Purchases and Sales Made in Q3 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
483K+ 279.9% |
$21.2M - $22.4M
|
655K
$30.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
483K+ 279.9% |
$21.2M - $22.4M
|
655K
$30.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
468K+ 16.35% |
$20.6M - $21.7M
|
3.33M
$155M
|
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
288KNew |
$12.7M - $13.4M
|
288K
$13.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Partners Group, Inc
Overland Park, KS |
BUY
|
- |
133K+ 2533.77% |
$5.84M - $6.16M
|
138K
$6.41M
|
|
|
Nov 03, 2022
Q3 2022
|
Barclays PLC
London, X0 |
BUY
|
- |
129KNew |
$5.65M - $5.96M
|
129K
$5.97M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
102K+ 32.08% |
$4.49M - $4.73M
|
420K
$19.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
85.3K+ 65.95% |
$3.75M - $3.95M
|
215K
$9.95M
|
|
|
Nov 15, 2022
Q3 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
81.2KNew |
$3.57M - $3.76M
|
81.2K
$3.76M
|
|
|
Oct 13, 2022
Q3 2022
|
Williams Financial, LLC
Bennington, VT |
BUY
|
- |
66.8KNew |
$2.93M - $3.09M
|
66.8K
$3.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
54.6K+ 11.43% |
$2.4M - $2.53M
|
532K
$24.7M
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
49.9K+ 157.35% |
$2.19M - $2.31M
|
81.7K
$3.79M
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
49.8K+ 170.06% |
$2.19M - $2.31M
|
79.1K
$3.67M
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
48.4K+ 242.03% |
$2.13M - $2.24M
|
68.4K
$3.17M
|
|
|
Nov 14, 2022
Q3 2022
|
One Capital Management, LLC
Westlake Village, CA |
BUY
|
- |
41.9K+ 8.82% |
$1.84M - $1.94M
|
517K
$24M
|
|
|
Oct 21, 2022
Q3 2022
|
True Wealth Advisors, LLC
|
BUY
|
- |
41.7K+ 12.38% |
$1.83M - $1.93M
|
379K
$17.6M
|
|
|
Nov 03, 2022
Q3 2022
|
Advisor Os, LLC
|
BUY
|
- |
39.1K+ 13.51% |
$1.72M - $1.81M
|
328K
$15.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
38.9KNew |
$1.71M - $1.8M
|
38.9K
$1.8M
|
|
|
Nov 02, 2022
Q3 2022
|
Flaharty Asset Management, LLC
|
BUY
|
- |
38.5K+ 5.71% |
$1.69M - $1.78M
|
713K
$33.1M
|
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
35.1KNew |
$1.54M - $1.63M
|
35.1K
$1.63M
|
|
|
Oct 18, 2022
Q3 2022
|
Wealthpoint, LLC
|
BUY
|
- |
32.9K+ 32.21% |
$1.44M - $1.52M
|
135K
$6.26M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
32.1K+ 38.12% |
$1.41M - $1.48M
|
116K
$5.39M
|
|
|
Oct 13, 2022
Q3 2022
|
Trinity Wealth Management, LLC
|
BUY
|
- |
31.9K+ 40.84% |
$1.4M - $1.48M
|
110K
$5.1M
|
|
|
Oct 31, 2022
Q3 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
31.6K+ 50.6% |
$1.39M - $1.47M
|
94.2K
$4.37M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
31.3K+ 13.83% |
$1.37M - $1.45M
|
257K
$11.9M
|
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
31.2K+ 27.63% |
$1.37M - $1.44M
|
144K
$6.68M
|
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
31.2K+ 27.63% |
$1.37M - $1.44M
|
144K
$6.68M
|
|
|
Oct 13, 2022
Q3 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
31.1K+ 142.28% |
$1.36M - $1.44M
|
52.9K
$2.45M
|
|
|
Oct 28, 2022
Q3 2022
|
Welch & Forbes LLC
|
BUY
|
- |
25.1K+ 4.58% |
$1.1M - $1.16M
|
574K
$26.6M
|
|
|
Nov 22, 2022
Q3 2022
|
Continental Investors Services, Inc.
Longview, WA |
BUY
|
- |
23.8KNew |
$1.05M - $1.1M
|
23.8K
$1.1M
|
|
|
Nov 09, 2022
Q3 2022
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
23.8K+ 15.33% |
$1.04M - $1.1M
|
179K
$8.3M
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
22.5K+ 15.43% |
$987K - $1.04M
|
168K
$7.79M
|
|
|
Nov 07, 2022
Q3 2022
|
Ifrah Financial Services, Inc.
|
BUY
|
- |
20.5K+ 94.66% |
$900K - $948K
|
42.1K
$1.95M
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
19.5K+ 35.08% |
$859K - $905K
|
75.3K
$3.49M
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
BUY
|
- |
18.1K+ 6.58% |
$794K - $837K
|
293K
$13.6M
|
|
|
Oct 13, 2022
Q3 2022
|
Beacon Financial Group
|
BUY
|
- |
17.5K+ 1.3% |
$770K - $812K
|
1.37M
$63.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
16.7K+ 20.53% |
$735K - $775K
|
98.2K
$4.56M
|
|
|
Oct 21, 2022
Q3 2022
|
Lake Street Financial LLC
|
BUY
|
- |
16.1K+ 17.28% |
$709K - $747K
|
110K
$5.08M
|
|
|
Nov 10, 2022
Q3 2022
|
Adams Wealth Management
|
BUY
|
- |
15.2KNew |
$668K - $705K
|
15.2K
$706K
|
|
|
Oct 11, 2022
Q3 2022
|
Telemus Capital, LLC
|
BUY
|
- |
13.8K+ 3.37% |
$606K - $639K
|
423K
$19.6M
|
|
|
Oct 13, 2022
Q3 2022
|
Onyx Bridge Wealth Group LLC
|
BUY
|
- |
13.8KNew |
$604K - $637K
|
13.8K
$638K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
13.1KNew |
$577K - $609K
|
13.1K
$610K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
12.7K+ 20.26% |
$557K - $587K
|
75.3K
$3.49M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
12.7K+ 1.48% |
$556K - $586K
|
866K
$40.1M
|
|
|
Nov 10, 2022
Q3 2022
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
11.7KNew |
$515K - $543K
|
11.7K
$543K
|
|
|
Oct 20, 2022
Q3 2022
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
10.7K+ 21.03% |
$470K - $495K
|
61.6K
$2.85M
|
|
|
Oct 26, 2022
Q3 2022
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
10.6K+ 7.81% |
$465K - $490K
|
146K
$6.77M
|
|
|
Nov 08, 2022
Q3 2022
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
10.5KNew |
$461K - $486K
|
10.5K
$487K
|
|
|
Nov 07, 2022
Q3 2022
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
10.3K+ 9.83% |
$451K - $475K
|
115K
$5.32M
|
|
|
Nov 01, 2022
Q3 2022
|
Summit X, LLC
Chesterfield, MO |
BUY
|
- |
10K+ 85.3% |
$441K - $465K
|
21.8K
$1.01M
|