Purchases and Sales Made in Q1 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-650- 2.99% |
$25.9K - $29.3K
|
21.1K
$1.31M
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-698Closed |
$27.8K - $31.5K
|
0
$0
|
|
|
Sep 08, 2021
Q1 2021
|
J Arnold Wealth Management CO
Youngstown, OH |
SELL
|
- |
-700- 87.5% |
$27.9K - $31.6K
|
100
$6.24K
|
|
|
Apr 28, 2021
Q1 2021
|
Regent Peak Wealth Advisors LLC
Atlanta, GA |
SELL
|
- |
-711Closed |
$28.3K - $32.1K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-849- 8.06% |
$33.8K - $38.3K
|
9.68K
$604K
|
|
|
May 10, 2021
Q1 2021
|
Accel Wealth Management
|
SELL
|
- |
-1.01K- 2.86% |
$40.1K - $45.5K
|
34.2K
$2.13M
|
|
|
May 17, 2021
Q1 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.09K- 3.21% |
$43.5K - $49.2K
|
32.9K
$2.05M
|
|
|
Apr 29, 2021
Q1 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.15K- 4.84% |
$45.7K - $51.8K
|
22.6K
$1.41M
|
|
|
May 13, 2021
Q1 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-1.18K- 2.84% |
$47K - $53.3K
|
40.3K
$2.51M
|
|
|
May 14, 2021
Q1 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.19K- 1.87% |
$47.3K - $53.6K
|
62.3K
$3.88M
|
|
|
May 14, 2021
Q1 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-1.35K- 6.41% |
$53.6K - $60.7K
|
19.6K
$1.22M
|
|
|
Jun 15, 2021
Q1 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-1.73K- 81.25% |
$69K - $78.2K
|
400
$24.9K
|
|
|
May 13, 2021
Q1 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-1.77K- 10.45% |
$70.3K - $79.7K
|
15.1K
$943K
|
|
|
May 11, 2021
Q1 2021
|
Keystone Financial Group
|
SELL
|
- |
-1.96K- 2.35% |
$77.9K - $88.2K
|
81.2K
$5.07M
|
|
|
Apr 28, 2021
Q1 2021
|
Davenport & CO LLC
|
SELL
|
- |
-2.07K- 7.67% |
$82.4K - $93.3K
|
24.9K
$1.55M
|
|
|
May 07, 2021
Q1 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.2K- 0.67% |
$87.5K - $99.2K
|
325K
$20.3M
|
|
|
May 07, 2021
Q1 2021
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-2.37K- 2.98% |
$94.4K - $107K
|
77.2K
$4.81M
|
|
|
May 17, 2021
Q1 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.49K- 4.89% |
$99.1K - $112K
|
48.3K
$3.02M
|
|
|
May 07, 2021
Q1 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-2.6K- 7.03% |
$103K - $117K
|
34.4K
$2.14M
|
|
|
May 11, 2021
Q1 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-2.66K- 14.46% |
$106K - $120K
|
15.7K
$982K
|
|
|
Apr 23, 2021
Q1 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-2.89K- 12.25% |
$115K - $130K
|
20.7K
$1.29M
|
|
|
May 13, 2021
Q1 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-3.5K- 17.86% |
$139K - $158K
|
16.1K
$1M
|
|
|
May 10, 2021
Q1 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-3.81K- 5.98% |
$152K - $172K
|
59.9K
$3.74M
|
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.26K- 4.05% |
$170K - $192K
|
101K
$6.29M
|
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-4.35K- 9.14% |
$173K - $196K
|
43.3K
$2.7M
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-4.36KClosed |
$174K - $197K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.15K- 40.0% |
$205K - $233K
|
7.73K
$482K
|
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-5.39K- 2.35% |
$214K - $243K
|
224K
$14M
|
|
|
May 05, 2021
Q1 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-6.34K- 17.03% |
$252K - $286K
|
30.9K
$1.93M
|
|
|
May 17, 2021
Q1 2021
|
Cooper Financial Group
|
SELL
|
- |
-7.74KClosed |
$308K - $349K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.71K- 0.79% |
$347K - $393K
|
1.1M
$68.4M
|
|
|
May 12, 2021
Q1 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-9.26K- 34.04% |
$369K - $418K
|
17.9K
$1.12M
|
|
|
Apr 19, 2021
Q1 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-9.38K- 27.54% |
$373K - $423K
|
24.7K
$1.54M
|
|
|
May 10, 2021
Q1 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-9.72K- 4.87% |
$387K - $439K
|
190K
$11.9M
|
|
|
May 12, 2021
Q1 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-10.1K- 17.24% |
$403K - $457K
|
48.6K
$3.03M
|
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.6K- 2.45% |
$422K - $479K
|
422K
$26.4M
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.7K- 11.49% |
$426K - $482K
|
82.3K
$5.13M
|
|
|
May 13, 2021
Q1 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-10.7K- 47.66% |
$427K - $484K
|
11.8K
$734K
|
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-14.8K- 19.82% |
$590K - $668K
|
59.9K
$3.73M
|
|
|
May 04, 2021
Q1 2021
|
Valmark Advisers, Inc.
|
SELL
|
- |
-16.1KClosed |
$641K - $727K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-16.3K- 0.62% |
$649K - $736K
|
2.62M
$164M
|
|
|
May 13, 2021
Q1 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-18.9K- 72.41% |
$751K - $851K
|
7.19K
$448K
|
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-19.9K- 13.78% |
$791K - $897K
|
124K
$7.76M
|
|
|
Apr 08, 2021
Q1 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-22.1K- 53.28% |
$881K - $998K
|
19.4K
$1.21M
|
|
|
May 06, 2021
Q1 2021
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-26.5K- 59.62% |
$1.05M - $1.2M
|
17.9K
$1.12M
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-27.4K- 3.68% |
$1.09M - $1.24M
|
717K
$44.7M
|
|
|
Apr 16, 2021
Q1 2021
|
Genesee Capital Advisors, LLC
|
SELL
|
- |
-30.6KClosed |
$1.22M - $1.38M
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-34K- 2.6% |
$1.36M - $1.54M
|
1.28M
$79.5M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-34.2K- 1.3% |
$1.36M - $1.54M
|
2.59M
$161M
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-47.8K- 1.77% |
$1.9M - $2.16M
|
2.66M
$166M
|