Purchases and Sales Made in Q4 2021 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
135K+ 30.08% |
$11.5M - $12.8M
|
582K
$64.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
72.9K+ 17.11% |
$6.23M - $6.92M
|
499K
$55M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
60.8K+ 104.22% |
$5.19M - $5.77M
|
119K
$13.1M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
52.7K+ 37.44% |
$4.5M - $5.01M
|
194K
$21.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
48.5KNew |
$4.14M - $4.6M
|
48.5K
$5.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
39.7K+ 4.01% |
$3.39M - $3.77M
|
1.03M
$113M
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
36K+ 27.07% |
$3.07M - $3.41M
|
169K
$18.6M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
35.4KNew |
$3.03M - $3.36M
|
35.4K
$3.9M
|
|
|
Feb 11, 2022
Q4 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
BUY
|
- |
24.3KNew |
$2.08M - $2.31M
|
24.3K
$2.68M
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
23.4K+ 27.23% |
$2M - $2.22M
|
109K
$12.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
22.2K+ 5.52% |
$1.9M - $2.11M
|
425K
$46.8M
|
|
|
Feb 10, 2022
Q4 2021
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
21.5KNew |
$1.84M - $2.04M
|
21.5K
$2.37M
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
20KNew |
$1.71M - $1.9M
|
20K
$2.2M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.6K+ 13.32% |
$1.59M - $1.77M
|
158K
$17.5M
|
|
|
Feb 04, 2022
Q4 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
18.6K+ 431.22% |
$1.59M - $1.76M
|
22.9K
$2.52M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
17.3K+ 29.13% |
$1.47M - $1.64M
|
76.5K
$8.43M
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
16.7K+ 434.63% |
$1.43M - $1.59M
|
20.6K
$2.27M
|
|
|
Feb 07, 2022
Q4 2021
|
Pinnacle Private Wealth, LLC
|
BUY
|
- |
15.5KNew |
$1.32M - $1.47M
|
15.5K
$1.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
15.4K+ 11.97% |
$1.32M - $1.46M
|
144K
$15.9M
|
|
|
Jan 24, 2022
Q4 2021
|
National Bank Of Canada
|
BUY
|
- |
15.4KNew |
$1.31M - $1.46M
|
15.4K
$1.7M
|
|
|
Feb 10, 2022
Q4 2021
|
Flagship Harbor Advisors, LLC
|
BUY
|
- |
15KNew |
$1.28M - $1.42M
|
15K
$1.65M
|
|
|
Feb 15, 2022
Q4 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
14.6KNew |
$1.25M - $1.39M
|
14.6K
$1.61M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14.5K+ 15.01% |
$1.24M - $1.38M
|
111K
$12.2M
|
|
|
Jan 24, 2022
Q4 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
12.6KNew |
$1.08M - $1.2M
|
12.6K
$1.39M
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
11.8K+ 78.54% |
$1.01M - $1.12M
|
26.8K
$2.96M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
11.6K+ 165.45% |
$988K - $1.1M
|
18.5K
$2.04M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
10.9K+ 2.65% |
$930K - $1.03M
|
422K
$46.5M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
10.1K+ 10.39% |
$864K - $960K
|
107K
$11.8M
|
|
|
Apr 12, 2022
Q4 2021
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
10.1KNew |
$859K - $955K
|
10.1K
$1.11M
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
9.54K+ 24.93% |
$815K - $906K
|
47.8K
$5.27M
|
|
|
Jun 08, 2022
Q4 2021
|
Paragon Private Wealth Management, LLC
|
BUY
|
- |
9.08KNew |
$776K - $862K
|
9.08K
$1M
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
8.47K+ 6.75% |
$724K - $805K
|
134K
$14.8M
|
|
|
Feb 08, 2022
Q4 2021
|
Baker Tilly Wealth Management, LLC
|
BUY
|
- |
7.97K+ 148.53% |
$681K - $757K
|
13.3K
$1.47M
|
|
|
Jan 31, 2022
Q4 2021
|
Sfmg, LLC
|
BUY
|
- |
7.8K+ 133.87% |
$666K - $740K
|
13.6K
$1.5M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
7.53KNew |
$644K - $715K
|
7.53K
$830K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.4K+ 33.0% |
$632K - $703K
|
29.8K
$3.29M
|
|
|
Jan 27, 2022
Q4 2021
|
Nova R Wealth, Inc.
|
BUY
|
- |
7.16KNew |
$612K - $680K
|
7.16K
$789K
|
|
|
Feb 07, 2022
Q4 2021
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
6.35KNew |
$542K - $603K
|
6.35K
$699K
|
|
|
Feb 09, 2022
Q4 2021
|
Wealth Effects LLC
|
BUY
|
- |
6.06KNew |
$518K - $576K
|
6.06K
$668K
|
|
|
Jan 27, 2022
Q4 2021
|
Relyea Zuckerberg Hanson LLC
|
BUY
|
- |
5.9KNew |
$504K - $560K
|
5.9K
$650K
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.77KNew |
$493K - $548K
|
5.77K
$636K
|
|
|
Feb 11, 2022
Q4 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
5.6K+ 66.67% |
$478K - $532K
|
14K
$1.54M
|
|
|
Aug 11, 2022
Q4 2021
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
5.47KNew |
$468K - $520K
|
5.47K
$603K
|
|
|
Feb 14, 2022
Q4 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
5.23KNew |
$447K - $497K
|
5.23K
$576K
|
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
5.22KNew |
$446K - $496K
|
5.22K
$575K
|
|
|
Feb 14, 2022
Q4 2021
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
5.17KNew |
$441K - $490K
|
5.17K
$569K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
5.13K+ 14.43% |
$439K - $487K
|
40.7K
$4.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
5.11KNew |
$437K - $486K
|
5.11K
$563K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
4.99KNew |
$426K - $474K
|
4.99K
$550K
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
4.88K+ 3.31% |
$417K - $463K
|
152K
$16.8M
|