Purchases and Sales Made in Q3 2021 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
4.09K+ 1884.33% |
$339K - $376K
|
4.31K
$455K
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
4.09K+ 19.21% |
$339K - $376K
|
25.4K
$2.68M
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
3.85K+ 27.8% |
$320K - $354K
|
17.7K
$1.87M
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
3.65KNew |
$303K - $335K
|
3.65K
$385K
|
|
Oct 22, 2021
Q3 2021
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
3.37KNew |
$279K - $309K
|
3.37K
$356K
|
|
Nov 01, 2021
Q3 2021
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
3.25KNew |
$270K - $299K
|
3.25K
$343K
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
3.22K+ 16.53% |
$267K - $295K
|
22.7K
$2.39M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
2.93KNew |
$243K - $269K
|
2.93K
$309K
|
|
Oct 07, 2021
Q3 2021
|
Elevated Capital Advisors, LLC
Sandy, UT |
BUY
|
- |
2.92KNew |
$242K - $268K
|
2.92K
$308K
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
2.75K+ 1075.78% |
$228K - $253K
|
3.01K
$318K
|
|
Oct 14, 2021
Q3 2021
|
Wespac Advisors, LLC
|
BUY
|
- |
2.75KNew |
$228K - $253K
|
2.75K
$290K
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.54KNew |
$211K - $233K
|
2.54K
$268K
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
2.47KNew |
$205K - $227K
|
2.47K
$261K
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
BUY
|
- |
2.46K+ 71.29% |
$204K - $226K
|
5.92K
$625K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.4K+ 12.0% |
$199K - $221K
|
22.4K
$2.37M
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
2.4KNew |
$199K - $221K
|
2.4K
$254K
|
|
Oct 08, 2021
Q3 2021
|
Arthur M. Cohen & Associates, LLC
|
BUY
|
- |
2.29K+ 16.49% |
$190K - $210K
|
16.1K
$1.71M
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
2.05K+ 5.9% |
$170K - $189K
|
36.8K
$3.89M
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
BUY
|
- |
2.03K+ 37.51% |
$168K - $186K
|
7.44K
$786K
|
|
Oct 06, 2021
Q3 2021
|
Mascoma Wealth Management LLC
|
BUY
|
- |
1.93K+ 11.52% |
$160K - $177K
|
18.7K
$1.97M
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
1.89KNew |
$156K - $173K
|
1.89K
$199K
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.8K+ 29.78% |
$150K - $166K
|
7.85K
$830K
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
1.6K+ 5.63% |
$133K - $147K
|
30.1K
$3.18M
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
1.38KNew |
$114K - $127K
|
1.38K
$146K
|
|
Nov 02, 2021
Q3 2021
|
Cutter & CO Brokerage, Inc.
|
BUY
|
- |
1.32K+ 14.82% |
$109K - $121K
|
10.2K
$1.08M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.3K+ 5.42% |
$108K - $119K
|
25.3K
$2.67M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.05K+ 7.48% |
$86.8K - $96.1K
|
15K
$1.59M
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.03K+ 17.33% |
$85.6K - $94.9K
|
6.99K
$738K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
921+ 1.93% |
$76.4K - $84.6K
|
48.7K
$5.15M
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
907New |
$75.3K - $83.4K
|
907
$95.8K
|
|
Nov 02, 2021
Q3 2021
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
700+ 15.01% |
$58.1K - $64.3K
|
5.36K
$567K
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
693New |
$57.5K - $63.7K
|
693
$73.2K
|
|
Oct 14, 2021
Q3 2021
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
680+ 6.56% |
$56.4K - $62.5K
|
11.1K
$1.17M
|
|
Nov 12, 2021
Q3 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
616+ 3.97% |
$51.1K - $56.6K
|
16.1K
$1.7M
|
|
Nov 15, 2021
Q3 2021
|
Tocqueville Asset Management L.P.
New York, NY |
BUY
|
- |
610+ 4.47% |
$50.6K - $56.1K
|
14.2K
$1.51M
|
|
Oct 22, 2021
Q3 2021
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
590+ 11.11% |
$49K - $54.2K
|
5.9K
$624K
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
531+ 5.72% |
$44.1K - $48.8K
|
9.81K
$1.04M
|
|
Nov 15, 2021
Q3 2021
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
435New |
$36.1K - $40K
|
435
$46K
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
341+ 0.23% |
$28.3K - $31.3K
|
147K
$15.6M
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
BUY
|
- |
280+ 3.16% |
$23.2K - $25.7K
|
9.13K
$965K
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
BUY
|
- |
274+ 8.94% |
$22.7K - $25.2K
|
3.34K
$353K
|
|
Nov 12, 2021
Q3 2021
|
Cibc World Market Inc.
Toronto, A6 |
BUY
|
- |
255+ 10.35% |
$21.2K - $23.4K
|
2.72K
$287K
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
252+ 43.9% |
$20.9K - $23.2K
|
826
$87.3K
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
220+ 4.79% |
$18.3K - $20.2K
|
4.82K
$509K
|
|
Nov 10, 2021
Q3 2021
|
Wellington Shields & Co., LLC
New York, NY |
BUY
|
- |
166+ 5.31% |
$13.8K - $15.3K
|
3.29K
$348K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
165+ 12.64% |
$13.7K - $15.2K
|
1.47K
$155K
|
|
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
165New |
$13.7K - $15.2K
|
165
$17.4K
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
150New |
$12.4K - $13.8K
|
150
$15.9K
|
|
Nov 09, 2021
Q3 2021
|
Milestone Advisory Partners
|
BUY
|
- |
128+ 0.42% |
$10.6K - $11.8K
|
30.3K
$3.21M
|
|
Oct 12, 2021
Q3 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
121+ 3.11% |
$10K - $11.1K
|
4.02K
$424K
|