Purchases and Sales Made in Q4 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 09, 2021
Q4 2020
|
Comerica Securities,Inc.
|
SELL
|
- |
-15K- 10.06% |
$912K - $1.01M
|
134K
$12.1M
|
|
Jan 19, 2021
Q4 2020
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-16.2K- 52.36% |
$985K - $1.09M
|
14.7K
$1.33M
|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-19.8K- 2.02% |
$1.21M - $1.34M
|
958K
$86.5M
|
|
Jan 21, 2021
Q4 2020
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-26.3K- 21.89% |
$1.6M - $1.78M
|
93.8K
$8.47M
|
|
Jan 12, 2021
Q4 2020
|
Pacific Financial Group Inc
|
SELL
|
- |
-27.7KClosed |
$1.69M - $1.87M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Merit Financial Group, LLC
|
SELL
|
- |
-28KClosed |
$1.71M - $1.89M
|
0
$0
|
|
Feb 17, 2021
Q4 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-29.3K- 3.63% |
$1.78M - $1.98M
|
777K
$70.1M
|
|
Jan 22, 2021
Q4 2020
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-33.9K- 12.8% |
$2.07M - $2.29M
|
231K
$20.9M
|
|
Feb 16, 2021
Q4 2020
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-37.6K- 48.87% |
$2.29M - $2.54M
|
39.4K
$3.55M
|
|
Jan 22, 2021
Q4 2020
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-48KClosed |
$2.93M - $3.24M
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-55.1K- 18.75% |
$3.36M - $3.72M
|
239K
$21.6M
|
|
Feb 16, 2021
Q4 2020
|
Wedbush Securities Inc
|
SELL
|
- |
-61.2K- 78.93% |
$3.73M - $4.14M
|
16.3K
$1.48M
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
SELL
|
- |
-112K- 53.51% |
$6.8M - $7.54M
|
97K
$8.76M
|
|
Feb 08, 2021
Q4 2020
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-172KClosed |
$10.5M - $11.6M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-377K- 10.66% |
$23M - $25.5M
|
3.16M
$285M
|