Rockefeller Capital Management L.P. First Tr Mid Cap Core Alphadex Transaction History

Rockefeller Capital Management L.P.

$36.3 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2023 May 17, 2023	BUY	$85.22 - $99.52 $6,988 - $8,160	82 Added 2.47%	3,397 $305,000
Q4 2022 Mar 06, 2023	BUY	$82.35 - $93.51 $1,070 - $1,215	13 Added 0.39%	3,315 $291,000
Q3 2022 Nov 02, 2022	SELL	$80.01 - $96.91 $7,200 - $8,721	-90 Reduced 2.65%	3,302 $265,000
Q2 2022 Aug 12, 2022	BUY	$82.08 - $99.85 $96,444 - $117,323	1,175 Added 53.0%	3,392 $283,000
Q1 2022 May 13, 2022	BUY	$92.21 - $103.86 $43,246 - $48,710	469 Added 26.83%	2,217 $217,000
Q4 2021 Feb 14, 2022	SELL	$97.5 - $107.11 $14,430 - $15,852	-148 Reduced 7.81%	1,748 $179,000
Q3 2021 Nov 12, 2021	SELL	$94.25 - $103.04 $9,990 - $10,922	-106 Reduced 5.29%	1,896 $185,000
Q2 2021 Aug 10, 2021	BUY	$94.3 - $101.56 $282 - $304	3 Added 0.15%	2,002 $200,000
Q1 2021 May 11, 2021	SELL	$81.91 - $96.79 $51,029 - $60,300	-623 Reduced 23.76%	1,999 $187,000
Q4 2020 Feb 12, 2021	BUY	$66.83 - $84.28 $107,863 - $136,027	1,614 Added 160.12%	2,622 $217,000
Q3 2020 Nov 13, 2020	BUY	$60.96 - $69.4 $49,682 - $56,561	815 Added 422.28%	1,008 $66,000
Q2 2020 Aug 12, 2020	SELL	$44.13 - $69.51 $223,033 - $351,303	-5,054 Reduced 96.32%	193 $12,000
Q1 2020 May 12, 2020	BUY	$41.56 - $74.15 $33,206 - $59,245	799 Added 17.96%	5,247 $253,000
Q4 2019 Feb 07, 2020	BUY	$65.08 - $72.75 $289,475 - $323,592	4,448 New	4,448 $322,000

Others Institutions Holding FNX

# of Institutions

191

Shares Held

7.02M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.14M
Shares

$132 Million
0.01% of portfolio
Lpl Financial LLC Fort Mill, SC

903K
Shares

$105 Million
0.05% of portfolio
Wells Fargo & Company San Francisco, CA

749K
Shares

$86.8 Million
0.02% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

290K
Shares

$33.6 Million
0.05% of portfolio
Royal Bank Of Canada Toronto, A6

229K
Shares

$26.5 Million
0.01% of portfolio

About FIRST TR MID CAP CORE ALPHADEX

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