Purchases and Sales Made in Q1 2023 in First Trust Water ETF (FIW)

This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.

Report Date	Institution (Fund)	Operation	Option	Shares change	Value Range	Shares Held
May 15, 2023 Q1 2023	Raab & Moskowitz Asset Management LLC Chatham, NJ	BUY	-	765 + 2.47%	$60.4K - $66.2K	31.7K $3.5M
May 05, 2023 Q1 2023	Jacobi Capital Management LLC	BUY	-	715 + 21.29%	$56.4K - $61.8K	4.07K $449K
May 09, 2023 Q1 2023	Wade G W & Inc Wellesley, MA	BUY	-	706 + 8.45%	$55.7K - $61.1K	9.06K $999K
Jun 14, 2023 Q1 2023	Atria Wealth Solutions, Inc. New York, NY	BUY	-	688 + 5.01%	$54.3K - $59.5K	14.4K $1.59M
May 10, 2023 Q1 2023	Private Advisor Group, LLC	BUY	-	681 + 1.29%	$53.7K - $58.9K	53.4K $5.88M
May 15, 2023 Q1 2023	Bryn Mawr Trust CO Bryn Mawr, PA	BUY	-	649 + 13.8%	$51.2K - $56.1K	5.35K $590K
Apr 14, 2023 Q1 2023	Aprio Wealth Management, LLC	BUY	-	628 + 24.17%	$49.6K - $54.3K	3.23K $355K
May 04, 2023 Q1 2023	Castle Wealth Management LLC	BUY	-	625 + 2.75%	$49.3K - $54.1K	23.3K $2.57M
May 01, 2023 Q1 2023	Cozad Asset Management Inc Champaign, IL	BUY	-	588 + 22.63%	$46.4K - $50.9K	3.19K $351K
May 09, 2023 Q1 2023	Us Bancorp \De\	BUY	-	500 + 0.62%	$39.5K - $43.3K	81.6K $8.99M
May 15, 2023 Q1 2023	Values First Advisors, Inc.	BUY	-	486 New	$38.4K - $42K	486 $53.5K
May 11, 2023 Q1 2023	Cambridge Investment Research Advisors, Inc.	BUY	-	469 + 0.54%	$37K - $40.6K	87.8K $9.67M
May 12, 2023 Q1 2023	Kestra Private Wealth Services, LLC	BUY	-	466 + 3.25%	$36.8K - $40.3K	14.8K $1.63M
Apr 25, 2023 Q1 2023	Foundations Investment Advisors, LLC	BUY	-	447 + 14.71%	$35.3K - $38.7K	3.49K $384K
Apr 26, 2023 Q1 2023	Interactive Financial Advisors Chicago, IL	BUY	-	446 + 2.45%	$35.2K - $38.6K	18.7K $2.06M
Apr 17, 2023 Q1 2023	Gps Wealth Strategies Group, LLC	BUY	-	441 New	$34.8K - $38.1K	441 $48.6K
May 15, 2023 Q1 2023	Harbour Investments, Inc. Madison, WI	BUY	-	425 + 6.7%	$33.5K - $36.8K	6.77K $745K
Apr 13, 2023 Q1 2023	Apeiron Ria LLC	BUY	-	413 + 9.56%	$32.6K - $35.7K	4.74K $522K
Apr 04, 2023 Q1 2023	Cedar Brook Financial Partners, LLC Cleveland, OH	BUY	-	362 + 3.58%	$28.6K - $31.3K	10.5K $1.15M
Apr 06, 2023 Q1 2023	Trinity Legacy Partners, LLC	BUY	-	299 + 5.21%	$23.6K - $25.9K	6.04K $666K
May 17, 2023 Q1 2023	National Asset Management, Inc. Boca Raton, FL	BUY	-	276 + 2.4%	$21.8K - $23.9K	11.8K $1.3M
May 01, 2023 Q1 2023	Mascoma Wealth Management LLC	BUY	-	271 + 0.91%	$21.4K - $23.4K	30.2K $3.32M
May 09, 2023 Q1 2023	Operose Advisors LLC Milwaukee, WI	BUY	-	250 New	$19.7K - $21.6K	250 $27.5K
Apr 28, 2023 Q1 2023	Janney Montgomery Scott LLC	BUY	-	231 + 1.12%	$18.2K - $20K	20.9K $2.3M
Apr 17, 2023 Q1 2023	First Heartland Consultants, Inc.	BUY	-	228 + 2.29%	$18K - $19.7K	10.2K $1.12M
May 09, 2023 Q1 2023	Cutter & CO Brokerage, Inc.	BUY	-	207 + 1.59%	$16.3K - $17.9K	13.3K $1.46M
Oct 12, 2023 Q1 2023	Cape Investment Advisory, Inc. Mcdonough, GA	BUY	-	202 New	$15.9K - $17.5K	202 $22.3K
Apr 25, 2023 Q1 2023	Parallel Advisors, LLC	BUY	-	200 + 13.33%	$15.8K - $17.3K	1.7K $187K
May 11, 2023 Q1 2023	Synovus Financial Corp Columbus, GA	BUY	-	170 + 3.02%	$13.4K - $14.7K	5.8K $639K
May 01, 2023 Q1 2023	Sfmg, LLC	BUY	-	136 + 0.88%	$10.7K - $11.8K	15.6K $1.72M
May 11, 2023 Q1 2023	Financial Advocates Investment Management Olympia, WA	BUY	-	134 + 1.26%	$10.6K - $11.6K	10.7K $1.18M
Apr 11, 2023 Q1 2023	Massmutual Trust CO Fsb	BUY	-	117 New	$9.23K - $10.1K	117 $12.9K
Apr 25, 2023 Q1 2023	Geneos Wealth Management Inc.	BUY	-	110 + 49.77%	$8.68K - $9.52K	331 $36.5K
Apr 24, 2023 Q1 2023	Fifth Third Bancorp	BUY	-	106 + 26.77%	$8.37K - $9.17K	502 $55.3K
May 09, 2023 Q1 2023	Spire Wealth Management	BUY	-	100 + 20.45%	$7.89K - $8.65K	589 $64.9K
Apr 28, 2023 Q1 2023	Cwm, LLC	BUY	-	90 + 3.3%	$7.1K - $7.79K	2.81K $310K
May 15, 2023 Q1 2023	Resurgent Financial Advisors LLC Atlanta, GA	BUY	-	56 + 6.18%	$4.42K - $4.84K	962 $106K
Apr 17, 2023 Q1 2023	Nova R Wealth, Inc.	BUY	-	56 + 0.69%	$4.42K - $4.84K	8.13K $896K
May 15, 2023 Q1 2023	Concourse Financial Group Securities, Inc. Birmingham, AL	BUY	-	36 + 3.73%	$2.84K - $3.11K	1K $110K
May 17, 2023 Q1 2023	Advisory Services Network, LLC	BUY	-	32 + 1.77%	$2.53K - $2.77K	1.84K $202K
Jul 17, 2024 Q1 2023	Kelly Financial Services LLC Braintree, MA	BUY	-	22 + 22.0%	$1.74K - $1.9K	122 $13.4K
Apr 20, 2023 Q1 2023	Walkner Condon Financial Advisors LLC	BUY	-	21 + 0.55%	$1.66K - $1.82K	3.87K $426K
Apr 25, 2023 Q1 2023	Creative Financial Designs Inc	BUY	-	12 + 6.0%	$947 - $1.04K	212 $23.4K
Apr 25, 2023 Q1 2023	Tru Wealth Advisors, LLC	BUY	-	7 + 0.18%	$552 - $606	3.95K $435K
Apr 20, 2023 Q1 2023	Princeton Global Asset Management LLC	BUY	-	6 + 0.18%	$474 - $519	3.27K $361K
May 04, 2023 Q1 2023	Ausdal Financial Partners, Inc. Davenport, IA	BUY	-	5 + 0.11%	$395 - $433	4.62K $509K
May 10, 2023 Q1 2023	Nelson, Van Denburg & Campbell Wealth Management Group, LLC Omaha, NE	BUY	-	4 New	$316 - $346	4 $441
Apr 26, 2023 Q1 2023	Chicago Partners Investment Group LLC	BUY	-	4 + 0.01%	$316 - $346	30.7K $3.39M
May 15, 2023 Q1 2023	Snowden Capital Advisors LLC New York, NY	BUY	-	3 + 0.04%	$237 - $260	7.16K $789K
Apr 17, 2023 Q1 2023	Ignite Planners, LLC	BUY	-	1 + 0.03%	$78.9 - $86.5	2.99K $330K

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Account

Purchases and Sales Made in Q1 2023 in First Trust Water ETF (FIW)

765

715

706

688

681

649

628

625

588

500

486

469

466

447

446

441

425

413

362

299

276

271

250

231

228

207

202

200

170

136

134

117

110

106

100

90

56

56

36

32

22

21

12

7

6

5

4

4

3

1

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