Purchases and Sales Made in Q4 2020 in First Trust Capital Strength E (FTCS)
This table provides information about the institutional ownership of First Trust Capital Strength E (FTCS) during Q4 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST CAPITAL STRENGTH E.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2021
Q4 2020
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-110- 5.12% |
$6.71K - $7.43K
|
2.04K
$184K
|
|
|
Feb 09, 2021
Q4 2020
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-135- 1.44% |
$8.23K - $9.12K
|
9.25K
$834K
|
|
|
Jan 26, 2021
Q4 2020
|
Ironwood Financial, LLC
|
SELL
|
- |
-160- 10.45% |
$9.76K - $10.8K
|
1.37K
$124K
|
|
|
Feb 16, 2021
Q4 2020
|
Advisory Alpha, LLC
|
SELL
|
- |
-200Closed |
$12.2K - $13.5K
|
0
$0
|
|
|
Jun 07, 2023
Q4 2020
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-200- 36.7% |
$12.2K - $13.5K
|
345
$31.1K
|
|
|
Feb 16, 2021
Q4 2020
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-204- 0.97% |
$12.4K - $13.8K
|
20.7K
$1.87M
|
|
|
Jan 29, 2021
Q4 2020
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-246- 3.39% |
$15K - $16.6K
|
7.01K
$632K
|
|
|
Feb 11, 2021
Q4 2020
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-247- 13.8% |
$15.1K - $16.7K
|
1.54K
$139K
|
|
|
Jan 19, 2021
Q4 2020
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-336- 3.67% |
$20.5K - $22.7K
|
8.83K
$796K
|
|
|
Jan 26, 2021
Q4 2020
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-372- 2.54% |
$22.7K - $25.1K
|
14.3K
$1.29M
|
|
|
Feb 11, 2021
Q4 2020
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-484- 6.84% |
$29.5K - $32.7K
|
6.59K
$595K
|
|
|
Feb 12, 2021
Q4 2020
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-552- 1.64% |
$33.7K - $37.3K
|
33.1K
$2.99M
|
|
|
Feb 09, 2021
Q4 2020
|
Wellington Shields & Co., LLC
New York, NY |
SELL
|
- |
-699- 14.29% |
$42.6K - $47.2K
|
4.19K
$378K
|
|
|
Feb 16, 2021
Q4 2020
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-760- 52.6% |
$46.3K - $51.4K
|
685
$61.8K
|
|
|
Feb 16, 2021
Q4 2020
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-856Closed |
$52.2K - $57.8K
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-866- 12.99% |
$52.8K - $58.5K
|
5.8K
$523K
|
|
|
Jan 26, 2021
Q4 2020
|
Frisch Financial Group, Inc.
Melville, NY |
SELL
|
- |
-889- 13.61% |
$54.2K - $60.1K
|
5.64K
$509K
|
|
|
Feb 05, 2021
Q4 2020
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-891- 13.52% |
$54.3K - $60.2K
|
5.7K
$514K
|
|
|
Jan 19, 2021
Q4 2020
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-941- 12.34% |
$57.4K - $63.6K
|
6.68K
$603K
|
|
|
Feb 11, 2021
Q4 2020
|
Compass Ion Advisors, LLC
|
SELL
|
- |
-997- 14.55% |
$60.8K - $67.4K
|
5.86K
$528K
|
|
|
Feb 16, 2021
Q4 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.05K- 7.71% |
$64K - $71K
|
12.6K
$1.13M
|
|
|
Mar 22, 2023
Q4 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.08K- 1.66% |
$66.1K - $73.3K
|
64.2K
$5.79M
|
|
|
Feb 03, 2021
Q4 2020
|
Bank Hapoalim Bm
|
SELL
|
- |
-1.09K- 10.55% |
$66.5K - $73.7K
|
9.24K
$834K
|
|
|
Jan 29, 2021
Q4 2020
|
Petix & Botte CO
|
SELL
|
- |
-1.25K- 15.93% |
$76.5K - $84.7K
|
6.62K
$597K
|
|
|
Feb 11, 2021
Q4 2020
|
Clearstead Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.37KClosed |
$83.8K - $92.9K
|
0
$0
|
|
|
Jan 08, 2024
Q4 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.41K- 1.47% |
$85.9K - $95.2K
|
94.4K
$8.52M
|
|
|
Jan 22, 2021
Q4 2020
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-1.43K- 6.67% |
$87.3K - $96.8K
|
20K
$1.81M
|
|
|
Feb 03, 2021
Q4 2020
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-1.47K- 2.26% |
$89.5K - $99.1K
|
63.4K
$5.72M
|
|
|
Feb 16, 2021
Q4 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.85K- 18.37% |
$113K - $125K
|
8.21K
$741K
|
|
|
Jan 26, 2021
Q4 2020
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-1.87K- 2.03% |
$114K - $127K
|
90.3K
$8.14M
|
|
|
Feb 10, 2021
Q4 2020
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-2.08K- 6.3% |
$127K - $140K
|
30.9K
$2.79M
|
|
|
Jan 29, 2021
Q4 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-2.1K- 12.64% |
$128K - $142K
|
14.5K
$1.31M
|
|
|
Feb 12, 2021
Q4 2020
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-2.14K- 5.51% |
$130K - $144K
|
36.6K
$3.31M
|
|
|
Feb 12, 2021
Q4 2020
|
1776 Wealth LLC
|
SELL
|
- |
-2.98K- 3.55% |
$182K - $201K
|
80.8K
$7.29M
|
|
|
Feb 09, 2021
Q4 2020
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-3.05K- 48.64% |
$186K - $206K
|
3.22K
$291K
|
|
|
Feb 10, 2021
Q4 2020
|
Strategy Asset Managers LLC
|
SELL
|
- |
-3.19K- 9.3% |
$194K - $215K
|
31.1K
$2.8M
|
|
|
Feb 02, 2021
Q4 2020
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-3.69K- 11.23% |
$225K - $249K
|
29.1K
$2.63M
|
|
|
Feb 08, 2021
Q4 2020
|
Ifg Advisory, LLC
|
SELL
|
- |
-3.77K- 0.79% |
$230K - $255K
|
476K
$42.9M
|
|
|
Jan 29, 2021
Q4 2020
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-3.87K- 5.32% |
$236K - $261K
|
68.8K
$6.21M
|
|
|
Feb 05, 2021
Q4 2020
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-4.18K- 50.56% |
$255K - $283K
|
4.09K
$369K
|
|
|
Jan 14, 2021
Q4 2020
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.7K- 27.97% |
$348K - $385K
|
14.7K
$1.32M
|
|
|
Jan 21, 2021
Q4 2020
|
Kohmann Bosshard Financial Services, LLC
|
SELL
|
- |
-5.95K- 53.13% |
$363K - $402K
|
5.25K
$474K
|
|
|
Jan 14, 2021
Q4 2020
|
Larson Financial Group LLC
|
SELL
|
- |
-7.46KClosed |
$455K - $504K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-7.85K- 4.78% |
$479K - $530K
|
156K
$14.1M
|
|
|
Jan 29, 2021
Q4 2020
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-8.03K- 3.21% |
$490K - $543K
|
243K
$21.9M
|
|
|
Sep 15, 2021
Q4 2020
|
Cwm, LLC
|
SELL
|
- |
-8.56K- 19.04% |
$522K - $579K
|
36.4K
$3.28M
|
|
|
Feb 19, 2021
Q4 2020
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-8.7KClosed |
$531K - $588K
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.22K- 29.48% |
$562K - $623K
|
22.1K
$1.99M
|
|
|
Feb 10, 2021
Q4 2020
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-9.93K- 14.88% |
$605K - $671K
|
56.8K
$5.13M
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-14.1KClosed |
$863K - $956K
|
0
$0
|