Purchases and Sales Made in Q4 2022 in First Trust Senior Ln Fund (FTSL)
This table provides information about the institutional ownership of First Trust Senior Ln Fund (FTSL) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR LN FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2023
Q4 2022
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-2.7K- 25.14% |
$120K - $123K
|
8.04K
$373K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.75K- 84.16% |
$122K - $125K
|
518
$24K
|
|
|
Jan 25, 2023
Q4 2022
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-2.83K- 22.98% |
$125K - $129K
|
9.49K
$440K
|
|
|
Jan 19, 2023
Q4 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-2.89K- 38.96% |
$128K - $131K
|
4.53K
$210K
|
|
|
Jan 17, 2023
Q4 2022
|
Colorado Capital Management, Inc.
|
SELL
|
- |
-2.9K- 2.75% |
$129K - $132K
|
103K
$4.77M
|
|
|
Feb 14, 2023
Q4 2022
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-3.34K- 23.02% |
$148K - $152K
|
11.2K
$518K
|
|
|
Jan 20, 2023
Q4 2022
|
Engrave Wealth Partners LLC
|
SELL
|
- |
-3.42K- 0.73% |
$152K - $156K
|
468K
$21.7M
|
|
|
Jan 19, 2023
Q4 2022
|
Octavia Wealth Advisors, LLC
|
SELL
|
- |
-3.65K- 12.83% |
$161K - $166K
|
24.8K
$1.15M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-3.87K- 45.78% |
$171K - $176K
|
4.58K
$212K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.95K- 5.24% |
$175K - $179K
|
71.3K
$3.31M
|
|
|
Jan 24, 2023
Q4 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-4.09K- 13.95% |
$181K - $186K
|
25.2K
$1.17M
|
|
|
Feb 14, 2023
Q4 2022
|
Pacific Capital Wealth Advisors, Inc
|
SELL
|
- |
-4.13K- 7.11% |
$183K - $187K
|
53.9K
$2.5M
|
|
|
Feb 22, 2023
Q4 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.21K- 3.9% |
$187K - $191K
|
104K
$4.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-4.27K- 5.04% |
$189K - $194K
|
80.5K
$3.73M
|
|
|
Jan 12, 2023
Q4 2022
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.42K- 8.35% |
$195K - $201K
|
48.5K
$2.25M
|
|
|
Feb 07, 2023
Q4 2022
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-4.47K- 5.58% |
$198K - $203K
|
75.5K
$3.5M
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
SELL
|
- |
-4.52K- 55.81% |
$200K - $205K
|
3.58K
$166K
|
|
|
Jan 18, 2023
Q4 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-4.64K- 16.52% |
$206K - $211K
|
23.5K
$1.09M
|
|
|
Jan 24, 2023
Q4 2022
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-4.81K- 90.12% |
$213K - $218K
|
527
$24.4K
|
|
|
Jan 25, 2023
Q4 2022
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-4.84K- 16.75% |
$214K - $220K
|
24.1K
$1.12M
|
|
|
Jan 26, 2023
Q4 2022
|
Accel Wealth Management
|
SELL
|
- |
-5.11K- 3.92% |
$226K - $232K
|
125K
$5.8M
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-5.18K- 9.31% |
$229K - $235K
|
50.5K
$2.34M
|
|
|
Feb 17, 2023
Q4 2022
|
Adams Wealth Management
|
SELL
|
- |
-5.21K- 34.27% |
$231K - $237K
|
10K
$464K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-5.43K- 13.07% |
$240K - $247K
|
36.1K
$1.67M
|
|
|
Jan 31, 2023
Q4 2022
|
Mc Naughton Wealth Management, LLC
|
SELL
|
- |
-5.58K- 40.18% |
$247K - $254K
|
8.31K
$385K
|
|
|
Feb 10, 2023
Q4 2022
|
Centaurus Financial, Inc.
|
SELL
|
- |
-5.65K- 29.6% |
$250K - $257K
|
13.4K
$623K
|
|
|
Jan 18, 2023
Q4 2022
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-6.11K- 24.3% |
$270K - $277K
|
19K
$882K
|
|
|
Jan 19, 2023
Q4 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-6.11K- 9.0% |
$271K - $278K
|
61.8K
$2.87M
|
|
|
Jan 11, 2023
Q4 2022
|
Telemus Capital, LLC
|
SELL
|
- |
-6.55K- 1.55% |
$290K - $298K
|
416K
$19.3M
|
|
|
Feb 02, 2023
Q4 2022
|
Ignite Planners, LLC
|
SELL
|
- |
-6.82K- 11.01% |
$302K - $310K
|
55.1K
$2.55M
|
|
|
Jan 17, 2023
Q4 2022
|
Ivc Wealth Advisors LLC
|
SELL
|
- |
-6.88K- 26.37% |
$305K - $313K
|
19.2K
$891K
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.3K- 10.95% |
$323K - $331K
|
59.3K
$2.75M
|
|
|
Feb 09, 2023
Q4 2022
|
Cranbrook Wealth Management, LLC
|
SELL
|
- |
-7.33K- 5.02% |
$324K - $333K
|
139K
$6.43M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.41K- 2.27% |
$328K - $337K
|
320K
$14.8M
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-8.3K- 19.65% |
$367K - $377K
|
33.9K
$1.57M
|
|
|
Dec 13, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-8.94K- 25.74% |
$396K - $406K
|
25.8K
$1.2M
|
|
|
Feb 10, 2023
Q4 2022
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-8.94K- 25.74% |
$396K - $406K
|
25.8K
$1.2M
|
|
|
Jan 24, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-9.92K- 44.89% |
$439K - $451K
|
12.2K
$564K
|
|
|
Jan 27, 2023
Q4 2022
|
Paradigm Financial Partners, LLC
|
SELL
|
- |
-9.93K- 5.55% |
$440K - $451K
|
169K
$7.83M
|
|
|
Feb 02, 2023
Q4 2022
|
Summit X, LLC
Chesterfield, MO |
SELL
|
- |
-10K- 46.03% |
$445K - $456K
|
11.8K
$546K
|
|
|
Apr 24, 2024
Q4 2022
|
Bulltick Wealth Management, LLC
Miami, FL |
SELL
|
- |
-10.5KClosed |
$464K - $476K
|
0
$0
|
|
|
Jan 09, 2023
Q4 2022
|
Trinity Legacy Partners, LLC
|
SELL
|
- |
-10.7K- 5.09% |
$472K - $484K
|
199K
$9.21M
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-11K- 6.54% |
$486K - $499K
|
157K
$7.28M
|
|
|
Feb 10, 2023
Q4 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-11.5K- 29.29% |
$508K - $521K
|
27.7K
$1.28M
|
|
|
Feb 06, 2023
Q4 2022
|
Aspen Investment Management Inc
Grand Rapids, MI |
SELL
|
- |
-11.7K- 10.21% |
$517K - $531K
|
103K
$4.76M
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-11.7K- 52.62% |
$519K - $533K
|
10.6K
$489K
|
|
|
Jan 23, 2023
Q4 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-12.1K- 54.38% |
$535K - $549K
|
10.1K
$470K
|
|
|
Feb 08, 2023
Q4 2022
|
Prudential PLC
London, England, X0 |
SELL
|
- |
-12.5K- 7.65% |
$553K - $568K
|
151K
$7M
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-12.8K- 17.16% |
$566K - $581K
|
61.7K
$2.86M
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-13K- 13.23% |
$575K - $591K
|
85.2K
$3.95M
|