Purchases and Sales Made in Q1 2022 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
185K+ 98.63% |
$8.15M - $8.96M
|
372K
$21.4M
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
162K+ 58.6% |
$7.13M - $7.84M
|
438K
$25.1M
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
156K+ 76.36% |
$6.89M - $7.57M
|
361K
$20.7M
|
|
|
May 04, 2022
Q1 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
126K+ 191.74% |
$5.55M - $6.1M
|
191K
$11M
|
|
|
Apr 25, 2022
Q1 2022
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
86KNew |
$3.79M - $4.17M
|
86K
$4.93M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
82.2K+ 427.42% |
$3.63M - $3.98M
|
101K
$5.82M
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
65.1K+ 73.93% |
$2.87M - $3.15M
|
153K
$8.78M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
59.5K+ 15.73% |
$2.62M - $2.88M
|
438K
$25.1M
|
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
31KNew |
$1.37M - $1.5M
|
31K
$1.78M
|
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
31KNew |
$1.37M - $1.5M
|
31K
$1.78M
|
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
21.7KNew |
$955K - $1.05M
|
21.7K
$1.24M
|
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
21KNew |
$924K - $1.02M
|
21K
$1.2M
|
|
|
May 13, 2022
Q1 2022
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
18K+ 31.69% |
$794K - $872K
|
74.8K
$4.29M
|
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
16.1K+ 29.74% |
$712K - $782K
|
70.4K
$4.04M
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.3K+ 67.3% |
$629K - $691K
|
35.5K
$2.04M
|
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
14.1K+ 113.94% |
$623K - $684K
|
26.5K
$1.52M
|
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
14KNew |
$617K - $678K
|
14K
$802K
|
|
|
May 03, 2022
Q1 2022
|
Triumph Capital Management
|
BUY
|
- |
13.3K+ 71.67% |
$588K - $646K
|
31.9K
$1.83M
|
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
10.2KNew |
$448K - $492K
|
10.2K
$582K
|
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
9.05K+ 205.66% |
$399K - $439K
|
13.5K
$772K
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.9KNew |
$348K - $383K
|
7.9K
$453K
|
|
|
May 02, 2022
Q1 2022
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
2.9K+ 0.29% |
$128K - $141K
|
1.02M
$58.6M
|
|
|
May 13, 2022
Q1 2022
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
2.79K+ 51.91% |
$123K - $135K
|
8.17K
$468K
|
|
|
May 02, 2022
Q1 2022
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
2.36KNew |
$104K - $114K
|
2.36K
$135K
|
|
|
Apr 27, 2022
Q1 2022
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
1.13K+ 14.58% |
$49.8K - $54.8K
|
8.88K
$509K
|
|
|
May 04, 2022
Q1 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
727+ 1.25% |
$32.1K - $35.2K
|
58.8K
$3.37M
|
|
|
May 12, 2022
Q1 2022
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
435+ 89.14% |
$19.2K - $21.1K
|
923
$53K
|
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
400New |
$17.6K - $19.4K
|
400
$22.9K
|
|
|
Apr 12, 2022
Q1 2022
|
Pacifica Partners Inc.
|
BUY
|
- |
236New |
$10.4K - $11.4K
|
236
$13.5K
|
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
51New |
$2.25K - $2.47K
|
51
$2.93K
|
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
15New |
$661 - $727
|
15
$861
|
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.41% |
$44.1 - $48.5
|
243
$13.9K
|
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-71- 1.02% |
$3.13K - $3.44K
|
6.92K
$397K
|
|
|
May 13, 2022
Q1 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-96- 1.63% |
$4.23K - $4.65K
|
5.8K
$333K
|
|
|
Apr 12, 2022
Q1 2022
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-98- 12.22% |
$4.32K - $4.75K
|
704
$40.4K
|
|
|
May 10, 2022
Q1 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-100Closed |
$4.41K - $4.85K
|
0
$0
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-120- 24.64% |
$5.29K - $5.82K
|
367
$21.1K
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-141Closed |
$6.22K - $6.83K
|
0
$0
|
|
|
Apr 15, 2022
Q1 2022
|
G&S Capital LLC
|
SELL
|
- |
-159- 0.6% |
$7.01K - $7.71K
|
26.3K
$1.51M
|
|
|
May 12, 2022
Q1 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-200- 27.32% |
$8.82K - $9.69K
|
532
$30.5K
|
|
|
May 20, 2022
Q1 2022
|
Cornerstone Advisory, LLC
|
SELL
|
- |
-505Closed |
$22.3K - $24.5K
|
0
$0
|
|
|
May 23, 2022
Q1 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-926- 13.46% |
$40.8K - $44.9K
|
5.95K
$342K
|
|
|
Apr 15, 2022
Q1 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-1.28K- 9.6% |
$56.3K - $61.8K
|
12K
$689K
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-2.15K- 15.75% |
$94.7K - $104K
|
11.5K
$659K
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.26K- 6.33% |
$99.6K - $109K
|
33.4K
$1.92M
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.51K- 96.3% |
$199K - $218K
|
173
$9.93K
|
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-6.04KClosed |
$266K - $292K
|
0
$0
|
|
|
Apr 12, 2022
Q1 2022
|
Calton & Associates, Inc.
|
SELL
|
- |
-8.05KClosed |
$355K - $390K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.8KClosed |
$432K - $475K
|
0
$0
|
|
|
May 17, 2022
Q1 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-11.6KClosed |
$512K - $563K
|
0
$0
|