Purchases and Sales Made in Q1 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.18MNew |
$71.1M - $108M
|
3.18M
$198M
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.06MNew |
$23.7M - $36M
|
1.06M
$66M
|
|
|
Apr 09, 2020
Q1 2020
|
Strid Group, LLC
|
BUY
|
- |
882K+ 109.65% |
$19.7M - $29.9M
|
1.69M
$105M
|
|
|
Apr 06, 2020
Q1 2020
|
Trinity Legacy Partners, LLC
|
BUY
|
- |
129K+ 10.3% |
$2.88M - $4.37M
|
1.38M
$85.8M
|
|
|
May 15, 2020
Q1 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
110K+ 597.44% |
$2.47M - $3.75M
|
129K
$8.02M
|
|
|
Sep 15, 2021
Q1 2020
|
Cwm, LLC
|
BUY
|
- |
81.8K+ 55.42% |
$1.83M - $2.78M
|
229K
$14.3M
|
|
|
Apr 17, 2020
Q1 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
BUY
|
- |
67.2KNew |
$1.51M - $2.28M
|
67.2K
$4.19M
|
|
|
Aug 05, 2021
Q1 2020
|
Prudential Financial Inc
Newark, NJ |
BUY
|
- |
41.9KNew |
$939K - $1.42M
|
41.9K
$2.61M
|
|
|
May 11, 2020
Q1 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
35.3K+ 3.69% |
$790K - $1.2M
|
991K
$61.7M
|
|
|
May 15, 2020
Q1 2020
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
27.2KNew |
$610K - $925K
|
27.2K
$1.7M
|
|
|
May 04, 2020
Q1 2020
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
26.9K+ 177.04% |
$603K - $915K
|
42.1K
$2.63M
|
|
|
May 13, 2020
Q1 2020
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
22.1KNew |
$496K - $752K
|
22.1K
$1.38M
|
|
|
Apr 16, 2020
Q1 2020
|
Genesee Capital Advisors, LLC
|
BUY
|
- |
12.6K+ 57.81% |
$282K - $427K
|
34.3K
$2.14M
|
|
|
May 13, 2020
Q1 2020
|
Arq Wealth Advisors, LLC
|
BUY
|
- |
9.94KNew |
$223K - $338K
|
9.94K
$619K
|
|
|
Apr 20, 2020
Q1 2020
|
Atwood & Palmer Inc
|
BUY
|
- |
6.2K+ 3.01% |
$139K - $210K
|
212K
$13.2M
|
|
|
May 04, 2020
Q1 2020
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
4.22K+ 2.31% |
$94.4K - $143K
|
186K
$11.6M
|
|
|
Apr 17, 2020
Q1 2020
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
3.66K+ 2.54% |
$82.1K - $124K
|
148K
$9.19M
|
|
|
May 15, 2020
Q1 2020
|
Advisory Services Network, LLC
|
BUY
|
- |
3.53K+ 22.06% |
$79K - $120K
|
19.5K
$1.21M
|
|
|
May 01, 2020
Q1 2020
|
Valmark Advisers, Inc.
|
BUY
|
- |
3.37K+ 12.82% |
$75.5K - $114K
|
29.7K
$1.85M
|
|
|
May 15, 2020
Q1 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
3.04K+ 14.46% |
$68K - $103K
|
24K
$1.5M
|
|
|
May 21, 2020
Q1 2020
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.77K+ 20.68% |
$62.1K - $94.2K
|
16.2K
$1.01M
|
|
|
Apr 22, 2020
Q1 2020
|
Creative Financial Designs Inc
|
BUY
|
- |
1.89K+ 9.74% |
$42.2K - $64K
|
21.2K
$1.32M
|
|
|
Apr 30, 2020
Q1 2020
|
Stone X Group Inc.
|
BUY
|
- |
1.66K+ 9.4% |
$37.1K - $56.2K
|
19.3K
$1.2M
|
|
|
Apr 30, 2020
Q1 2020
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.62K+ 14.41% |
$36.3K - $55.1K
|
12.9K
$802K
|
|
|
Apr 30, 2020
Q1 2020
|
Capital Square, LLC
|
BUY
|
- |
1.31KNew |
$29.2K - $44.3K
|
1.31K
$81.3K
|
|
|
Apr 24, 2020
Q1 2020
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
1.28KNew |
$28.6K - $43.4K
|
1.28K
$79.7K
|
|
|
May 04, 2020
Q1 2020
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.03K+ 11.04% |
$23K - $34.9K
|
10.3K
$644K
|
|
|
May 12, 2020
Q1 2020
|
Sargent Investment Group, LLC
|
BUY
|
- |
985+ 3.59% |
$22.1K - $33.5K
|
28.4K
$1.77M
|
|
|
Apr 29, 2020
Q1 2020
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
978+ 0.99% |
$21.9K - $33.2K
|
100K
$6.23M
|
|
|
May 15, 2020
Q1 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
811+ 273.06% |
$18.2K - $27.5K
|
1.11K
$69K
|
|
|
May 07, 2020
Q1 2020
|
Oakworth Capital, Inc.
|
BUY
|
- |
671New |
$15K - $22.8K
|
671
$41.8K
|
|
|
Apr 14, 2020
Q1 2020
|
Quaker Wealth Management, LLC
|
BUY
|
- |
475+ 0.63% |
$10.6K - $16.1K
|
75.8K
$4.72M
|
|
|
May 06, 2020
Q1 2020
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
470+ 3.3% |
$10.5K - $16K
|
14.7K
$917K
|
|
|
May 14, 2020
Q1 2020
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
470+ 3.28% |
$10.5K - $16K
|
14.8K
$921K
|
|
|
May 18, 2020
Q1 2020
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
BUY
|
- |
458New |
$10.3K - $15.6K
|
458
$28.5K
|
|
|
May 15, 2020
Q1 2020
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
378+ 0.36% |
$8.47K - $12.8K
|
105K
$6.57M
|
|
|
May 08, 2020
Q1 2020
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
350+ 24.14% |
$7.84K - $11.9K
|
1.8K
$112K
|
|
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
314+ 0.57% |
$7.03K - $10.7K
|
55.4K
$3.45M
|
|
|
May 05, 2020
Q1 2020
|
Key F Inancial Inc
|
BUY
|
- |
275New |
$6.16K - $9.34K
|
275
$17.1K
|
|
|
Jul 10, 2020
Q1 2020
|
Ballew Advisors, Inc
|
BUY
|
- |
264+ 0.87% |
$5.91K - $8.97K
|
30.6K
$1.91M
|
|
|
Apr 29, 2020
Q1 2020
|
Qp Wealth Management, LLC
|
BUY
|
- |
241+ 1.76% |
$5.4K - $8.18K
|
13.9K
$868K
|
|
|
May 26, 2020
Q1 2020
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
194+ 32.12% |
$4.35K - $6.59K
|
798
$49.7K
|
|
|
May 05, 2020
Q1 2020
|
Creative Planning
Overland Park, KS |
BUY
|
- |
165+ 1.13% |
$3.7K - $5.6K
|
14.8K
$921K
|
|
|
May 05, 2020
Q1 2020
|
Davenport & CO LLC
|
BUY
|
- |
153+ 0.58% |
$3.43K - $5.2K
|
26.3K
$1.64M
|
|
|
May 15, 2020
Q1 2020
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
120+ 150.0% |
$2.69K - $4.08K
|
200
$12.5K
|
|
|
May 15, 2020
Q1 2020
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
56New |
$1.25K - $1.9K
|
56
$3.49K
|
|
|
Apr 15, 2020
Q1 2020
|
Beacon Financial Advisory LLC
|
BUY
|
- |
5+ 0.04% |
$112 - $170
|
11.3K
$703K
|
|
|
Apr 27, 2020
Q1 2020
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
4+ 0.27% |
$89.6 - $136
|
1.48K
$92.4K
|
|
|
Apr 27, 2020
Q1 2020
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
1+ 0.09% |
$22.4 - $34
|
1.16K
$72.5K
|
|
|
May 14, 2020
Q1 2020
|
Aspire Private Capital, LLC
|
SELL
|
- |
-10Closed |
$224 - $340
|
0
$0
|