Purchases and Sales Made in Q4 2023 in First Trust Mid Cap Value Alph (FNK)
This table provides information about the institutional ownership of First Trust Mid Cap Value Alph (FNK) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MID CAP VALUE ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
191KNew |
$7.98M - $9.86M
|
191K
$10.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
150KNew |
$6.23M - $7.7M
|
150K
$7.91M
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
14.3K+ 35.69% |
$595K - $735K
|
54.3K
$2.87M
|
|
|
Feb 02, 2024
Q4 2023
|
Total Investment Management Inc
Scottsdale, AZ |
BUY
|
- |
10.8K+ 0.82% |
$448K - $554K
|
1.32M
$69.7M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
8.24K+ 84.96% |
$344K - $424K
|
17.9K
$949K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
6.88K+ 2.26% |
$286K - $354K
|
311K
$16.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
4.48KNew |
$186K - $230K
|
4.48K
$237K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.47K+ 5.4% |
$186K - $230K
|
87.2K
$4.61M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.98KNew |
$166K - $205K
|
3.98K
$210K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
3.38K+ 63.62% |
$141K - $174K
|
8.69K
$460K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.15K+ 9.78% |
$131K - $162K
|
35.4K
$1.87M
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
BUY
|
- |
1.01KNew |
$41.9K - $51.8K
|
1.01K
$53.2K
|
|
|
Feb 01, 2024
Q4 2023
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
931New |
$38.8K - $47.9K
|
931
$49.2K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
589+ 8.33% |
$24.5K - $30.3K
|
7.66K
$405K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
554New |
$23.1K - $28.5K
|
554
$29.3K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
538+ 9.63% |
$22.4K - $27.7K
|
6.13K
$324K
|
|
|
Feb 23, 2024
Q4 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
100+ 1.91% |
$4.17K - $5.15K
|
5.33K
$282K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
75+ 500.0% |
$3.13K - $3.86K
|
90
$4.76K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
62New |
$2.58K - $3.19K
|
62
$3.28K
|
|
|
Mar 01, 2024
Q4 2023
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
45New |
$1.88K - $2.32K
|
45
$2.38K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
34+ 0.67% |
$1.42K - $1.75K
|
5.14K
$272K
|
|
|
Feb 06, 2024
Q4 2023
|
Ars Wealth Advisors Group, LLC
St. Petersburg, FL |
BUY
|
- |
3+ 0.02% |
$125 - $154
|
13.5K
$716K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2+ 0.47% |
$83.3 - $103
|
431
$22.8K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
1+ 0.41% |
$41.7 - $51.5
|
246
$13K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-126- 0.57% |
$5.25K - $6.49K
|
22.1K
$1.17M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-145- 2.1% |
$6.04K - $7.47K
|
6.78K
$358K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-513- 0.82% |
$21.4K - $26.4K
|
61.9K
$3.27M
|
|
|
Jan 12, 2024
Q4 2023
|
Wealthsource Partners, LLC
|
SELL
|
- |
-1.2K- 5.79% |
$50K - $61.8K
|
19.5K
$1.03M
|
|
|
Jan 26, 2024
Q4 2023
|
G&S Capital LLC
|
SELL
|
- |
-1.41K- 6.09% |
$58.8K - $72.7K
|
21.8K
$1.15M
|
|
|
Jan 30, 2024
Q4 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-1.88K- 15.59% |
$78.3K - $96.7K
|
10.2K
$538K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.4K- 8.94% |
$100K - $124K
|
24.4K
$1.29M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.19K- 5.27% |
$133K - $164K
|
57.3K
$3.03M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-4.6K- 14.01% |
$191K - $237K
|
28.2K
$1.49M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.45K- 9.7% |
$311K - $384K
|
69.3K
$3.67M
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-10.1K- 84.47% |
$422K - $521K
|
1.86K
$98.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-11.4K- 5.12% |
$473K - $585K
|
211K
$11.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-13.4K- 14.0% |
$560K - $692K
|
82.5K
$4.37M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.2K- 44.42% |
$674K - $833K
|
20.2K
$1.07M
|
|
|
Jul 22, 2024
Q4 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-17.8KClosed |
$740K - $915K
|
0
$0
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-18.8K- 66.09% |
$782K - $966K
|
9.63K
$509K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22.9K- 39.5% |
$955K - $1.18M
|
35.1K
$1.86M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-25.2K- 23.4% |
$1.05M - $1.3M
|
82.6K
$4.37M
|
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-30.2K- 98.52% |
$1.26M - $1.55M
|
453
$24K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-40.4K- 16.09% |
$1.68M - $2.08M
|
211K
$11.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-52.2K- 46.4% |
$2.18M - $2.69M
|
60.3K
$3.19M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-79.7K- 21.2% |
$3.32M - $4.1M
|
296K
$15.7M
|