Purchases and Sales Made in Q3 2019 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2019
Q3 2019
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-3.34K- 18.54% |
$201K - $201K
|
14.7K
$879K
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.4K- 22.32% |
$204K - $204K
|
11.8K
$708K
|
|
|
Apr 19, 2024
Q3 2019
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-3.55KClosed |
$213K - $214K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Mendel Money Management
Northbrook, IL |
SELL
|
- |
-3.62KClosed |
$217K - $218K
|
0
$0
|
|
|
Nov 04, 2019
Q3 2019
|
M Holdings Securities, Inc.
Portland, OR |
SELL
|
- |
-3.7K- 6.75% |
$222K - $222K
|
51.1K
$3.06M
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.75KClosed |
$225K - $226K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-4.06K- 14.61% |
$244K - $244K
|
23.7K
$1.42M
|
|
|
Nov 14, 2019
Q3 2019
|
Brinker Capital Investments, LLC
|
SELL
|
- |
-4.49K- 1.13% |
$269K - $270K
|
394K
$23.6M
|
|
|
Nov 07, 2019
Q3 2019
|
F Dx Advisors, Inc.
|
SELL
|
- |
-4.8KClosed |
$288K - $289K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Beirne Wealth Consulting Services, LLC
|
SELL
|
- |
-5.1K- 7.7% |
$306K - $307K
|
61.1K
$3.66M
|
|
|
Oct 21, 2019
Q3 2019
|
Donald L. Hagan, LLC
|
SELL
|
- |
-5.27K- 6.93% |
$316K - $317K
|
70.8K
$4.24M
|
|
|
Nov 05, 2019
Q3 2019
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.9K- 14.61% |
$354K - $355K
|
34.5K
$2.07M
|
|
|
Nov 01, 2019
Q3 2019
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-6KClosed |
$360K - $361K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-6.67K- 35.86% |
$400K - $401K
|
11.9K
$715K
|
|
|
Nov 13, 2019
Q3 2019
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-7.58K- 40.15% |
$455K - $456K
|
11.3K
$677K
|
|
|
Oct 09, 2019
Q3 2019
|
Arden Trust CO
|
SELL
|
- |
-8.37K- 44.3% |
$503K - $504K
|
10.5K
$631K
|
|
|
Oct 17, 2019
Q3 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-12.5K- 76.88% |
$749K - $751K
|
3.75K
$225K
|
|
|
Nov 15, 2019
Q3 2019
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-14K- 12.72% |
$843K - $845K
|
96.3K
$5.77M
|
|
|
Nov 08, 2019
Q3 2019
|
Us Bancorp \De\
|
SELL
|
- |
-15.3K- 24.69% |
$919K - $922K
|
46.7K
$2.8M
|
|
|
Nov 06, 2019
Q3 2019
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-17.8K- 14.68% |
$1.07M - $1.07M
|
103K
$6.2M
|
|
|
Nov 01, 2019
Q3 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-18.5K- 34.82% |
$1.11M - $1.11M
|
34.6K
$2.07M
|
|
|
Nov 06, 2019
Q3 2019
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-19.2K- 17.33% |
$1.15M - $1.16M
|
91.7K
$5.49M
|
|
|
Nov 14, 2019
Q3 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-19.4KClosed |
$1.16M - $1.17M
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-19.8K- 31.65% |
$1.19M - $1.19M
|
42.8K
$2.56M
|
|
|
Nov 15, 2019
Q3 2019
|
Wealthsource Partners, LLC
|
SELL
|
- |
-26.4K- 80.9% |
$1.59M - $1.59M
|
6.24K
$374K
|
|
|
Oct 29, 2019
Q3 2019
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-30.4K- 16.85% |
$1.82M - $1.83M
|
150K
$8.97M
|
|
|
Jan 08, 2024
Q3 2019
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-32.2K- 37.45% |
$1.93M - $1.94M
|
53.8K
$3.22M
|
|
|
Nov 06, 2019
Q3 2019
|
Barber Financial Group, Inc.
|
SELL
|
- |
-36.6K- 21.98% |
$2.2M - $2.2M
|
130K
$7.79M
|
|
|
Nov 14, 2019
Q3 2019
|
Brendel Financial Advisors LLC
|
SELL
|
- |
-45.6K- 53.62% |
$2.74M - $2.75M
|
39.5K
$2.36M
|
|
|
Nov 14, 2019
Q3 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-70.8K- 7.31% |
$4.25M - $4.26M
|
897K
$53.7M
|
|
|
Apr 01, 2020
Q3 2019
|
Archer Investment Corp
|
SELL
|
- |
-71K- 97.66% |
$4.26M - $4.27M
|
1.7K
$102K
|
|
|
Oct 17, 2019
Q3 2019
|
Sage Advisory Services, Ltd.Co.
|
SELL
|
- |
-74.8K- 83.73% |
$4.49M - $4.5M
|
14.5K
$871K
|
|
|
Nov 14, 2019
Q3 2019
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-76K- 18.15% |
$4.56M - $4.57M
|
343K
$20.5M
|
|
|
Sep 14, 2021
Q3 2019
|
Cwm, LLC
|
SELL
|
- |
-98.3K- 60.86% |
$5.9M - $5.92M
|
63.2K
$3.79M
|
|
|
Nov 12, 2019
Q3 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-132K- 99.87% |
$7.95M - $7.97M
|
177
$10.6K
|
|
|
Oct 30, 2019
Q3 2019
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-139K- 60.8% |
$8.36M - $8.38M
|
89.8K
$5.38M
|
|
|
Nov 07, 2019
Q3 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-155K- 57.6% |
$9.31M - $9.34M
|
114K
$6.84M
|
|
|
Aug 04, 2020
Q3 2019
|
Milestone Advisory Partners
|
SELL
|
- |
-327K- 47.14% |
$19.6M - $19.7M
|
367K
$22M
|