Purchases and Sales Made in Q3 2020 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 17, 2020
Q3 2020
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
347KNew |
$15.7M - $16.3M
|
347K
$16.1M
|
|
|
Jan 27, 2023
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
146K+ 101.55% |
$6.62M - $6.85M
|
290K
$13.4M
|
|
|
Nov 16, 2020
Q3 2020
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
94.1K+ 47.95% |
$4.26M - $4.41M
|
290K
$13.4M
|
|
|
Nov 12, 2020
Q3 2020
|
Ensign Peak Advisors, Inc
Salt Lake City, UT |
BUY
|
- |
86K+ 41.99% |
$3.89M - $4.03M
|
291K
$13.5M
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
54.2K+ 8.29% |
$2.45M - $2.54M
|
708K
$32.8M
|
|
|
Nov 16, 2020
Q3 2020
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
45.4K+ 51.71% |
$2.06M - $2.13M
|
133K
$6.17M
|
|
|
Nov 12, 2020
Q3 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
44.4KNew |
$2.01M - $2.08M
|
44.4K
$2.05M
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
43.9K+ 26.83% |
$1.99M - $2.06M
|
208K
$9.61M
|
|
|
Nov 09, 2020
Q3 2020
|
Csenge Advisory Group
|
BUY
|
- |
40K+ 31.79% |
$1.81M - $1.87M
|
166K
$7.66M
|
|
|
Nov 16, 2020
Q3 2020
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
36.3KNew |
$1.64M - $1.7M
|
36.3K
$1.68M
|
|
|
Nov 30, 2020
Q3 2020
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
30.6K+ 54.56% |
$1.39M - $1.44M
|
86.8K
$4.01M
|
|
|
Oct 22, 2020
Q3 2020
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
29.7KNew |
$1.34M - $1.39M
|
29.7K
$1.37M
|
|
|
Nov 12, 2020
Q3 2020
|
Flaharty Asset Management, LLC
|
BUY
|
- |
26.2K+ 7.07% |
$1.19M - $1.23M
|
397K
$18.4M
|
|
|
Oct 05, 2020
Q3 2020
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
18.5K+ 130.32% |
$839K - $869K
|
32.8K
$1.52M
|
|
|
Nov 16, 2021
Q3 2020
|
Retirement Group, LLC
|
BUY
|
- |
16.5K+ 14317.39% |
$745K - $772K
|
16.6K
$767K
|
|
|
Nov 13, 2020
Q3 2020
|
Horizon Financial Services, LLC
|
BUY
|
- |
16KNew |
$725K - $751K
|
16K
$742K
|
|
|
Nov 16, 2020
Q3 2020
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
13.6KNew |
$614K - $636K
|
13.6K
$628K
|
|
|
Nov 02, 2020
Q3 2020
|
Telemus Capital, LLC
|
BUY
|
- |
12.8K+ 5.8% |
$577K - $597K
|
233K
$10.8M
|
|
|
Oct 13, 2020
Q3 2020
|
Tl Private Wealth
|
BUY
|
- |
9.64K+ 6.32% |
$436K - $452K
|
162K
$7.5M
|
|
|
Nov 10, 2020
Q3 2020
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
9.07KNew |
$411K - $425K
|
9.07K
$420K
|
|
|
Oct 15, 2020
Q3 2020
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
9.03K+ 11.37% |
$409K - $423K
|
88.4K
$4.09M
|
|
|
Oct 28, 2020
Q3 2020
|
Alpha Star Capital Management, LLC
|
BUY
|
- |
7.62KNew |
$345K - $357K
|
7.62K
$353K
|
|
|
Oct 09, 2020
Q3 2020
|
Envestnet Asset Management Inc
|
BUY
|
- |
7.62K+ 5.71% |
$345K - $357K
|
141K
$6.53M
|
|
|
Jan 08, 2024
Q3 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
7.54K+ 9.55% |
$341K - $353K
|
86.4K
$4M
|
|
|
Oct 20, 2020
Q3 2020
|
Investors Research Corp
|
BUY
|
- |
6.45KNew |
$292K - $302K
|
6.45K
$299K
|
|
|
Nov 16, 2020
Q3 2020
|
Private Portfolio Partners LLC
|
BUY
|
- |
6.02K+ 127.32% |
$272K - $282K
|
10.7K
$497K
|
|
|
Oct 13, 2020
Q3 2020
|
Beacon Financial Group
|
BUY
|
- |
5.45K+ 3.56% |
$247K - $255K
|
159K
$7.33M
|
|
|
Nov 13, 2020
Q3 2020
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
5.3K+ 28.34% |
$240K - $248K
|
24K
$1.11M
|
|
|
Oct 19, 2020
Q3 2020
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
4.96K+ 11.48% |
$224K - $232K
|
48.1K
$2.23M
|
|
|
Nov 13, 2020
Q3 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.75K+ 2.74% |
$215K - $223K
|
179K
$8.26M
|
|
|
Nov 02, 2020
Q3 2020
|
Ifg Advisory, LLC
|
BUY
|
- |
4.54K+ 31.59% |
$206K - $213K
|
18.9K
$875K
|
|
|
Oct 23, 2020
Q3 2020
|
Welch & Forbes LLC
|
BUY
|
- |
4.47K+ 1.2% |
$202K - $209K
|
377K
$17.5M
|
|
|
Nov 12, 2020
Q3 2020
|
Stone X Group Inc.
|
BUY
|
- |
2.95K+ 25.15% |
$133K - $138K
|
14.7K
$678K
|
|
|
Nov 04, 2020
Q3 2020
|
Brendel Financial Advisors LLC
|
BUY
|
- |
2.86K+ 4.09% |
$130K - $134K
|
72.9K
$3.37M
|
|
|
Nov 16, 2020
Q3 2020
|
Donoghue Forlines LLC
|
BUY
|
- |
2.77K+ 6.61% |
$125K - $130K
|
44.7K
$2.07M
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
2.58KNew |
$117K - $121K
|
2.58K
$120K
|
|
|
Oct 29, 2020
Q3 2020
|
Prw Wealth Management LLC
|
BUY
|
- |
2K+ 12.27% |
$90.5K - $93.7K
|
18.3K
$847K
|
|
|
Nov 12, 2020
Q3 2020
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.84K+ 7.88% |
$83.3K - $86.2K
|
25.2K
$1.17M
|
|
|
Nov 13, 2020
Q3 2020
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.66K+ 7.91% |
$75K - $77.6K
|
22.6K
$1.05M
|
|
|
Nov 12, 2020
Q3 2020
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
1.58K+ 126.46% |
$71.6K - $74.1K
|
2.83K
$131K
|
|
|
Nov 02, 2020
Q3 2020
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.15K+ 1.19% |
$52.1K - $54K
|
97.9K
$4.53M
|
|
|
Nov 23, 2020
Q3 2020
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.13KNew |
$51K - $52.8K
|
1.13K
$52.1K
|
|
|
Nov 16, 2020
Q3 2020
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.09K+ 7.54% |
$49.3K - $51.1K
|
15.6K
$720K
|
|
|
Oct 09, 2020
Q3 2020
|
Lake Street Financial LLC
|
BUY
|
- |
1.06K+ 2.46% |
$47.8K - $49.5K
|
44K
$2.04M
|
|
|
Oct 30, 2020
Q3 2020
|
Colorado Capital Management, Inc.
|
BUY
|
- |
1.03K+ 1.05% |
$46.6K - $48.3K
|
99K
$4.58M
|
|
|
Oct 13, 2020
Q3 2020
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
974+ 4.81% |
$44.1K - $45.6K
|
21.2K
$982K
|
|
|
Nov 09, 2020
Q3 2020
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
866+ 8.32% |
$39.2K - $40.6K
|
11.3K
$522K
|
|
|
Nov 13, 2020
Q3 2020
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
753+ 4.08% |
$34.1K - $35.3K
|
19.2K
$890K
|
|
|
Nov 09, 2020
Q3 2020
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
725+ 4.0% |
$32.8K - $34K
|
18.8K
$872K
|
|
|
Nov 13, 2020
Q3 2020
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
651+ 2.41% |
$29.5K - $30.5K
|
27.6K
$1.28M
|