Latest Institutional Transactions on First Trust Senior Ln Fund (FTSL)
This table provides information on the latest institutional transactions involving First Trust Senior Ln Fund (FTSL) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-3.34K- 23.02% |
$148K - $152K
|
11.2K
$512K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
27.8K+ 2905.02% |
$1.23M - $1.26M
|
28.7K
$1.32M
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
53.6KNew |
$2.37M - $2.43M
|
53.6K
$2.46M
|
|
|
Feb 10, 2023
Q4 2022
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
12KNew |
$531K - $545K
|
12K
$550K
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
6.24KNew |
$276K - $284K
|
6.24K
$286K
|
|
|
Feb 09, 2023
Q4 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
31.6K+ 89.96% |
$1.4M - $1.44M
|
66.8K
$3.06M
|
|
|
Feb 09, 2023
Q4 2022
|
Beaumont Capital Management, LLC
Boston, MA |
BUY
|
- |
58.5KNew |
$2.59M - $2.66M
|
58.5K
$2.68M
|
|
|
Feb 08, 2023
Q4 2022
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-67- 0.64% |
$2.97K - $3.04K
|
10.4K
$477K
|
|
|
Feb 08, 2023
Q4 2022
|
Wolff Wiese Magana LLC
|
BUY
|
- |
51New |
$2.26K - $2.32K
|
51
$2.34K
|
|
|
Feb 07, 2023
Q4 2022
|
Crewe Advisors LLC
|
BUY
|
- |
521New |
$23.1K - $23.7K
|
521
$23.9K
|
|
|
Feb 06, 2023
Q4 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
SELL
|
- |
-840- 7.91% |
$37.2K - $38.2K
|
9.78K
$448K
|
|
|
Feb 03, 2023
Q4 2022
|
Tradition Wealth Management, LLC
|
BUY
|
- |
327New |
$14.5K - $14.9K
|
327
$15K
|
|
|
Feb 02, 2023
Q4 2022
|
Luken Investment Analytics, LLC
Brentwood, TN |
BUY
|
- |
1.41K+ 78.46% |
$62.4K - $64.1K
|
3.21K
$147K
|
|
|
Jan 31, 2023
Q4 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
93+ 1.63% |
$4.12K - $4.23K
|
5.79K
$265K
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-5.18K- 9.31% |
$229K - $235K
|
50.5K
$2.31M
|
|
|
Jan 27, 2023
Q4 2022
|
Paragon Wealth Strategies, LLC
|
BUY
|
- |
1.4KNew |
$62.1K - $63.8K
|
1.4K
$64.3K
|
|
|
Jan 27, 2023
Q4 2022
|
Concord Wealth Partners
|
BUY
|
- |
100New |
$4.43K - $4.54K
|
100
$4.59K
|
|
|
Jan 25, 2023
Q4 2022
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-4.84K- 16.75% |
$214K - $220K
|
24.1K
$1.1M
|
|
|
Jan 20, 2023
Q4 2022
|
Newman Dignan & Sheerar, Inc.
|
SELL
|
- |
-2.68K- 19.81% |
$119K - $122K
|
10.9K
$498K
|
|
|
Jan 19, 2023
Q4 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
49.8KNew |
$2.21M - $2.26M
|
49.8K
$2.29M
|
|
|
Jan 17, 2023
Q4 2022
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-1.51K- 8.99% |
$66.7K - $68.5K
|
15.2K
$699K
|
|
|
Jan 17, 2023
Q4 2022
|
Newbridge Financial Services Group, Inc.
|
BUY
|
- |
400New |
$17.7K - $18.2K
|
400
$18.3K
|
|
|
Jan 17, 2023
Q4 2022
|
Williams Financial, LLC
Bennington, VT |
SELL
|
- |
-15.2K- 22.81% |
$674K - $692K
|
51.5K
$2.36M
|
|
|
Jan 17, 2023
Q4 2022
|
First Premier Bank
|
SELL
|
- |
-1.78K- 80.87% |
$78.8K - $80.9K
|
421
$19.3K
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
218New |
$9.65K - $9.91K
|
218
$10K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
1.43KNew |
$63.3K - $65K
|
1.43K
$65.6K
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
48New |
$2.12K - $2.18K
|
48
$2.2K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
38New |
$1.68K - $1.73K
|
38
$1.74K
|
|
| Q3 2022 | |||||||
|
Nov 22, 2022
Q3 2022
|
Continental Investors Services, Inc.
Longview, WA |
BUY
|
- |
23.8KNew |
$1.05M - $1.1M
|
23.8K
$1.09M
|
|
|
Nov 17, 2022
Q3 2022
|
Central Trust CO
Jefferson City, MO |
BUY
|
- |
1.04K+ 103.99% |
$45.8K - $48.3K
|
2.05K
$93.8K
|
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
200New |
$8.79K - $9.26K
|
200
$9.17K
|
|
|
Nov 14, 2022
Q3 2022
|
Heritage Wealth Management, LLC
Phoenix, AZ |
BUY
|
- |
124New |
$5.45K - $5.74K
|
124
$5.69K
|
|
|
Nov 14, 2022
Q3 2022
|
Echo Wealth Management, LLC
|
SELL
|
- |
-14.9K- 26.63% |
$653K - $689K
|
41K
$1.88M
|
|
|
Nov 10, 2022
Q3 2022
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
327New |
$14.4K - $15.1K
|
327
$15K
|
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.18K- 2.48% |
$51.9K - $54.7K
|
46.5K
$2.13M
|
|
|
Nov 09, 2022
Q3 2022
|
Wolf Group Capital Advisors
|
BUY
|
- |
1.08K+ 3.3% |
$47.5K - $50.1K
|
33.8K
$1.55M
|
|
|
Nov 08, 2022
Q3 2022
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-7.9K- 6.27% |
$347K - $366K
|
118K
$5.42M
|
|
|
Nov 04, 2022
Q3 2022
|
V Wealth Advisors LLC
|
BUY
|
- |
3.45K+ 13.1% |
$152K - $160K
|
29.8K
$1.37M
|
|
|
Nov 04, 2022
Q3 2022
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-15.1K- 13.72% |
$663K - $699K
|
95K
$4.35M
|
|
|
Nov 03, 2022
Q3 2022
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-109K- 95.6% |
$4.79M - $5.05M
|
5.02K
$230K
|
|
|
Nov 02, 2022
Q3 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
400New |
$17.6K - $18.5K
|
400
$18.3K
|
|
|
Oct 27, 2022
Q3 2022
|
Blue Chip Partners, Inc.
|
SELL
|
- |
-573K- 98.69% |
$25.2M - $26.5M
|
7.58K
$348K
|
|
|
Oct 27, 2022
Q3 2022
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
5.18K+ 8.12% |
$227K - $240K
|
68.9K
$3.16M
|
|
|
Oct 24, 2022
Q3 2022
|
Platform Technology Partners
|
SELL
|
- |
-1.59K- 25.69% |
$70K - $73.8K
|
4.61K
$211K
|
|
|
Oct 24, 2022
Q3 2022
|
Spectrum Wealth Advisory Group, LLC
|
BUY
|
- |
952+ 2.7% |
$41.8K - $44.1K
|
36.2K
$1.66M
|
|
|
Oct 14, 2022
Q3 2022
|
Toth Financial Advisory Corp
|
BUY
|
- |
173New |
$7.6K - $8.01K
|
173
$7.93K
|
|
|
Oct 13, 2022
Q3 2022
|
Trinity Wealth Management, LLC
|
BUY
|
- |
31.9K+ 40.84% |
$1.4M - $1.48M
|
110K
$5.04M
|
|
|
Oct 13, 2022
Q3 2022
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
13.8KNew |
$604K - $637K
|
13.8K
$631K
|
|
|
Oct 12, 2022
Q3 2022
|
Mjp Associates Inc
|
SELL
|
- |
-218K- 37.66% |
$9.57M - $10.1M
|
360K
$16.5M
|
|
|
Oct 07, 2022
Q3 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|