Purchases and Sales Made in Q3 2023 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
109K+ 9.13% |
$4.79M - $5.36M
|
1.31M
$69.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
35.4K+ 58.33% |
$1.55M - $1.73M
|
96K
$5.08M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
22.9K+ 29.9% |
$1M - $1.12M
|
99.3K
$5.25M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
20.7KNew |
$908K - $1.02M
|
20.7K
$1.1M
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
17.8KNew |
$778K - $871K
|
17.8K
$940K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
15.3K+ 4.25% |
$672K - $752K
|
376K
$19.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
7.07KNew |
$310K - $346K
|
7.07K
$374K
|
|
|
Nov 14, 2023
Q3 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
4.34K+ 16.52% |
$190K - $213K
|
30.6K
$1.62M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.76K+ 13.21% |
$165K - $185K
|
32.2K
$1.71M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.07K+ 5.58% |
$134K - $150K
|
58K
$3.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.74K+ 3.43% |
$120K - $134K
|
82.7K
$4.37M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.16K+ 1.96% |
$51K - $57.1K
|
60.5K
$3.2M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.15KNew |
$50.4K - $56.4K
|
1.15K
$60.8K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
473+ 1.69% |
$20.7K - $23.2K
|
28.4K
$1.5M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
260+ 0.98% |
$11.4K - $12.7K
|
26.8K
$1.42M
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
174+ 0.79% |
$7.62K - $8.53K
|
22.3K
$1.18M
|
|
|
Oct 26, 2023
Q3 2023
|
Keel Point, LLC
Huntsville, AL |
BUY
|
- |
32+ 0.27% |
$1.4K - $1.57K
|
12.1K
$637K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
26+ 0.47% |
$1.14K - $1.27K
|
5.59K
$296K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
25+ 0.49% |
$1.1K - $1.23K
|
5.1K
$270K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
24+ 2.8% |
$1.05K - $1.18K
|
881
$46.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1+ 0.23% |
$43.8 - $49
|
429
$22.7K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-21- 0.3% |
$920 - $1.03K
|
6.92K
$366K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-118- 0.64% |
$5.17K - $5.79K
|
18.2K
$963K
|
|
|
Oct 26, 2023
Q3 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
SELL
|
- |
-142- 1.04% |
$6.22K - $6.96K
|
13.5K
$716K
|
|
|
Oct 12, 2023
Q3 2023
|
G&S Capital LLC
|
SELL
|
- |
-198- 0.85% |
$8.68K - $9.71K
|
23.2K
$1.23M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-217- 3.93% |
$9.51K - $10.6K
|
5.31K
$281K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-237- 0.38% |
$10.4K - $11.6K
|
62.4K
$3.3M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-363- 15.37% |
$15.9K - $17.8K
|
2K
$106K
|
|
|
Nov 02, 2023
Q3 2023
|
Tkg Advisors, LLC
|
SELL
|
- |
-379- 6.76% |
$16.6K - $18.6K
|
5.23K
$277K
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-521- 5.1% |
$22.8K - $25.5K
|
9.7K
$513K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-1.31K- 16.04% |
$57.4K - $64.2K
|
6.86K
$363K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.53K- 6.48% |
$111K - $124K
|
36.4K
$1.93M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.26K- 3.65% |
$187K - $209K
|
113K
$5.95M
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.66K- 32.07% |
$248K - $277K
|
12K
$634K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-15.4K- 6.49% |
$675K - $755K
|
222K
$11.7M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-17.7K- 42.36% |
$778K - $870K
|
24.1K
$1.28M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.6K- 8.31% |
$1.21M - $1.35M
|
304K
$16.1M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-37.5K- 25.81% |
$1.64M - $1.84M
|
108K
$5.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-39.4K- 54.57% |
$1.73M - $1.93M
|
32.8K
$1.74M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-49K- 55.05% |
$2.15M - $2.4M
|
40K
$2.12M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-65.4K- 45.97% |
$2.86M - $3.2M
|
76.8K
$4.06M
|