Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 09, 2025
Q3 2025
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-3.24K- 33.73% |
$148K - $150K
|
6.36K
$292K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
33K+ 36.05% |
$1.51M - $1.52M
|
124K
$5.7M
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
5.3K+ 16.47% |
$243K - $245K
|
37.5K
$1.72M
|
|
|
Oct 08, 2025
Q3 2025
|
Sheets Smith Investment Management
Houston, TX |
BUY
|
- |
6.03KNew |
$276K - $278K
|
6.03K
$276K
|
|
|
Oct 08, 2025
Q3 2025
|
Asset Allocation Strategies LLC
Farmington, MI |
SELL
|
- |
-6.34K- 14.9% |
$290K - $293K
|
36.2K
$1.66M
|
|
|
Oct 07, 2025
Q3 2025
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-620- 6.01% |
$28.4K - $28.6K
|
9.69K
$444K
|
|
|
Oct 07, 2025
Q3 2025
|
Accel Wealth Management
|
SELL
|
- |
-4.67K- 15.09% |
$214K - $216K
|
26.3K
$1.21M
|
|
|
Oct 06, 2025
Q3 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
9.26K+ 5.35% |
$424K - $428K
|
182K
$8.36M
|
|
|
Oct 06, 2025
Q3 2025
|
Inspirion Wealth Advisors, LLC
|
BUY
|
- |
5.06KNew |
$232K - $234K
|
5.06K
$232K
|
|
|
Oct 06, 2025
Q3 2025
|
Puff Wealth Management, LLC
Haddonfield, NJ |
SELL
|
- |
-1.13K- 4.26% |
$51.7K - $52.1K
|
25.4K
$1.16M
|
|
| Q2 2025 | |||||||
|
Sep 25, 2025
Q2 2025
|
Cache Tech Inc.
Logan, UT |
BUY
|
- |
3.29K+ 2.29% |
$147K - $152K
|
147K
$6.73M
|
|
|
Sep 25, 2025
Q2 2025
|
Adams Wealth Management
|
BUY
|
- |
8.35K+ 6.03% |
$372K - $384K
|
147K
$6.73M
|
|
|
Sep 11, 2025
Q2 2025
|
Milestones Private Investment Advisors LLC
Fairport, NY |
BUY
|
- |
4.48KNew |
$200K - $206K
|
4.48K
$205K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-48.9K- 8.2% |
$2.18M - $2.26M
|
548K
$25.1M
|
|
|
Sep 02, 2025
Q2 2025
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-232- 4.29% |
$10.3K - $10.7K
|
5.17K
$237K
|
|
|
Aug 29, 2025
Q2 2025
|
Centaurus Financial, Inc.
|
SELL
|
- |
-75- 1.83% |
$3.34K - $3.46K
|
4.03K
$185K
|
|
|
Aug 28, 2025
Q2 2025
|
China Universal Asset Management Co., Ltd.
Shanghai, F4 |
BUY
|
- |
10New |
$446 - $461
|
10
$459
|
|
|
Aug 19, 2025
Q2 2025
|
Asset Dedication, LLC
|
BUY
|
- |
600New |
$26.7K - $27.6K
|
600
$27.5K
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-16.2K- 48.59% |
$724K - $748K
|
17.2K
$788K
|
|
|
Aug 19, 2025
Q2 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-19.4K- 38.32% |
$867K - $896K
|
31.3K
$1.43M
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
5.59K+ 5.38% |
$249K - $258K
|
109K
$5.02M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.9K- 0.76% |
$1.6M - $1.65M
|
4.67M
$214M
|
|
|
Aug 15, 2025
Q2 2025
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-40.9K- 82.33% |
$1.82M - $1.88M
|
8.77K
$402K
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
6.65K+ 23.26% |
$296K - $306K
|
35.2K
$1.62M
|
|
|
Aug 14, 2025
Q2 2025
|
Harvest Investment Services, LLC
|
BUY
|
- |
4.8K+ 6.04% |
$214K - $221K
|
84.2K
$3.86M
|
|
|
Aug 14, 2025
Q2 2025
|
Advisor Os, LLC
|
BUY
|
- |
297+ 5.59% |
$13.2K - $13.7K
|
5.61K
$257K
|
|
|
Aug 14, 2025
Q2 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
103+ 0.05% |
$4.59K - $4.75K
|
219K
$10.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-7- 0.15% |
$312 - $322
|
4.64K
$213K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
90.3K+ 24.42% |
$4.03M - $4.16M
|
460K
$21.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
1.71K+ 111.52% |
$76.4K - $79K
|
3.25K
$149K
|
|
|
Aug 14, 2025
Q2 2025
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
670+ 1.58% |
$29.9K - $30.9K
|
43.1K
$1.97M
|
|
|
Aug 14, 2025
Q2 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
85+ 1.69% |
$3.79K - $3.92K
|
5.12K
$235K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-233K- 10.76% |
$10.4M - $10.7M
|
1.93M
$88.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.76K- 4.61% |
$301K - $311K
|
140K
$6.41M
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
11.1K+ 4.05% |
$493K - $509K
|
284K
$13M
|
|
|
Aug 14, 2025
Q2 2025
|
Guardian Wealth Advisors, LLC
Raleigh, NC |
BUY
|
- |
13+ 3.25% |
$580 - $599
|
413
$18.9K
|
|
|
Aug 14, 2025
Q2 2025
|
Warren Averett Asset Management, LLC
Birmingham, AL |
SELL
|
- |
-378- 1.11% |
$16.9K - $17.4K
|
33.7K
$1.55M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-27.7K- 3.43% |
$1.23M - $1.27M
|
779K
$35.7M
|
|
|
Aug 14, 2025
Q2 2025
|
Old Mission Capital LLC
|
BUY
|
- |
96.5KNew |
$4.3M - $4.44M
|
96.5K
$4.42M
|
|
|
Aug 14, 2025
Q2 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
18.1K+ 316.04% |
$808K - $835K
|
23.9K
$1.09M
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-501- 3.09% |
$22.3K - $23.1K
|
15.7K
$721K
|
|
|
Aug 14, 2025
Q2 2025
|
Financial Network Wealth Advisors LLC
Murray, UT |
SELL
|
- |
-195- 6.45% |
$8.69K - $8.98K
|
2.83K
$130K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.9K- 0.58% |
$485K - $502K
|
1.88M
$86M
|
|
|
Aug 14, 2025
Q2 2025
|
Betterment LLC
New York, NY |
BUY
|
- |
741+ 9.02% |
$33K - $34.1K
|
8.96K
$411K
|
|
|
Aug 14, 2025
Q2 2025
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
117+ 0.47% |
$5.22K - $5.39K
|
25.1K
$1.15M
|
|
|
Aug 14, 2025
Q2 2025
|
Helium Advisors LLC
Everett, WA |
BUY
|
- |
5.08K+ 42.3% |
$227K - $234K
|
17.1K
$784K
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-98.4K- 85.49% |
$4.39M - $4.53M
|
16.7K
$766K
|
|
|
Aug 14, 2025
Q2 2025
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
5.05K+ 15.96% |
$225K - $233K
|
36.7K
$1.68M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
190K+ 2111777.75% |
$8.47M - $8.76M
|
190K
$8.71M
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
20.5K+ 27.17% |
$914K - $944K
|
95.9K
$4.4M
|
|