Purchases and Sales Made in Q4 2018 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q4 2018. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2019
Q4 2018
|
Ubs Group Ag
|
BUY
|
- |
962K+ 55.29% |
$57.5M - $57.8M
|
2.7M
$162M
|
|
|
Feb 13, 2019
Q4 2018
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
667KNew |
$39.9M - $40.1M
|
667K
$40M
|
|
|
Feb 07, 2019
Q4 2018
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
517K+ 52.11% |
$30.9M - $31.1M
|
1.51M
$90.4M
|
|
|
Feb 11, 2019
Q4 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
498K+ 110.54% |
$29.8M - $29.9M
|
948K
$56.8M
|
|
|
Aug 04, 2020
Q4 2018
|
Milestone Advisory Partners
|
BUY
|
- |
489KNew |
$29.2M - $29.4M
|
489K
$29.3M
|
|
|
Feb 11, 2019
Q4 2018
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
368K+ 55.54% |
$22M - $22.1M
|
1.03M
$61.8M
|
|
|
Feb 13, 2019
Q4 2018
|
Envestnet Asset Management Inc
|
BUY
|
- |
366K+ 193.65% |
$21.9M - $22M
|
556K
$33.3M
|
|
|
Feb 05, 2019
Q4 2018
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
318K+ 57.45% |
$19M - $19.1M
|
871K
$52.2M
|
|
|
Feb 14, 2019
Q4 2018
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
282K+ 46.77% |
$16.9M - $17M
|
886K
$53.1M
|
|
|
Feb 11, 2019
Q4 2018
|
Private Advisor Group, LLC
|
BUY
|
- |
206K+ 66.92% |
$12.3M - $12.4M
|
513K
$30.8M
|
|
|
Mar 05, 2019
Q4 2018
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
201KNew |
$12M - $12.1M
|
201K
$12M
|
|
|
Feb 14, 2019
Q4 2018
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
152K+ 41.4% |
$9.11M - $9.15M
|
520K
$31.2M
|
|
|
Feb 13, 2019
Q4 2018
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
140KNew |
$8.39M - $8.43M
|
140K
$8.41M
|
|
|
Feb 11, 2019
Q4 2018
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
133K+ 104.53% |
$7.96M - $8M
|
260K
$15.6M
|
|
|
Feb 01, 2019
Q4 2018
|
Janney Montgomery Scott LLC
|
BUY
|
- |
126K+ 146.42% |
$7.53M - $7.57M
|
212K
$12.7M
|
|
|
Jan 17, 2019
Q4 2018
|
Friedenthal Financial
|
BUY
|
- |
118KNew |
$7.03M - $7.06M
|
118K
$7.04M
|
|
|
Feb 07, 2019
Q4 2018
|
Csenge Advisory Group
|
BUY
|
- |
109K+ 57.45% |
$6.52M - $6.55M
|
299K
$17.9M
|
|
|
Jan 24, 2019
Q4 2018
|
Barber Financial Group, Inc.
|
BUY
|
- |
103KNew |
$6.16M - $6.18M
|
103K
$6.17M
|
|
|
Feb 14, 2019
Q4 2018
|
Toroso Investments, LLC
Massapequa, NY |
BUY
|
- |
85.3KNew |
$5.1M - $5.13M
|
85.3K
$5.11M
|
|
|
Feb 01, 2019
Q4 2018
|
Sanchez Wealth Management Group
|
BUY
|
- |
81.5K+ 1042.14% |
$4.87M - $4.89M
|
89.3K
$5.35M
|
|
|
Feb 14, 2019
Q4 2018
|
Beirne Wealth Consulting Services, LLC
|
BUY
|
- |
81KNew |
$4.84M - $4.86M
|
81K
$4.85M
|
|
|
Feb 15, 2019
Q4 2018
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
79K+ 227.93% |
$4.72M - $4.74M
|
114K
$6.81M
|
|
|
Jan 23, 2019
Q4 2018
|
Ifp Advisors, Inc
|
BUY
|
- |
78.1K+ 90.13% |
$4.67M - $4.69M
|
165K
$9.88M
|
|
|
Jan 29, 2019
Q4 2018
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
77.2K+ 322.18% |
$4.62M - $4.64M
|
101K
$6.06M
|
|
|
Feb 14, 2019
Q4 2018
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
73K+ 440.24% |
$4.37M - $4.39M
|
89.6K
$5.37M
|
|
|
Feb 13, 2019
Q4 2018
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
68.2K+ 29.68% |
$4.08M - $4.1M
|
298K
$17.9M
|
|
|
Feb 11, 2019
Q4 2018
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
65KNew |
$3.89M - $3.9M
|
65K
$3.89M
|
|
|
Feb 14, 2019
Q4 2018
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
63.9KNew |
$3.82M - $3.84M
|
63.9K
$3.83M
|
|
|
Feb 05, 2019
Q4 2018
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
54.4KNew |
$3.25M - $3.27M
|
54.4K
$3.26M
|
|
|
Feb 14, 2019
Q4 2018
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
50.9K+ 7.28% |
$3.04M - $3.06M
|
749K
$44.9M
|
|
|
Feb 14, 2019
Q4 2018
|
Brendel Financial Advisors LLC
|
BUY
|
- |
50.6KNew |
$3.02M - $3.04M
|
50.6K
$3.03M
|
|
|
Jan 15, 2019
Q4 2018
|
G&S Capital LLC
|
BUY
|
- |
49.7K+ 71.69% |
$2.97M - $2.98M
|
119K
$7.13M
|
|
|
May 07, 2020
Q4 2018
|
Royal Fund Management, LLC
|
BUY
|
- |
45.5KNew |
$2.72M - $2.73M
|
45.5K
$2.72M
|
|
|
Feb 07, 2019
Q4 2018
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
44.6K+ 9.65% |
$2.67M - $2.68M
|
506K
$30.3M
|
|
|
Jan 15, 2019
Q4 2018
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
42.4K+ 43.49% |
$2.54M - $2.55M
|
140K
$8.39M
|
|
|
Feb 15, 2019
Q4 2018
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
42.1K+ 243.9% |
$2.52M - $2.53M
|
59.3K
$3.55M
|
|
|
Feb 14, 2019
Q4 2018
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
41.9KNew |
$2.51M - $2.52M
|
41.9K
$2.51M
|
|
|
Feb 12, 2019
Q4 2018
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
40.1K+ 137.53% |
$2.4M - $2.41M
|
69.3K
$4.15M
|
|
|
Jan 02, 2019
Q4 2018
|
Park National Corp
|
BUY
|
- |
36.3K+ 27.5% |
$2.17M - $2.18M
|
169K
$10.1M
|
|
|
Feb 11, 2019
Q4 2018
|
Towerpoint Wealth, LLC
Sacramento, CA |
BUY
|
- |
33.4K+ 68.29% |
$2M - $2.01M
|
82.4K
$4.93M
|
|
|
Feb 11, 2019
Q4 2018
|
Pasadena Private Wealth, LLC
Pasadena, CA |
BUY
|
- |
30.9KNew |
$1.85M - $1.86M
|
30.9K
$1.85M
|
|
|
Feb 12, 2019
Q4 2018
|
Independent Advisor Alliance
|
BUY
|
- |
29.8KNew |
$1.78M - $1.79M
|
29.8K
$1.78M
|
|
|
Feb 14, 2019
Q4 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
29.7K+ 85.74% |
$1.77M - $1.78M
|
64.3K
$3.85M
|
|
|
Jan 29, 2019
Q4 2018
|
Alpha Cubed Investments, LLC
|
BUY
|
- |
28.9KNew |
$1.73M - $1.73M
|
28.9K
$1.73M
|
|
|
Mar 24, 2023
Q4 2018
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
27.2K+ 1379.5% |
$1.63M - $1.63M
|
29.2K
$1.75M
|
|
|
Jan 24, 2019
Q4 2018
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
26.8KNew |
$1.6M - $1.61M
|
26.8K
$1.61M
|
|
|
Feb 15, 2019
Q4 2018
|
Western Wealth Management, LLC
|
BUY
|
- |
26.3KNew |
$1.57M - $1.58M
|
26.3K
$1.57M
|
|
|
Jan 29, 2019
Q4 2018
|
D.A. Davidson & Co.
|
BUY
|
- |
24.6K+ 75.48% |
$1.47M - $1.48M
|
57.3K
$3.43M
|
|
|
Feb 07, 2019
Q4 2018
|
Lex Aurum Advisors, LLC
|
BUY
|
- |
24.6KNew |
$1.47M - $1.48M
|
24.6K
$1.47M
|
|
|
Feb 01, 2019
Q4 2018
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
22.8K+ 6.0% |
$1.37M - $1.37M
|
403K
$24.2M
|