Purchases and Sales Made in Q3 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 02, 2019
Q3 2019
|
M&R Capital Management Inc
|
BUY
|
- |
750+ 34.17% |
$45K - $45.1K
|
2.95K
$176K
|
|
|
Oct 04, 2019
Q3 2019
|
Sound Income Strategies, LLC
|
BUY
|
- |
423+ 80.11% |
$25.4K - $25.5K
|
951
$57K
|
|
|
Nov 14, 2019
Q3 2019
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
332+ 6.51% |
$19.9K - $20K
|
5.43K
$325K
|
|
|
Oct 21, 2019
Q3 2019
|
Horan Securities, Inc.
|
BUY
|
- |
323New |
$19.4K - $19.4K
|
323
$19.4K
|
|
|
Oct 23, 2019
Q3 2019
|
Creative Financial Designs Inc
|
BUY
|
- |
220New |
$13.2K - $13.2K
|
220
$13.2K
|
|
|
Nov 14, 2019
Q3 2019
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
129+ 79.63% |
$7.75K - $7.76K
|
291
$17.4K
|
|
|
Nov 01, 2019
Q3 2019
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
119+ 0.4% |
$7.14K - $7.16K
|
29.8K
$1.78M
|
|
|
Oct 03, 2019
Q3 2019
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
105New |
$6.3K - $6.32K
|
105
$6.29K
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
BUY
|
- |
100New |
$6K - $6.02K
|
100
$5.99K
|
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
90New |
$5.4K - $5.42K
|
90
$5.39K
|
|
|
Nov 14, 2019
Q3 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
BUY
|
- |
84+ 0.86% |
$5.04K - $5.06K
|
9.83K
$589K
|
|
|
Nov 05, 2019
Q3 2019
|
Fulcrum Equity Management
|
BUY
|
- |
80New |
$4.8K - $4.82K
|
80
$4.79K
|
|
|
Nov 05, 2019
Q3 2019
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
47+ 313.33% |
$2.82K - $2.83K
|
62
$3.71K
|
|
|
Oct 30, 2019
Q3 2019
|
Acg Wealth
|
BUY
|
- |
26+ 0.41% |
$1.56K - $1.56K
|
6.31K
$378K
|
|
|
Nov 08, 2019
Q3 2019
|
Edmonds Duncan Registered Investment Advisors, LLC
|
BUY
|
- |
16+ 0.45% |
$961 - $963
|
3.57K
$214K
|
|
|
Nov 13, 2019
Q3 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-46Closed |
$2.76K - $2.77K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
V Wealth Advisors LLC
|
SELL
|
- |
-56- 0.2% |
$3.36K - $3.37K
|
27.6K
$1.65M
|
|
|
Oct 22, 2019
Q3 2019
|
Beacon Capital Management, Inc.
|
SELL
|
- |
-72Closed |
$4.32K - $4.33K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-91- 1.01% |
$5.46K - $5.48K
|
8.93K
$535K
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-94- 9.11% |
$5.64K - $5.66K
|
938
$56.2K
|
|
|
Nov 06, 2019
Q3 2019
|
Valmark Advisers, Inc.
|
SELL
|
- |
-151- 4.14% |
$9.07K - $9.09K
|
3.49K
$209K
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-195Closed |
$11.7K - $11.7K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-208- 4.79% |
$12.5K - $12.5K
|
4.13K
$248K
|
|
|
Oct 11, 2019
Q3 2019
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-211- 20.21% |
$12.7K - $12.7K
|
833
$49.9K
|
|
|
Nov 15, 2019
Q3 2019
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-275- 43.65% |
$16.5K - $16.6K
|
355
$21.3K
|
|
|
Nov 07, 2019
Q3 2019
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-289- 5.47% |
$17.4K - $17.4K
|
4.99K
$299K
|
|
|
Nov 19, 2019
Q3 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-355- 0.07% |
$21.3K - $21.4K
|
512K
$30.7M
|
|
|
Nov 12, 2019
Q3 2019
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-357- 2.15% |
$21.4K - $21.5K
|
16.3K
$974K
|
|
|
Oct 23, 2019
Q3 2019
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-447- 1.84% |
$26.8K - $26.9K
|
23.8K
$1.43M
|
|
|
Oct 17, 2019
Q3 2019
|
Envestnet Asset Management Inc
|
SELL
|
- |
-517- 0.11% |
$31K - $31.1K
|
468K
$28M
|
|
|
Nov 14, 2019
Q3 2019
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-578Closed |
$34.7K - $34.8K
|
0
$0
|
|
|
Oct 17, 2019
Q3 2019
|
Optimum Investment Advisors
|
SELL
|
- |
-644- 50.87% |
$38.7K - $38.8K
|
622
$37.3K
|
|
|
Nov 05, 2019
Q3 2019
|
Towerpoint Wealth, LLC
Sacramento, CA |
SELL
|
- |
-770- 0.99% |
$46.2K - $46.3K
|
76.9K
$4.61M
|
|
|
Nov 15, 2019
Q3 2019
|
Coldstream Capital Management Inc
|
SELL
|
- |
-784- 6.43% |
$47.1K - $47.2K
|
11.4K
$683K
|
|
|
Oct 31, 2019
Q3 2019
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.02K- 10.0% |
$61.2K - $61.3K
|
9.17K
$549K
|
|
|
Nov 13, 2019
Q3 2019
|
Argi Investment Services, LLC
|
SELL
|
- |
-1.06K- 20.19% |
$63.8K - $64K
|
4.2K
$252K
|
|
|
Nov 14, 2019
Q3 2019
|
Townsquare Capital LLC
|
SELL
|
- |
-1.13K- 16.48% |
$68.1K - $68.3K
|
5.75K
$344K
|
|
|
Oct 23, 2019
Q3 2019
|
Capital Advisors, Ltd. LLC
|
SELL
|
- |
-1.25KClosed |
$75.2K - $75.4K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-1.43K- 11.92% |
$86K - $86.3K
|
10.6K
$634K
|
|
|
Nov 01, 2019
Q3 2019
|
Madden Advisory Services, Inc.
|
SELL
|
- |
-1.56K- 13.21% |
$93.7K - $93.9K
|
10.3K
$614K
|
|
|
Nov 12, 2019
Q3 2019
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.7K- 48.51% |
$102K - $102K
|
1.8K
$108K
|
|
|
Oct 09, 2019
Q3 2019
|
True Private Wealth Advisors
|
SELL
|
- |
-1.75KClosed |
$105K - $105K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
United Capital Management Of Ks, Inc.
|
SELL
|
- |
-1.77K- 14.75% |
$106K - $106K
|
10.2K
$612K
|
|
|
Nov 20, 2019
Q3 2019
|
Rda Financial Network
|
SELL
|
- |
-1.77K- 28.2% |
$106K - $106K
|
4.51K
$270K
|
|
|
Nov 04, 2019
Q3 2019
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-1.88K- 4.68% |
$113K - $113K
|
38.3K
$2.3M
|
|
|
Nov 21, 2019
Q3 2019
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-2.15K- 25.17% |
$129K - $129K
|
6.39K
$383K
|
|
|
Nov 14, 2019
Q3 2019
|
Csenge Advisory Group
|
SELL
|
- |
-2.18K- 0.56% |
$131K - $131K
|
390K
$23.4M
|
|
|
Nov 07, 2019
Q3 2019
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-2.43K- 1.03% |
$146K - $146K
|
234K
$14M
|
|
|
Oct 29, 2019
Q3 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-2.45K- 5.37% |
$147K - $147K
|
43.1K
$2.58M
|
|
|
Oct 15, 2019
Q3 2019
|
Dfpg Investments, LLC
|
SELL
|
- |
-2.49K- 5.45% |
$149K - $150K
|
43.2K
$2.59M
|