Latest Institutional Transactions on First Trust Mid Cap Value Alph (FNK)
This table provides information on the latest institutional transactions involving First Trust Mid Cap Value Alph (FNK) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 16, 2025
Q3 2025
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-171- 1.54% |
$8.83K - $9.68K
|
10.9K
$583K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
279New |
$14.4K - $15.8K
|
279
$14.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
1+ 0.03% |
$51.7 - $56.6
|
3.99K
$213K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-30.9K- 64.95% |
$1.59M - $1.75M
|
16.7K
$889K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-3.41K- 40.97% |
$176K - $193K
|
4.91K
$262K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.69KNew |
$87.5K - $95.8K
|
1.69K
$90.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
990+ 2.02% |
$51.1K - $56K
|
49.9K
$2.67M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
559New |
$28.9K - $31.6K
|
559
$29.9K
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
7+ 0.1% |
$362 - $396
|
6.77K
$362K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.79K- 1.62% |
$196K - $214K
|
230K
$12.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.18K+ 14.14% |
$371K - $406K
|
57.9K
$3.09M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
14.7K+ 23.47% |
$760K - $833K
|
77.4K
$4.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
406+ 2.25% |
$21K - $23K
|
18.5K
$986K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.6K+ 53.72% |
$806K - $883K
|
44.7K
$2.39M
|
|
|
Nov 14, 2025
Q3 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-20- 76.92% |
$1.03K - $1.13K
|
6
$320
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-194- 2.68% |
$10K - $11K
|
7.05K
$377K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-30.6K- 11.24% |
$1.58M - $1.73M
|
242K
$12.9M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-12.2K- 19.0% |
$628K - $688K
|
51.9K
$2.77M
|
|
|
Nov 13, 2025
Q3 2025
|
Total Investment Management Inc
Scottsdale, AZ |
SELL
|
- |
-31.4K- 2.34% |
$1.62M - $1.78M
|
1.31M
$70M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-455- 1.36% |
$23.5K - $25.7K
|
33K
$1.76M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.2K- 27.08% |
$372K - $407K
|
19.4K
$1.03M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
22+ 0.26% |
$1.14K - $1.24K
|
8.47K
$452K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-122K- 48.28% |
$6.33M - $6.93M
|
131K
$7M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9.1K- 32.34% |
$470K - $515K
|
19K
$1.02M
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-555- 11.55% |
$28.7K - $31.4K
|
4.25K
$227K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
103New |
$5.32K - $5.83K
|
103
$5.5K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.89KNew |
$149K - $164K
|
2.89K
$154K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.42K- 7.06% |
$73.3K - $80.3K
|
18.7K
$998K
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
4.21K+ 14.86% |
$218K - $238K
|
32.5K
$1.74M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-119- 2.72% |
$6.15K - $6.73K
|
4.26K
$228K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.11K+ 27.21% |
$57.3K - $62.8K
|
5.19K
$277K
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-14.2K- 31.5% |
$732K - $801K
|
30.8K
$1.64M
|
|
|
Oct 22, 2025
Q3 2025
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
BUY
|
- |
7+ 0.17% |
$362 - $396
|
4.11K
$220K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-19.4K- 49.77% |
$1M - $1.1M
|
19.5K
$1.04M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.66KNew |
$189K - $207K
|
3.66K
$196K
|
|
|
Oct 06, 2025
Q3 2025
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
3+ 0.02% |
$155 - $170
|
12.9K
$687K
|
|
| Q2 2025 | |||||||
|
Dec 23, 2025
Q2 2025
|
Triumph Capital Management
|
BUY
|
- |
227+ 5.7% |
$9.82K - $11.7K
|
4.21K
$225K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.71K+ 17.41% |
$117K - $140K
|
18.3K
$977K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.6K+ 200.0% |
$69.2K - $82.8K
|
2.4K
$128K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-1- 0.37% |
$43.2 - $51.8
|
272
$14.5K
|
|
|
Aug 13, 2025
Q2 2025
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-214- 69.48% |
$9.25K - $11.1K
|
94
$5.02K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 11, 2025
Q2 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
124New |
$5.36K - $6.42K
|
124
$6.62K
|
|
|
Aug 05, 2025
Q2 2025
|
Tkg Advisors, LLC
|
BUY
|
- |
184+ 3.63% |
$7.96K - $9.52K
|
5.26K
$281K
|
|
|
Jul 31, 2025
Q2 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
20.6K+ 339.79% |
$889K - $1.06M
|
26.6K
$1.42M
|
|
|
Jul 17, 2025
Q2 2025
|
G&S Capital LLC
|
BUY
|
- |
341+ 1.74% |
$14.7K - $17.7K
|
19.9K
$1.06M
|
|
| Q1 2025 | |||||||
|
Aug 13, 2025
Q1 2025
|
Stone X Group Inc.
|
BUY
|
- |
4.13KNew |
$202K - $230K
|
4.13K
$220K
|
|
|
May 19, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.1K- 10.68% |
$53.9K - $61.4K
|
9.2K
$491K
|
|
|
May 15, 2025
Q1 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
18.5KNew |
$906K - $1.03M
|
18.5K
$988K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-270- 62.07% |
$13.2K - $15.1K
|
165
$8.81K
|
|