Purchases and Sales Made in Q1 2023 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2023
Q1 2023
|
Hhm Wealth Advisors, LLC
Chattanooga, TN |
SELL
|
- |
-45- 23.68% |
$2.01K - $2.06K
|
145
$6.72K
|
|
|
Apr 20, 2023
Q1 2023
|
Beacon Capital Management, LLC
|
SELL
|
- |
-70- 38.89% |
$3.13K - $3.21K
|
110
$5.1K
|
|
|
Apr 20, 2023
Q1 2023
|
Grimes & Company, Inc.
|
SELL
|
- |
-71- 0.61% |
$3.17K - $3.26K
|
11.6K
$538K
|
|
|
May 01, 2023
Q1 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-74- 0.6% |
$3.31K - $3.39K
|
12.2K
$565K
|
|
|
Apr 14, 2023
Q1 2023
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-77- 1.09% |
$3.44K - $3.53K
|
6.97K
$323K
|
|
|
May 11, 2023
Q1 2023
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-100- 1.56% |
$4.47K - $4.59K
|
6.33K
$293K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-131- 0.46% |
$5.85K - $6.01K
|
28.3K
$1.31M
|
|
|
May 01, 2023
Q1 2023
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-135- 1.09% |
$6.03K - $6.19K
|
12.2K
$567K
|
|
|
Apr 25, 2023
Q1 2023
|
Peterson Financial Group, Inc.
|
SELL
|
- |
-167- 3.44% |
$7.46K - $7.66K
|
4.69K
$217K
|
|
|
May 10, 2023
Q1 2023
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-173- 1.13% |
$7.73K - $7.94K
|
15.1K
$702K
|
|
|
May 12, 2023
Q1 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-178- 19.76% |
$7.95K - $8.16K
|
723
$33.5K
|
|
|
May 11, 2023
Q1 2023
|
Coastwise Capital Group, LLC
La Jolla, CA |
SELL
|
- |
-186- 0.95% |
$8.31K - $8.53K
|
19.4K
$899K
|
|
|
Jan 02, 2024
Q1 2023
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-200- 2.45% |
$8.94K - $9.17K
|
7.96K
$369K
|
|
|
May 04, 2023
Q1 2023
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-300- 20.0% |
$13.4K - $13.8K
|
1.2K
$55.6K
|
|
|
Apr 18, 2023
Q1 2023
|
Brookstone Capital Management
|
SELL
|
- |
-329- 2.34% |
$14.7K - $15.1K
|
13.7K
$636K
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-360- 0.75% |
$16.1K - $16.5K
|
47.5K
$2.2M
|
|
|
Apr 19, 2023
Q1 2023
|
Calton & Associates, Inc.
|
SELL
|
- |
-423- 6.65% |
$18.9K - $19.4K
|
5.94K
$275K
|
|
|
Apr 21, 2023
Q1 2023
|
Chiron Capital Management, LLC
|
SELL
|
- |
-426- 4.2% |
$19K - $19.5K
|
9.71K
$450K
|
|
|
Apr 25, 2023
Q1 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-478- 1.98% |
$21.4K - $21.9K
|
23.6K
$1.1M
|
|
|
May 15, 2023
Q1 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-492- 7.69% |
$22K - $22.6K
|
5.9K
$274K
|
|
|
Apr 21, 2023
Q1 2023
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-527Closed |
$23.5K - $24.2K
|
0
$0
|
|
|
May 08, 2023
Q1 2023
|
Curtis Advisory Group, LLC
Santa Barbara, CA |
SELL
|
- |
-535- 3.47% |
$23.9K - $24.5K
|
14.9K
$689K
|
|
|
Apr 11, 2023
Q1 2023
|
My Legacy Advisors, LLC
|
SELL
|
- |
-593- 0.58% |
$26.5K - $27.2K
|
102K
$4.71M
|
|
|
May 10, 2023
Q1 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-678- 1.98% |
$30.3K - $31.1K
|
33.5K
$1.55M
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-752Closed |
$33.6K - $34.5K
|
0
$0
|
|
|
May 15, 2023
Q1 2023
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-759- 40.89% |
$33.9K - $34.8K
|
1.1K
$50.9K
|
|
|
May 09, 2023
Q1 2023
|
Columbia Advisory Partners LLC
|
SELL
|
- |
-765- 8.02% |
$34.2K - $35.1K
|
8.77K
$407K
|
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-774- 7.33% |
$34.6K - $35.5K
|
9.78K
$454K
|
|
|
May 12, 2023
Q1 2023
|
Private Portfolio Partners LLC
|
SELL
|
- |
-794- 1.85% |
$35.5K - $36.4K
|
42K
$1.95M
|
|
|
Apr 06, 2023
Q1 2023
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-813- 15.26% |
$36.3K - $37.3K
|
4.52K
$209K
|
|
|
May 09, 2023
Q1 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-880- 1.44% |
$39.3K - $40.4K
|
60.4K
$2.8M
|
|
|
May 11, 2023
Q1 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-885- 9.73% |
$39.5K - $40.6K
|
8.21K
$381K
|
|
|
May 09, 2023
Q1 2023
|
Us Bancorp \De\
|
SELL
|
- |
-979- 90.06% |
$43.7K - $44.9K
|
108
$5.01K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-984- 2.21% |
$44K - $45.1K
|
43.6K
$2.02M
|
|
|
Apr 13, 2023
Q1 2023
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-1.03K- 5.35% |
$45.9K - $47.2K
|
18.2K
$844K
|
|
|
Apr 12, 2023
Q1 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-1.04K- 0.4% |
$46.6K - $47.8K
|
259K
$12M
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.1K- 9.31% |
$49.1K - $50.5K
|
10.7K
$497K
|
|
|
Apr 20, 2023
Q1 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-1.15K- 7.15% |
$51.2K - $52.5K
|
14.9K
$690K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.18K- 3.16% |
$52.6K - $54K
|
36.1K
$1.67M
|
|
|
Apr 06, 2023
Q1 2023
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-1.34K- 0.67% |
$59.7K - $61.3K
|
197K
$9.15M
|
|
|
Apr 24, 2023
Q1 2023
|
Fifth Third Bancorp
|
SELL
|
- |
-1.42K- 93.48% |
$63.4K - $65.1K
|
99
$4.59K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.42K- 2.36% |
$63.4K - $65.1K
|
58.8K
$2.73M
|
|
|
May 08, 2023
Q1 2023
|
Americana Partners, LLC
Houston, TX |
SELL
|
- |
-1.54K- 6.82% |
$68.7K - $70.5K
|
21K
$974K
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.59K- 3.6% |
$71K - $72.8K
|
42.5K
$1.97M
|
|
|
May 12, 2023
Q1 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-1.61K- 1.93% |
$71.9K - $73.8K
|
81.9K
$3.8M
|
|
|
Apr 25, 2023
Q1 2023
|
Psi Advisors, LLC
|
SELL
|
- |
-1.73K- 38.2% |
$77.3K - $79.4K
|
2.8K
$130K
|
|
|
May 16, 2023
Q1 2023
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-2K- 1.95% |
$89.4K - $91.8K
|
101K
$4.67M
|
|
|
Apr 21, 2023
Q1 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-2.29K- 6.76% |
$102K - $105K
|
31.6K
$1.47M
|
|
|
May 08, 2023
Q1 2023
|
Beaumont Financial Advisors, LLC
Needham, DE |
SELL
|
- |
-2.67K- 21.81% |
$119K - $122K
|
9.57K
$443K
|
|
|
May 09, 2023
Q1 2023
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-2.67K- 66.48% |
$119K - $122K
|
1.35K
$62.4K
|