Purchases and Sales Made in Q1 2020 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 30, 2020
Q1 2020
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-60K- 47.18% |
$1.34M - $2.04M
|
67.2K
$4.18M
|
|
|
Apr 23, 2020
Q1 2020
|
Envestnet Asset Management Inc
|
SELL
|
- |
-70.2K- 31.12% |
$1.57M - $2.38M
|
155K
$9.68M
|
|
|
May 14, 2020
Q1 2020
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-72.8K- 11.06% |
$1.63M - $2.47M
|
586K
$36.5M
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
SELL
|
- |
-81.8K- 35.66% |
$1.83M - $2.78M
|
148K
$9.19M
|
|
|
May 07, 2020
Q1 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-87.4K- 61.8% |
$1.96M - $2.97M
|
54K
$3.37M
|
|
|
May 04, 2020
Q1 2020
|
Concentrum Wealth Management
|
SELL
|
- |
-96.3K- 69.79% |
$2.16M - $3.27M
|
41.7K
$2.6M
|
|
|
May 12, 2020
Q1 2020
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-102KClosed |
$2.29M - $3.47M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-105K- 3.66% |
$2.35M - $3.56M
|
2.75M
$172M
|
|
|
Apr 22, 2020
Q1 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-110KClosed |
$2.47M - $3.74M
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-161KClosed |
$3.6M - $5.45M
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-165K- 9.91% |
$3.7M - $5.62M
|
1.5M
$93.6M
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-172K- 8.84% |
$3.84M - $5.83M
|
1.77M
$110M
|
|
|
Apr 27, 2020
Q1 2020
|
Wealth Enhancement & Preservation Of Ga, LLC
Alpharetta, GA |
SELL
|
- |
-257KClosed |
$5.77M - $8.74M
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-284K- 17.76% |
$6.37M - $9.66M
|
1.32M
$82M
|
|
|
Apr 27, 2020
Q1 2020
|
Western Wealth Management, LLC
|
SELL
|
- |
-285K- 89.56% |
$6.39M - $9.69M
|
33.3K
$2.07M
|
|
|
May 08, 2020
Q1 2020
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-505K- 47.71% |
$11.3M - $17.2M
|
554K
$34.5M
|
|
|
May 14, 2020
Q1 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-787K- 93.31% |
$17.6M - $26.7M
|
56.4K
$3.51M
|
|
|
May 08, 2020
Q1 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.11M- 83.01% |
$25M - $37.9M
|
228K
$14.2M
|
|
|
May 15, 2020
Q1 2020
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.45M- 58.95% |
$54.9M - $83.2M
|
1.71M
$106M
|