Purchases and Sales Made in Q4 2021 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 11, 2022
Q4 2021
|
City Holding CO
|
SELL
|
- |
-200- 19.51% |
$19.5K - $21.4K
|
825
$99.5K
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-236- 5.83% |
$23K - $25.3K
|
3.81K
$459K
|
|
|
Jan 21, 2022
Q4 2021
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-254- 1.51% |
$24.8K - $27.2K
|
16.6K
$2M
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-263- 5.92% |
$25.6K - $28.2K
|
4.18K
$504K
|
|
|
Jan 28, 2022
Q4 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-299- 3.21% |
$29.2K - $32K
|
9.01K
$1.09M
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-405- 3.03% |
$39.5K - $43.4K
|
13K
$1.56M
|
|
|
Jan 25, 2022
Q4 2021
|
Brown Miller Wealth Management, LLC
|
SELL
|
- |
-555- 12.54% |
$54.1K - $59.4K
|
3.87K
$467K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-615- 6.36% |
$60K - $65.9K
|
9.05K
$1.09M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.05K- 16.56% |
$102K - $112K
|
5.28K
$636K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.12K- 2.39% |
$109K - $120K
|
45.5K
$5.49M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-1.43KClosed |
$140K - $153K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.48K- 5.18% |
$145K - $159K
|
27.2K
$3.27M
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-1.49KClosed |
$145K - $159K
|
0
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-1.59K- 22.12% |
$155K - $170K
|
5.59K
$674K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.03K- 1.23% |
$198K - $218K
|
163K
$19.7M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-2.53K- 4.55% |
$247K - $271K
|
53.1K
$6.41M
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-2.56KClosed |
$250K - $275K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.21K- 29.2% |
$313K - $344K
|
7.79K
$939K
|
|
|
Feb 15, 2022
Q4 2021
|
Arrow Investment Advisors, LLC
Laurel, MD |
SELL
|
- |
-3.4K- 6.04% |
$332K - $364K
|
52.9K
$6.38M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-4.63K- 0.37% |
$451K - $496K
|
1.25M
$151M
|
|
|
Jan 04, 2022
Q4 2021
|
Camelot Portfolios, LLC
|
SELL
|
- |
-4.66K- 54.0% |
$455K - $499K
|
3.97K
$479K
|
|
|
Jan 14, 2022
Q4 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5.24K- 21.93% |
$510K - $561K
|
18.6K
$2.25M
|
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-5.37K- 27.82% |
$524K - $575K
|
13.9K
$1.68M
|
|
|
Jan 31, 2022
Q4 2021
|
Mcdonald Partners LLC
|
SELL
|
- |
-5.58KClosed |
$544K - $597K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.12K- 2.84% |
$597K - $656K
|
210K
$25.3M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-6.23K- 2.46% |
$608K - $668K
|
247K
$29.8M
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-6.33KClosed |
$617K - $678K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-6.55K- 5.75% |
$638K - $701K
|
107K
$12.9M
|
|
|
Feb 03, 2022
Q4 2021
|
Total Clarity Wealth Management, Inc.
|
SELL
|
- |
-8.9K- 26.58% |
$868K - $954K
|
24.6K
$2.97M
|
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-9.84K- 62.0% |
$959K - $1.05M
|
6.03K
$727K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-10.3K- 53.28% |
$1.01M - $1.11M
|
9.05K
$1.09M
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-16.7KClosed |
$1.62M - $1.78M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-28.6K- 70.81% |
$2.79M - $3.07M
|
11.8K
$1.42M
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-32.1K- 58.47% |
$3.13M - $3.44M
|
22.8K
$2.75M
|
|
|
Jan 24, 2022
Q4 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-32.3KClosed |
$3.15M - $3.46M
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-34.4K- 52.78% |
$3.36M - $3.69M
|
30.8K
$3.71M
|
|
|
Feb 16, 2022
Q4 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-37.8KClosed |
$3.68M - $4.04M
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-46.2K- 23.62% |
$4.5M - $4.94M
|
149K
$18M
|
|
|
Feb 11, 2022
Q4 2021
|
Golden State Equity Partners
South Coast Metro, CA |
SELL
|
- |
-64.7K- 67.0% |
$6.3M - $6.92M
|
31.8K
$3.84M
|