Purchases and Sales Made in Q1 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2019
Q1 2019
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-5.98K- 10.09% |
$358K - $360K
|
53.3K
$3.19M
|
|
|
Apr 30, 2019
Q1 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.03K- 2.84% |
$361K - $362K
|
206K
$12.3M
|
|
|
May 15, 2019
Q1 2019
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-6.42K- 30.78% |
$384K - $386K
|
14.4K
$864K
|
|
|
Apr 23, 2019
Q1 2019
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-6.68K- 25.33% |
$400K - $401K
|
19.7K
$1.18M
|
|
|
May 07, 2019
Q1 2019
|
Global Retirement Partners, LLC
|
SELL
|
- |
-6.87K- 95.28% |
$411K - $413K
|
340
$20.3K
|
|
|
May 06, 2019
Q1 2019
|
Prism Advisors, Inc.
|
SELL
|
- |
-7.06K- 5.58% |
$422K - $424K
|
119K
$7.14M
|
|
|
May 10, 2019
Q1 2019
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-7.3K- 31.0% |
$437K - $439K
|
16.3K
$972K
|
|
|
Apr 05, 2019
Q1 2019
|
Stone X Group Inc.
|
SELL
|
- |
-8.26K- 38.84% |
$494K - $496K
|
13K
$777K
|
|
|
May 14, 2019
Q1 2019
|
Old Mission Capital LLC
|
SELL
|
- |
-10.1KClosed |
$605K - $607K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-11.6KClosed |
$696K - $699K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-12.4K- 2.6% |
$739K - $742K
|
463K
$27.7M
|
|
|
May 14, 2019
Q1 2019
|
Beirne Wealth Consulting Services, LLC
|
SELL
|
- |
-12.9K- 15.97% |
$774K - $777K
|
68K
$4.07M
|
|
|
May 06, 2019
Q1 2019
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-13.4K- 26.57% |
$800K - $803K
|
37K
$2.21M
|
|
|
May 15, 2019
Q1 2019
|
Baker Avenue Asset Management, LP
|
SELL
|
- |
-19.9KClosed |
$1.19M - $1.2M
|
0
$0
|
|
|
Apr 25, 2019
Q1 2019
|
Smart Portfolios, LLC
Seattle, WA |
SELL
|
- |
-21.2K- 16.53% |
$1.27M - $1.27M
|
107K
$6.4M
|
|
|
May 06, 2019
Q1 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-21.3K- 2.24% |
$1.27M - $1.28M
|
927K
$55.4M
|
|
|
May 08, 2019
Q1 2019
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
SELL
|
- |
-24.9KClosed |
$1.49M - $1.5M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Pasadena Private Wealth, LLC
Pasadena, CA |
SELL
|
- |
-30.9KClosed |
$1.85M - $1.86M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-36.3K- 40.5% |
$2.17M - $2.18M
|
53.3K
$3.19M
|
|
|
May 15, 2019
Q1 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-37.6K- 89.68% |
$2.25M - $2.26M
|
4.33K
$259K
|
|
|
May 14, 2019
Q1 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-39.5K- 13.24% |
$2.36M - $2.37M
|
259K
$15.5M
|
|
|
May 11, 2020
Q1 2019
|
Royal Fund Management, LLC
|
SELL
|
- |
-45.4K- 99.91% |
$2.72M - $2.73M
|
43
$2.57K
|
|
|
Apr 25, 2019
Q1 2019
|
Donald L. Hagan, LLC
|
SELL
|
- |
-53.7K- 40.33% |
$3.22M - $3.23M
|
79.5K
$4.75M
|
|
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-54.4KClosed |
$3.25M - $3.27M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-55.7K- 7.43% |
$3.33M - $3.35M
|
694K
$41.5M
|
|
|
May 09, 2019
Q1 2019
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-89.7K- 88.64% |
$5.37M - $5.39M
|
11.5K
$687K
|
|
|
Apr 16, 2019
Q1 2019
|
Peterson Wealth Advisors, LLC
|
SELL
|
- |
-93.4KClosed |
$5.59M - $5.61M
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Friedenthal Financial
|
SELL
|
- |
-118KClosed |
$7.03M - $7.06M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-135K- 25.87% |
$8.06M - $8.09M
|
386K
$23.1M
|
|
|
May 14, 2019
Q1 2019
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-184K- 45.14% |
$11M - $11.1M
|
224K
$13.4M
|
|
|
May 08, 2019
Q1 2019
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-210K- 24.08% |
$12.5M - $12.6M
|
661K
$39.5M
|
|
|
May 06, 2019
Q1 2019
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-244K- 23.66% |
$14.6M - $14.7M
|
787K
$47.1M
|
|
|
May 10, 2019
Q1 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-250K- 44.98% |
$15M - $15M
|
306K
$18.3M
|
|
|
May 15, 2019
Q1 2019
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-625K- 93.7% |
$37.4M - $37.6M
|
42K
$2.51M
|