Purchases and Sales Made in Q3 2023 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
1832 Asset Management L.P.
Toronto, A6 |
BUY
|
- |
179KNew |
$14.8M - $16.4M
|
179K
$19.7M
|
|
|
Oct 16, 2023
Q3 2023
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
87.1KNew |
$7.18M - $7.99M
|
87.1K
$9.6M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
51.6K+ 8.96% |
$4.25M - $4.73M
|
627K
$69.1M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
49.3K+ 417.53% |
$4.06M - $4.52M
|
61.1K
$6.73M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
40.4K+ 406.75% |
$3.33M - $3.7M
|
50.3K
$5.55M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
34.4K+ 128.72% |
$2.83M - $3.15M
|
61.1K
$6.73M
|
|
|
Nov 30, 2023
Q3 2023
|
Modera Wealth Management, LLC
|
BUY
|
- |
28.6KNew |
$2.36M - $2.62M
|
28.6K
$3.15M
|
|
|
Oct 25, 2023
Q3 2023
|
Seaview Investment Managers LLC
|
BUY
|
- |
23.6KNew |
$1.95M - $2.17M
|
23.6K
$2.61M
|
|
|
Feb 14, 2024
Q3 2023
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
22.1KNew |
$1.82M - $2.02M
|
22.1K
$2.43M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
19.6KNew |
$1.61M - $1.79M
|
19.6K
$2.16M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
17K+ 4.4% |
$1.4M - $1.56M
|
403K
$44.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
14.2KNew |
$1.17M - $1.3M
|
14.2K
$1.56M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
13K+ 7.66% |
$1.07M - $1.19M
|
182K
$20.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Florin Court Capital LLP
|
BUY
|
- |
12.8K+ 96.97% |
$1.05M - $1.17M
|
26K
$2.86M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
12.7K+ 7.96% |
$1.04M - $1.16M
|
172K
$18.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Atomi Financial Group, Inc.
Irvine, CA |
BUY
|
- |
9.76KNew |
$804K - $895K
|
9.76K
$1.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Commonwealth Financial Services, LLC
Parkersburg, WV |
BUY
|
- |
8.57KNew |
$706K - $785K
|
8.57K
$944K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
7.96K+ 51.58% |
$656K - $730K
|
23.4K
$2.58M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.48K+ 12.61% |
$616K - $685K
|
66.8K
$7.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.09K+ 51.01% |
$584K - $650K
|
21K
$2.31M
|
|
|
Nov 07, 2023
Q3 2023
|
Wsfs Capital Management, LLC
Philadelphia, PA |
BUY
|
- |
6.8KNew |
$560K - $623K
|
6.8K
$749K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.12K+ 2.29% |
$504K - $561K
|
274K
$30.1M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
5.59K+ 9.84% |
$460K - $512K
|
62.4K
$6.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
5.5K+ 108.25% |
$453K - $504K
|
10.6K
$1.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
5.25K+ 155.97% |
$432K - $481K
|
8.62K
$949K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
4.92KNew |
$405K - $451K
|
4.92K
$542K
|
|
|
Nov 08, 2023
Q3 2023
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
BUY
|
- |
4.4KNew |
$362K - $403K
|
4.4K
$485K
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
4K+ 16.34% |
$329K - $366K
|
28.5K
$3.14M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
3.58K+ 3.93% |
$295K - $328K
|
94.5K
$10.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
3.12KNew |
$257K - $286K
|
3.12K
$343K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
2.63KNew |
$216K - $241K
|
2.63K
$289K
|
|
|
Oct 17, 2023
Q3 2023
|
Kfg Wealth Management, LLC
Granger, IN |
BUY
|
- |
2.44KNew |
$201K - $224K
|
2.44K
$269K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
2.4K+ 43.64% |
$198K - $220K
|
7.9K
$870K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.11K+ 2.55% |
$174K - $193K
|
85K
$9.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2.02K+ 1.68% |
$166K - $185K
|
122K
$13.4M
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
1.85K+ 29.93% |
$152K - $169K
|
8.01K
$882K
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
1.76K+ 26.91% |
$145K - $161K
|
8.29K
$913K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.75K+ 8.48% |
$144K - $160K
|
22.3K
$2.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.7K+ 2.1% |
$140K - $156K
|
82.6K
$9.1M
|
|
|
Nov 06, 2023
Q3 2023
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
1.69K+ 286.08% |
$139K - $154K
|
2.27K
$251K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
1.64K+ 9.44% |
$135K - $150K
|
19K
$2.09M
|
|
|
Nov 07, 2023
Q3 2023
|
Eagle Strategies LLC
New York, NY |
BUY
|
- |
1.56K+ 17.1% |
$128K - $143K
|
10.7K
$1.17M
|
|
|
Oct 30, 2023
Q3 2023
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
BUY
|
- |
1.56K+ 4.95% |
$128K - $143K
|
33K
$3.63M
|
|
|
Oct 27, 2023
Q3 2023
|
Mainsail Financial Group, LLC
Bellevue, WA |
BUY
|
- |
1.55K+ 4.08% |
$128K - $142K
|
39.6K
$4.36M
|
|
|
Oct 20, 2023
Q3 2023
|
Arthur M. Cohen & Associates, LLC
|
BUY
|
- |
1.3K+ 6.94% |
$107K - $119K
|
20K
$2.21M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
1.28K+ 54.95% |
$106K - $118K
|
3.62K
$398K
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
1.23K+ 18.41% |
$101K - $113K
|
7.92K
$872K
|
|
|
Nov 08, 2023
Q3 2023
|
Wade G W & Inc
Wellesley, MA |
BUY
|
- |
1.23K+ 12.38% |
$101K - $112K
|
11.1K
$1.23M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.14K+ 2.45% |
$93.7K - $104K
|
47.5K
$5.23M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.12K+ 5.83% |
$92.6K - $103K
|
20.4K
$2.25M
|