Purchases and Sales Made in Q3 2021 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
269+ 5.49% |
$25.4K - $27.7K
|
5.17K
$599K
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
264+ 3.57% |
$24.9K - $27.2K
|
7.67K
$889K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
263+ 9.17% |
$24.8K - $27.1K
|
3.13K
$363K
|
|
Sep 21, 2023
Q3 2021
|
Halpern Financial, Inc.
Ashburn, VA |
BUY
|
- |
200New |
$18.9K - $20.6K
|
200
$23.2K
|
|
Nov 15, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
BUY
|
- |
153+ 765.0% |
$14.4K - $15.8K
|
173
$20.1K
|
|
Nov 04, 2021
Q3 2021
|
Larson Financial Group LLC
|
BUY
|
- |
149New |
$14K - $15.4K
|
149
$17.3K
|
|
Oct 08, 2021
Q3 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
110+ 30.05% |
$10.4K - $11.3K
|
476
$55.2K
|
|
Nov 16, 2021
Q3 2021
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
90New |
$8.48K - $9.27K
|
90
$10.4K
|
|
Nov 15, 2021
Q3 2021
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
87+ 1.18% |
$8.2K - $8.96K
|
7.49K
$868K
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
85+ 0.3% |
$8.01K - $8.76K
|
28.6K
$3.32M
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
72+ 0.35% |
$6.79K - $7.42K
|
20.7K
$2.4M
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
BUY
|
- |
39+ 1.8% |
$3.68K - $4.02K
|
2.21K
$256K
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
31+ 39.74% |
$2.92K - $3.19K
|
109
$12.6K
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
25+ 0.39% |
$2.36K - $2.58K
|
6.36K
$737K
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
13+ 0.26% |
$1.23K - $1.34K
|
4.96K
$575K
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
2+ 0.01% |
$189 - $206
|
32.3K
$3.74M
|
|
Nov 02, 2021
Q3 2021
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
1+ 0.09% |
$94.3 - $103
|
1.09K
$127K
|
|
Oct 28, 2021
Q3 2021
|
Intrua Financial, LLC
Houston, TX |
BUY
|
- |
1+ 0.02% |
$94.3 - $103
|
4.57K
$530K
|
|
Oct 20, 2021
Q3 2021
|
Stone X Group Inc.
|
SELL
|
- |
-2- 0.05% |
$189 - $206
|
3.76K
$436K
|
|
Nov 01, 2021
Q3 2021
|
Element Wealth, LLC
|
SELL
|
- |
-4- 0.09% |
$377 - $412
|
4.52K
$524K
|
|
Nov 05, 2021
Q3 2021
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
SELL
|
- |
-10- 0.69% |
$943 - $1.03K
|
1.44K
$167K
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-12- 0.06% |
$1.13K - $1.24K
|
19.9K
$2.31M
|
|
Nov 09, 2021
Q3 2021
|
Condor Capital Management
Martinsville, NJ |
SELL
|
- |
-14- 0.31% |
$1.32K - $1.44K
|
4.58K
$530K
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-25- 0.71% |
$2.36K - $2.58K
|
3.48K
$403K
|
|
Nov 12, 2021
Q3 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-36- 0.39% |
$3.39K - $3.71K
|
9.3K
$1.08M
|
|
Oct 14, 2021
Q3 2021
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-46- 1.35% |
$4.34K - $4.74K
|
3.36K
$389K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-58- 0.11% |
$5.47K - $5.98K
|
54.9K
$6.36M
|
|
Jan 02, 2024
Q3 2021
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-105- 1.41% |
$9.9K - $10.8K
|
7.32K
$849K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-106- 5.29% |
$9.99K - $10.9K
|
1.9K
$220K
|
|
Nov 16, 2021
Q3 2021
|
Parisi Gray Wealth Management
|
SELL
|
- |
-114Closed |
$10.7K - $11.7K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
SELL
|
- |
-124- 8.03% |
$11.7K - $12.8K
|
1.42K
$165K
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-137Closed |
$12.9K - $14.1K
|
0
$0
|
|
Nov 01, 2021
Q3 2021
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-146- 0.86% |
$13.8K - $15K
|
16.8K
$1.95M
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-153- 88.44% |
$14.4K - $15.8K
|
20
$2.32K
|
|
Nov 12, 2021
Q3 2021
|
Jones Financial Companies Lllp
|
SELL
|
- |
-199Closed |
$18.8K - $20.5K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-211- 13.6% |
$19.9K - $21.7K
|
1.34K
$155K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-232- 5.74% |
$21.9K - $23.9K
|
3.81K
$442K
|
|
Oct 26, 2021
Q3 2021
|
Dorsey Wright & Associates
|
SELL
|
- |
-234- 0.81% |
$22.1K - $24.1K
|
28.5K
$3.31M
|
|
Oct 12, 2021
Q3 2021
|
Alliance Wealth Advisors, LLC
|
SELL
|
- |
-252- 7.26% |
$23.8K - $26K
|
3.22K
$373K
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
SELL
|
- |
-312- 11.54% |
$29.4K - $32.1K
|
2.39K
$277K
|
|
Nov 02, 2021
Q3 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-368- 82.88% |
$34.7K - $37.9K
|
76
$8.81K
|
|
Oct 27, 2021
Q3 2021
|
Lvz, Inc.
|
SELL
|
- |
-467- 1.35% |
$44K - $48.1K
|
34.1K
$3.95M
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-496- 5.17% |
$46.7K - $51.1K
|
9.09K
$1.05M
|
|
Nov 12, 2021
Q3 2021
|
Tru Independence LLC
|
SELL
|
- |
-516Closed |
$48.6K - $53.2K
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-736- 7.86% |
$69.4K - $75.8K
|
8.63K
$1M
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-804- 23.88% |
$75.8K - $82.8K
|
2.56K
$297K
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
SELL
|
- |
-810- 6.25% |
$76.3K - $83.5K
|
12.2K
$1.41M
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.13KClosed |
$107K - $117K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.99K- 23.94% |
$188K - $205K
|
6.33K
$734K
|
|
Oct 13, 2021
Q3 2021
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-2.02KClosed |
$190K - $208K
|
0
$0
|