Purchases and Sales Made in Q4 2021 in First Trust Water ETF (FIW)
This table provides information about the institutional ownership of First Trust Water ETF (FIW) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST WATER ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Mar 10, 2022
Q4 2021
|
Comprehensive Financial Consultants Institutional, Inc.
Bloomington, IN |
BUY
|
- |
55New |
$4.7K - $5.22K
|
55
$5.64K
|
|
Jan 14, 2022
Q4 2021
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
55New |
$4.7K - $5.22K
|
55
$5.64K
|
|
Feb 08, 2022
Q4 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
BUY
|
- |
55+ 0.57% |
$4.7K - $5.22K
|
9.74K
$999K
|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
50+ 28.57% |
$4.27K - $4.75K
|
225
$23.1K
|
|
Feb 10, 2022
Q4 2021
|
Pacific Sun Financial Corp
|
BUY
|
- |
50+ 1.7% |
$4.27K - $4.75K
|
2.99K
$307K
|
|
Feb 14, 2022
Q4 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
BUY
|
- |
50+ 30.3% |
$4.27K - $4.75K
|
215
$22K
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
41+ 1.6% |
$3.5K - $3.89K
|
2.6K
$267K
|
|
Jan 13, 2022
Q4 2021
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
27+ 0.67% |
$2.31K - $2.56K
|
4.04K
$415K
|
|
Feb 11, 2022
Q4 2021
|
Henrickson Nauta Wealth Advisors, Inc.
Belmont, MI |
BUY
|
- |
15New |
$1.28K - $1.42K
|
15
$1.54K
|
|
Jan 24, 2022
Q4 2021
|
Arthur M. Cohen & Associates, LLC
|
BUY
|
- |
11+ 0.07% |
$940 - $1.04K
|
16.2K
$1.66M
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
BUY
|
- |
6+ 3.64% |
$513 - $570
|
171
$17.5K
|
|
Feb 02, 2022
Q4 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
3+ 0.1% |
$256 - $285
|
3.01K
$309K
|
|
Jan 24, 2022
Q4 2021
|
Clean Yield Group
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-2- 0.54% |
$171 - $190
|
366
$37.5K
|
|
Jan 27, 2022
Q4 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-6- 0.06% |
$513 - $570
|
9.8K
$1.01M
|
|
Feb 07, 2022
Q4 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-7- 0.08% |
$598 - $665
|
8.37K
$858K
|
|
Jan 25, 2022
Q4 2021
|
First Command Advisory Services, Inc.
|
SELL
|
- |
-20Closed |
$1.71K - $1.9K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-27Closed |
$2.31K - $2.56K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-32- 1.09% |
$2.73K - $3.04K
|
2.89K
$297K
|
|
Aug 16, 2024
Q4 2021
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-59- 5.07% |
$5.04K - $5.6K
|
1.11K
$113K
|
|
Aug 30, 2024
Q4 2021
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-85- 12.32% |
$7.26K - $8.07K
|
605
$62K
|
|
Feb 09, 2022
Q4 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-100Closed |
$8.54K - $9.5K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-151- 0.12% |
$12.9K - $14.3K
|
123K
$12.6M
|
|
Feb 10, 2022
Q4 2021
|
Tortoise Investment Management, LLC
|
SELL
|
- |
-198Closed |
$16.9K - $18.8K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
SELL
|
- |
-199- 6.17% |
$17K - $18.9K
|
3.03K
$310K
|
|
Feb 14, 2022
Q4 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-220- 8.91% |
$18.8K - $20.9K
|
2.25K
$231K
|
|
Feb 11, 2022
Q4 2021
|
Prism Advisors, Inc.
|
SELL
|
- |
-261- 0.6% |
$22.3K - $24.8K
|
43.2K
$4.43M
|
|
Mar 08, 2022
Q4 2021
|
Bartlett & Co. LLC
|
SELL
|
- |
-300Closed |
$25.6K - $28.5K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-317- 1.21% |
$27.1K - $30.1K
|
25.9K
$2.65M
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-365- 24.01% |
$31.2K - $34.7K
|
1.16K
$118K
|
|
Feb 07, 2022
Q4 2021
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-375- 1.11% |
$32K - $35.6K
|
33.5K
$3.43M
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-435Closed |
$37.2K - $41.3K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-697- 14.47% |
$59.6K - $66.2K
|
4.12K
$422K
|
|
Jan 13, 2022
Q4 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-882- 7.73% |
$75.4K - $83.8K
|
10.5K
$1.08M
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-941- 3.71% |
$80.4K - $89.4K
|
24.4K
$2.5M
|
|
Jan 10, 2022
Q4 2021
|
Murphy Capital Management Inc
|
SELL
|
- |
-1K- 31.75% |
$85.4K - $95K
|
2.15K
$220K
|
|
Jan 27, 2022
Q4 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-1.09K- 32.42% |
$93.2K - $104K
|
2.27K
$233K
|
|
Jan 19, 2022
Q4 2021
|
Bridge Advisory, LLC
|
SELL
|
- |
-1.14K- 2.36% |
$97.4K - $108K
|
47.2K
$4.84M
|
|
Jan 20, 2022
Q4 2021
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.38KClosed |
$118K - $131K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-2.34K- 11.35% |
$200K - $222K
|
18.3K
$1.88M
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
SELL
|
- |
-2.36K- 2.78% |
$201K - $224K
|
82.4K
$8.45M
|
|
Feb 11, 2022
Q4 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-2.4KClosed |
$205K - $228K
|
0
$0
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-2.6K- 9.96% |
$222K - $247K
|
23.5K
$2.41M
|
|
Jan 21, 2022
Q4 2021
|
Windsor Group LTD
|
SELL
|
- |
-2.61KClosed |
$223K - $247K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.08K- 2.55% |
$263K - $293K
|
118K
$12.1M
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-3.34KClosed |
$285K - $317K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.24K- 10.2% |
$362K - $402K
|
37.3K
$3.82M
|
|
Feb 14, 2022
Q4 2021
|
Hap Trading, LLC
New York, NY |
SELL
|
- |
-4.25K- 25.38% |
$363K - $404K
|
12.5K
$1.28M
|
|
Feb 11, 2022
Q4 2021
|
Interactive Financial Advisors
Chicago, IL |
SELL
|
- |
-4.93K- 20.22% |
$422K - $469K
|
19.5K
$2M
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-5.14KClosed |
$439K - $488K
|
0
$0
|