Purchases and Sales Made in Q1 2021 in First Trust Chindia ETF (FNI)
This table provides information about the institutional ownership of First Trust Chindia ETF (FNI) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST CHINDIA ETF.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
73.7K+ 1924.93% |
$4.32M - $5.51M
|
77.6K
$0
|
|
May 17, 2021
Q1 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
56KNew |
$3.28M - $4.18M
|
56K
$0
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
50.5K+ 146.28% |
$2.96M - $3.77M
|
85K
$0
|
|
May 17, 2021
Q1 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
44.3KNew |
$2.6M - $3.31M
|
44.3K
$0
|
|
May 18, 2021
Q1 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
43.3K+ 319.5% |
$2.54M - $3.24M
|
56.9K
$0
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
41K+ 19.38% |
$2.4M - $3.06M
|
252K
$0
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
31.8K+ 520.85% |
$1.87M - $2.38M
|
37.9K
$0
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
31.3K+ 155.33% |
$1.84M - $2.34M
|
51.5K
$0
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
26.3K+ 582.59% |
$1.54M - $1.97M
|
30.9K
$0
|
|
May 14, 2021
Q1 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
22.1K+ 2.38% |
$1.3M - $1.65M
|
952K
$0
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
13.8K+ 36.69% |
$809K - $1.03M
|
51.4K
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.6KNew |
$739K - $942K
|
12.6K
$0
|
|
May 17, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
11.5KNew |
$673K - $857K
|
11.5K
$0
|
|
May 10, 2021
Q1 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
9.08KNew |
$533K - $679K
|
9.08K
$0
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.39K+ 25.29% |
$492K - $627K
|
41.6K
$0
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.25K+ 34.43% |
$308K - $392K
|
20.5K
$0
|
|
May 13, 2021
Q1 2021
|
Fortis Advisors, LLC
King Of Prussia, PA |
BUY
|
- |
5.22K+ 56.79% |
$306K - $390K
|
14.4K
$0
|
|
May 12, 2021
Q1 2021
|
Comerica Securities,Inc.
|
BUY
|
- |
4.89K+ 75.82% |
$287K - $365K
|
11.3K
$0
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.38KNew |
$257K - $327K
|
4.38K
$0
|
|
May 14, 2021
Q1 2021
|
Horizon Investments, LLC
Charlotte, NC |
BUY
|
- |
4.16KNew |
$244K - $311K
|
4.16K
$0
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
3.38KNew |
$198K - $253K
|
3.38K
$0
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.96K+ 14.54% |
$115K - $146K
|
15.4K
$0
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.52KNew |
$89K - $113K
|
1.52K
$0
|
|
May 05, 2021
Q1 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
816+ 5.51% |
$47.9K - $61K
|
15.6K
$0
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
654+ 15.71% |
$38.4K - $48.9K
|
4.82K
$0
|
|
Apr 30, 2021
Q1 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
630New |
$36.9K - $47.1K
|
630
$0
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
518+ 7.12% |
$30.4K - $38.7K
|
7.79K
$0
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
397+ 6.75% |
$23.3K - $29.7K
|
6.28K
$0
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
300New |
$17.6K - $22.4K
|
300
$0
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
BUY
|
- |
174+ 4.28% |
$10.2K - $13K
|
4.24K
$0
|
|
May 17, 2021
Q1 2021
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-38- 29.23% |
$2.23K - $2.84K
|
92
$0
|
|
May 14, 2021
Q1 2021
|
Founders Financial Securities LLC
|
SELL
|
- |
-78- 1.84% |
$4.57K - $5.83K
|
4.16K
$0
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-96- 14.81% |
$5.63K - $7.17K
|
552
$0
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-200- 2.6% |
$11.7K - $14.9K
|
7.48K
$0
|
|
May 17, 2021
Q1 2021
|
Freestone Capital Holdings, LLC
Seattle, WA |
SELL
|
- |
-200Closed |
$11.7K - $14.9K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Beacon Harbor Wealth Advisors, Inc.
|
SELL
|
- |
-1.13K- 1.88% |
$66.1K - $84.2K
|
58.9K
$0
|
|
May 03, 2021
Q1 2021
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.7K- 32.25% |
$99.9K - $127K
|
3.58K
$0
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-1.73K- 10.12% |
$102K - $129K
|
15.4K
$0
|
|
May 11, 2021
Q1 2021
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-5.33KClosed |
$313K - $398K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-6.73K- 45.01% |
$395K - $503K
|
8.22K
$0
|
|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-39KClosed |
$2.29M - $2.91M
|
0
$0
|