Purchases and Sales Made in Q1 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2019
Q1 2019
|
Prospera Financial Services Inc
|
BUY
|
- |
9.84K+ 43.07% |
$589K - $591K
|
32.7K
$1.95M
|
|
|
Apr 25, 2019
Q1 2019
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
9.6K+ 105.49% |
$575K - $577K
|
18.7K
$1.12M
|
|
|
May 13, 2019
Q1 2019
|
Sargent Investment Group, LLC
|
BUY
|
- |
9.15KNew |
$548K - $550K
|
9.15K
$547K
|
|
|
Apr 25, 2019
Q1 2019
|
New Square Capital LLC
|
BUY
|
- |
8.79KNew |
$526K - $528K
|
8.79K
$525K
|
|
|
May 03, 2019
Q1 2019
|
Sage Advisory Services, Ltd.Co.
|
BUY
|
- |
8.75KNew |
$523K - $526K
|
8.75K
$523K
|
|
|
Apr 23, 2019
Q1 2019
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
8.25KNew |
$494K - $496K
|
8.25K
$493K
|
|
|
Apr 19, 2024
Q1 2019
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
7.57KNew |
$453K - $455K
|
7.57K
$453K
|
|
|
May 10, 2019
Q1 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
7.34KNew |
$439K - $441K
|
7.34K
$439K
|
|
|
Apr 24, 2019
Q1 2019
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
6.85K+ 102.85% |
$410K - $412K
|
13.5K
$808K
|
|
|
May 08, 2019
Q1 2019
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
6.66KNew |
$399K - $400K
|
6.66K
$399K
|
|
|
Apr 24, 2019
Q1 2019
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
6.64K+ 24.78% |
$398K - $399K
|
33.5K
$2M
|
|
|
May 03, 2019
Q1 2019
|
Kovack Advisors, Inc.
|
BUY
|
- |
6.52KNew |
$390K - $392K
|
6.52K
$390K
|
|
|
May 09, 2019
Q1 2019
|
Good Life Advisors, LLC
|
BUY
|
- |
6.39K+ 80.91% |
$382K - $384K
|
14.3K
$854K
|
|
|
Apr 30, 2019
Q1 2019
|
Rda Financial Network
|
BUY
|
- |
6.27KNew |
$375K - $377K
|
6.27K
$375K
|
|
|
Apr 09, 2019
Q1 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
5.95K+ 25.87% |
$356K - $357K
|
28.9K
$1.73M
|
|
|
Apr 19, 2019
Q1 2019
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
5.86K+ 3934.23% |
$351K - $352K
|
6.01K
$359K
|
|
|
Apr 19, 2019
Q1 2019
|
Fairhaven Wealth Management, LLC
|
BUY
|
- |
5.01KNew |
$300K - $301K
|
5.01K
$299K
|
|
|
Apr 01, 2019
Q1 2019
|
Park National Corp
|
BUY
|
- |
4.88K+ 2.89% |
$292K - $293K
|
173K
$10.4M
|
|
|
May 01, 2019
Q1 2019
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.86KNew |
$291K - $292K
|
4.86K
$291K
|
|
|
May 13, 2019
Q1 2019
|
D.A. Davidson & Co.
|
BUY
|
- |
4.83K+ 8.44% |
$289K - $290K
|
62.1K
$3.71M
|
|
|
Apr 26, 2019
Q1 2019
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
4.82K+ 16.68% |
$288K - $289K
|
33.7K
$2.01M
|
|
|
Apr 12, 2019
Q1 2019
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
4.49K+ 61.07% |
$269K - $270K
|
11.8K
$708K
|
|
|
Jan 08, 2024
Q1 2019
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
4.47K+ 11.77% |
$268K - $269K
|
42.5K
$2.54M
|
|
|
May 09, 2019
Q1 2019
|
Bergan Kdv Wealth Management, LLC
|
BUY
|
- |
4.3K+ 33.45% |
$258K - $259K
|
17.2K
$1.03M
|
|
|
Jan 29, 2020
Q1 2019
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
3.93KNew |
$235K - $236K
|
3.93K
$235K
|
|
|
May 15, 2019
Q1 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
3.65KNew |
$218K - $219K
|
3.65K
$218K
|
|
|
May 14, 2019
Q1 2019
|
F Dx Advisors, Inc.
|
BUY
|
- |
3.62K+ 34.95% |
$217K - $217K
|
14K
$836K
|
|
|
Apr 22, 2019
Q1 2019
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.54K+ 25.16% |
$212K - $212K
|
17.6K
$1.05M
|
|
|
May 14, 2019
Q1 2019
|
Argi Investment Services, LLC
|
BUY
|
- |
3.42KNew |
$204K - $205K
|
3.42K
$204K
|
|
|
May 15, 2019
Q1 2019
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
3.13K+ 88.85% |
$187K - $188K
|
6.64K
$397K
|
|
|
May 09, 2019
Q1 2019
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
3.12K+ 557.14% |
$187K - $187K
|
3.68K
$220K
|
|
|
May 01, 2019
Q1 2019
|
United Capital Management Of Ks, Inc.
|
BUY
|
- |
2.99K+ 17.42% |
$179K - $180K
|
20.1K
$1.2M
|
|
|
May 13, 2019
Q1 2019
|
Jacobi Capital Management LLC
|
BUY
|
- |
2.82K+ 27.46% |
$169K - $169K
|
13.1K
$782K
|
|
|
May 15, 2019
Q1 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.58K+ 17.12% |
$155K - $155K
|
17.7K
$1.06M
|
|
|
Apr 29, 2019
Q1 2019
|
Welch & Forbes LLC
|
BUY
|
- |
2.54K+ 26.19% |
$152K - $153K
|
12.2K
$732K
|
|
|
May 15, 2019
Q1 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.48K+ 13.04% |
$148K - $149K
|
21.4K
$1.28M
|
|
|
Apr 22, 2019
Q1 2019
|
Cwm, LLC
|
BUY
|
- |
2.45K+ 12.64% |
$146K - $147K
|
21.8K
$1.3M
|
|
|
May 13, 2019
Q1 2019
|
Cranbrook Wealth Management, LLC
|
BUY
|
- |
2.34K+ 46.87% |
$140K - $140K
|
7.32K
$438K
|
|
|
May 15, 2019
Q1 2019
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
2.17K+ 27.06% |
$130K - $130K
|
10.2K
$608K
|
|
|
May 16, 2019
Q1 2019
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
2.12K+ 3.0% |
$127K - $128K
|
72.8K
$4.36M
|
|
|
May 02, 2019
Q1 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
2.12K+ 3.06% |
$127K - $127K
|
71.4K
$4.27M
|
|
|
May 10, 2019
Q1 2019
|
Western Wealth Management, LLC
|
BUY
|
- |
2.05K+ 7.81% |
$123K - $123K
|
28.3K
$1.69M
|
|
|
Apr 23, 2019
Q1 2019
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.97K+ 18.53% |
$118K - $118K
|
12.6K
$752K
|
|
|
May 15, 2019
Q1 2019
|
Hilltop Holdings Inc.
Dallas, TX |
BUY
|
- |
1.95K+ 4.72% |
$117K - $117K
|
43.3K
$2.59M
|
|
|
May 09, 2019
Q1 2019
|
Icon Wealth Partners, LLC
|
BUY
|
- |
1.47KNew |
$87.8K - $88.2K
|
1.47K
$87.7K
|
|
|
May 15, 2019
Q1 2019
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
1.1K+ 12.84% |
$65.6K - $65.9K
|
9.64K
$577K
|
|
|
May 10, 2019
Q1 2019
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
1K+ 16.26% |
$59.8K - $60.1K
|
7.15K
$428K
|
|
|
May 07, 2019
Q1 2019
|
Trustcore Financial Services, LLC
|
BUY
|
- |
832New |
$49.8K - $50K
|
832
$49.8K
|
|
|
May 07, 2019
Q1 2019
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
608+ 12.51% |
$36.4K - $36.5K
|
5.47K
$327K
|
|
|
Apr 17, 2019
Q1 2019
|
Ford Financial Group, LLC
|
BUY
|
- |
595+ 12.52% |
$35.6K - $35.8K
|
5.35K
$320K
|