|
5.6K
$627K
|
|
|
Nov 05, 2019
Q3 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-21- 0.16% |
$1.22K - $1.32K
|
12.8K
$1.43M
|
|
|
Nov 14, 2019
Q3 2019
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-30- 0.17% |
$1.75K - $1.89K
|
17.6K
$1.97M
|
|
|
Nov 12, 2019
Q3 2019
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-31- 0.07% |
$1.8K - $1.95K
|
41.6K
$4.66M
|
|
|
Oct 15, 2019
Q3 2019
|
Pfg Advisors
|
SELL
|
- |
-39- 0.51% |
$2.27K - $2.45K
|
7.61K
$851K
|
|
|
Oct 15, 2019
Q3 2019
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-50Closed |
$2.91K - $3.15K
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Allworth Financial LP
|
SELL
|
- |
-63- 22.66% |
$3.67K - $3.96K
|
215
$24.1K
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-69Closed |
$4.02K - $4.34K
|
0
$0
|