Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-222Closed |
$10.6K - $10.7K
|
0
$0
|
|
|
Oct 26, 2018
Q3 2018
|
Asset Dedication, LLC
|
SELL
|
- |
-1.31KClosed |
$62.3K - $62.8K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-809Closed |
$38.6K - $38.9K
|
0
$0
|
|
|
Oct 17, 2018
Q3 2018
|
Founders Financial Securities LLC
|
SELL
|
- |
-13.9KClosed |
$664K - $669K
|
0
$0
|
|
|
Oct 01, 2018
Q3 2018
|
Pfs Investments Inc.
Duluth, GA |
SELL
|
- |
-107KClosed |
$5.09M - $5.13M
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Litman Gregory Wealth Management LLC
|
SELL
|
- |
-1.78KClosed |
$84.8K - $85.7K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Highland Private Wealth Management
|
SELL
|
- |
-32.3KClosed |
$1.54M - $1.56M
|
0
$0
|
|
|
Jul 25, 2018
Q2 2018
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-233KClosed |
$11.1M - $11.2M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
2.19K+ 21.67% |
$105K - $106K
|
12.3K
$564K
|
|
|
May 10, 2018
Q1 2018
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-700Closed |
$33.6K - $33.9K
|
0
$0
|
|
|
Apr 26, 2018
Q1 2018
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-594Closed |
$28.5K - $28.7K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Cordasco Financial Network
|
SELL
|
- |
-100Closed |
$4.81K - $4.84K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-14.8KClosed |
$709K - $715K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Dec 06, 2018
Q3 2017
|
Bell Rock Capital LLC
|
SELL
|
- |
-152Closed |
$7.32K - $7.32K
|
0
$0
|
|
|
Nov 14, 2017
Q3 2017
|
Old Mission Capital LLC
|
BUY
|
PUT |
56.2KNew |
$2.71M - $2.71M
|
56.2K
$2.58M
|
|
|
Nov 14, 2017
Q3 2017
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
BUY
|
- |
1New |
$48.2 - $48.2
|
1
$46
|
|
|
Nov 09, 2017
Q3 2017
|
Lvw Advisors, LLC
|
SELL
|
- |
-484KClosed |
$23.3M - $23.3M
|
0
$0
|
|
|
Nov 06, 2017
Q3 2017
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
48New |
$2.31K - $2.31K
|
48
$2.21K
|
|