Purchases and Sales Made in Q3 2021 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q3 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-658- 3.92% |
$29.7K - $34.4K
|
16.1K
$548K
|
|
|
Nov 12, 2021
Q3 2021
|
Quantitative Advantage, LLC
Minnetonka, MN |
SELL
|
- |
-751- 10.87% |
$33.9K - $39.2K
|
6.16K
$209K
|
|
|
Oct 12, 2021
Q3 2021
|
Legacy Private Trust Co.
|
SELL
|
- |
-790- 4.58% |
$35.7K - $41.2K
|
16.4K
$559K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-867- 1.72% |
$39.2K - $45.3K
|
49.5K
$1.68M
|
|
|
Nov 09, 2021
Q3 2021
|
Hudock, Inc.
|
SELL
|
- |
-892- 8.51% |
$40.3K - $46.6K
|
9.59K
$326K
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-1.25K- 8.79% |
$56.4K - $65.2K
|
13K
$441K
|
|
|
Oct 27, 2021
Q3 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-1.42K- 8.99% |
$64.3K - $74.3K
|
14.4K
$490K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.51KClosed |
$113K - $131K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
SELL
|
- |
-2.62K- 26.98% |
$118K - $137K
|
7.1K
$241K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-2.75K- 10.24% |
$124K - $144K
|
24.1K
$820K
|
|
|
Nov 12, 2021
Q3 2021
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-2.82KClosed |
$127K - $147K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.4K- 1.76% |
$153K - $177K
|
190K
$6.46M
|
|
|
Nov 15, 2021
Q3 2021
|
Aspireon Wealth Advisors
|
SELL
|
- |
-3.55K- 3.57% |
$160K - $185K
|
95.7K
$3.25M
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-4KClosed |
$181K - $209K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-4.29KClosed |
$194K - $224K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-4.53KClosed |
$205K - $236K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-5.75K- 9.3% |
$260K - $300K
|
56.1K
$1.91M
|
|
|
Oct 25, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-5.9KClosed |
$267K - $308K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-8.43K- 40.65% |
$381K - $440K
|
12.3K
$419K
|
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-8.72KClosed |
$394K - $455K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
SELL
|
- |
-11K- 63.95% |
$497K - $574K
|
6.2K
$211K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-11.3K- 27.74% |
$512K - $592K
|
29.5K
$1M
|
|
|
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-11.7K- 6.85% |
$527K - $609K
|
158K
$5.39M
|
|
|
Nov 12, 2021
Q3 2021
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-14K- 69.93% |
$631K - $729K
|
6.01K
$204K
|
|
|
Oct 12, 2021
Q3 2021
|
Apella Capital, LLC
|
SELL
|
- |
-14.6KClosed |
$658K - $760K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-26.8K- 45.14% |
$1.21M - $1.4M
|
32.6K
$1.11M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-29.3K- 5.22% |
$1.32M - $1.53M
|
532K
$18.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-31.9K- 55.59% |
$1.44M - $1.66M
|
25.5K
$866K
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-33.5K- 32.9% |
$1.51M - $1.75M
|
68.3K
$2.32M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-47.1K- 36.76% |
$2.13M - $2.46M
|
81K
$2.75M
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-88.8K- 33.25% |
$4.01M - $4.64M
|
178K
$6.06M
|
|
|
Oct 13, 2021
Q3 2021
|
Conservest Capital Advisors, Inc.
|
SELL
|
- |
-379K- 93.39% |
$17.1M - $19.8M
|
26.8K
$912K
|