Purchases and Sales Made in Q3 2024 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 18, 2024
Q3 2024
|
New Century Financial Group, LLC
Princeton, NJ |
BUY
|
- |
8.01KNew |
$364K - $370K
|
8.01K
$371K
|
|
|
Oct 22, 2024
Q3 2024
|
Lake Street Financial LLC
|
BUY
|
- |
7.17K+ 5.27% |
$326K - $331K
|
143K
$6.64M
|
|
|
Nov 12, 2024
Q3 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
6.92K+ 1793.78% |
$315K - $320K
|
7.31K
$339K
|
|
|
Nov 04, 2024
Q3 2024
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
6.59KNew |
$300K - $305K
|
6.59K
$306K
|
|
|
Nov 04, 2024
Q3 2024
|
Welch & Forbes LLC
|
BUY
|
- |
6.57K+ 1.07% |
$299K - $304K
|
623K
$28.9M
|
|
|
Oct 21, 2024
Q3 2024
|
Harbor Advisory Corp
|
BUY
|
- |
6.3KNew |
$287K - $291K
|
6.3K
$292K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
6.14KNew |
$280K - $284K
|
6.14K
$285K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
6.14K+ 16.75% |
$279K - $284K
|
42.8K
$1.98M
|
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
6.04K+ 12.26% |
$275K - $279K
|
55.3K
$2.57M
|
|
|
Nov 14, 2024
Q3 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.98K+ 19.35% |
$272K - $276K
|
36.9K
$1.71M
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
5.57K+ 6.73% |
$254K - $258K
|
88.4K
$4.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
5.12K+ 38.33% |
$233K - $237K
|
18.5K
$856K
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
5KNew |
$228K - $231K
|
5K
$232K
|
|
|
Nov 14, 2024
Q3 2024
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
4.38KNew |
$200K - $203K
|
4.38K
$203K
|
|
|
Oct 31, 2024
Q3 2024
|
Exencial Wealth Advisors, LLC
Oklahoma City, OK |
BUY
|
- |
3.98K+ 4.03% |
$181K - $184K
|
103K
$4.77M
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
3.9K+ 20.15% |
$177K - $180K
|
23.2K
$1.08M
|
|
|
Oct 25, 2024
Q3 2024
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
3.57K+ 6.34% |
$162K - $165K
|
59.8K
$2.77M
|
|
|
Oct 18, 2024
Q3 2024
|
Flaharty Asset Management, LLC
|
BUY
|
- |
3.27K+ 0.44% |
$149K - $151K
|
745K
$34.5M
|
|
|
Oct 10, 2024
Q3 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
3.26K+ 6.0% |
$148K - $151K
|
57.6K
$2.67M
|
|
|
Nov 12, 2024
Q3 2024
|
Signature Securities Group Corporation
|
BUY
|
- |
3.09K+ 5.66% |
$141K - $143K
|
57.7K
$2.68M
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.93K+ 4.2% |
$133K - $135K
|
72.6K
$3.37M
|
|
|
Oct 31, 2024
Q3 2024
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
2.81K+ 2.05% |
$128K - $130K
|
140K
$6.47M
|
|
|
Oct 30, 2024
Q3 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
2.74K+ 1.85% |
$125K - $127K
|
151K
$6.99M
|
|
|
Oct 22, 2024
Q3 2024
|
River Tree Advisors, LLC
Winter Park, FL |
BUY
|
- |
2.7K+ 2.15% |
$123K - $125K
|
128K
$5.95M
|
|
|
Oct 04, 2024
Q3 2024
|
Mc Naughton Wealth Management, LLC
|
BUY
|
- |
2.64K+ 3.97% |
$120K - $122K
|
69.2K
$3.21M
|
|
|
Oct 30, 2024
Q3 2024
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
2.54K+ 5.65% |
$116K - $117K
|
47.5K
$2.2M
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
2.49K+ 8.59% |
$113K - $115K
|
31.5K
$1.46M
|
|
|
Oct 28, 2024
Q3 2024
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
2.24K+ 4.05% |
$102K - $103K
|
57.5K
$2.66M
|
|
|
Nov 06, 2024
Q3 2024
|
Peterson Financial Group, Inc.
|
BUY
|
- |
2.13KNew |
$96.8K - $98.4K
|
2.13K
$98.7K
|
|
|
Oct 28, 2024
Q3 2024
|
Tower Wealth Partners, Inc.
Lewisburg, PA |
BUY
|
- |
2.04K+ 0.88% |
$92.7K - $94.2K
|
234K
$10.8M
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
BUY
|
- |
1.98K+ 5.0% |
$90.2K - $91.7K
|
41.7K
$1.93M
|
|
|
Oct 15, 2024
Q3 2024
|
Pcg Wealth Advisors, LLC
|
BUY
|
- |
1.89K+ 5.02% |
$86.1K - $87.5K
|
39.5K
$1.83M
|
|
|
Nov 12, 2024
Q3 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.81K+ 88.48% |
$82.5K - $83.8K
|
3.86K
$179K
|
|
|
Oct 16, 2024
Q3 2024
|
Trust CO Of Vermont
|
BUY
|
- |
1.76KNew |
$80.1K - $81.4K
|
1.76K
$81.6K
|
|
|
Oct 09, 2024
Q3 2024
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
1.72K+ 3.27% |
$78.4K - $79.7K
|
54.5K
$2.53M
|
|
|
Oct 17, 2024
Q3 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
1.19KNew |
$54.1K - $55K
|
1.19K
$55.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.12K+ 1.36% |
$50.7K - $51.6K
|
82.9K
$3.85M
|
|
|
Nov 14, 2024
Q3 2024
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
1.07K+ 3.3% |
$48.5K - $49.3K
|
33.4K
$1.55M
|
|
|
Oct 08, 2024
Q3 2024
|
Bka Wealth Consulting, Inc.
|
BUY
|
- |
1.05K+ 6.41% |
$47.9K - $48.7K
|
17.5K
$810K
|
|
|
Nov 14, 2024
Q3 2024
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.05K+ 3.93% |
$47.9K - $48.7K
|
27.8K
$1.29M
|
|
|
Oct 24, 2024
Q3 2024
|
Dhk Financial Advisors, Inc.
Portsmouth, NH |
BUY
|
- |
1.01K+ 1.9% |
$46.1K - $46.9K
|
54.4K
$2.52M
|
|
|
Nov 08, 2024
Q3 2024
|
Private Portfolio Partners LLC
|
BUY
|
- |
864+ 1.91% |
$39.3K - $40K
|
46.2K
$2.14M
|
|
|
Oct 25, 2024
Q3 2024
|
Valmark Advisers, Inc.
|
BUY
|
- |
863+ 3.93% |
$39.3K - $39.9K
|
22.8K
$1.06M
|
|
|
Nov 08, 2024
Q3 2024
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
762+ 4.23% |
$34.7K - $35.3K
|
18.8K
$870K
|
|
|
Oct 31, 2024
Q3 2024
|
Ifrah Financial Services, Inc.
|
BUY
|
- |
756+ 1.68% |
$34.4K - $35K
|
45.7K
$2.12M
|
|
|
Oct 16, 2024
Q3 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
750+ 0.42% |
$34.1K - $34.7K
|
179K
$8.28M
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
720New |
$32.8K - $33.3K
|
720
$33.4K
|
|
|
Oct 28, 2024
Q3 2024
|
Creative Financial Designs Inc
|
BUY
|
- |
659+ 10.77% |
$30K - $30.5K
|
6.78K
$314K
|
|
|
Nov 04, 2024
Q3 2024
|
Northwest Wealth Management, LLC
|
BUY
|
- |
642+ 4.48% |
$29.2K - $29.7K
|
15K
$694K
|
|
|
Oct 09, 2024
Q3 2024
|
Tap Consulting, LLC
|
BUY
|
- |
575+ 2.63% |
$26.2K - $26.6K
|
22.5K
$1.04M
|