Purchases and Sales Made in Q1 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2024
Q1 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.21K+ 2.31% |
$48K - $54.4K
|
53.4K
$3.33M
|
|
|
May 12, 2021
Q1 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
1.05K+ 1.04% |
$41.9K - $47.5K
|
102K
$6.36M
|
|
|
Apr 27, 2021
Q1 2021
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
1.03K+ 5.72% |
$40.8K - $46.3K
|
19K
$1.18M
|
|
|
Jun 23, 2021
Q1 2021
|
Stone X Group Inc.
|
BUY
|
- |
968+ 9.54% |
$38.6K - $43.7K
|
11.1K
$692K
|
|
|
May 17, 2021
Q1 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
899+ 0.9% |
$35.8K - $40.6K
|
100K
$6.26M
|
|
|
May 10, 2021
Q1 2021
|
Lincoln National Corp
|
BUY
|
- |
812+ 10.02% |
$32.3K - $36.7K
|
8.92K
$555K
|
|
|
May 17, 2021
Q1 2021
|
Money Concepts Capital Corp
|
BUY
|
- |
805+ 122.53% |
$32.1K - $36.3K
|
1.46K
$91.1K
|
|
|
Apr 14, 2021
Q1 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
691+ 0.56% |
$27.5K - $31.2K
|
124K
$7.7M
|
|
|
May 17, 2021
Q1 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
600+ 2.39% |
$23.9K - $27.1K
|
25.7K
$1.6M
|
|
|
Apr 15, 2021
Q1 2021
|
Cx Institutional
|
BUY
|
- |
519+ 1.32% |
$20.7K - $23.4K
|
40K
$2.49M
|
|
|
Apr 30, 2021
Q1 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
500New |
$19.9K - $22.6K
|
500
$31.1K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
375New |
$14.9K - $16.9K
|
375
$23.4K
|
|
|
May 17, 2021
Q1 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
321New |
$12.8K - $14.5K
|
321
$20K
|
|
|
May 27, 2021
Q1 2021
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
289+ 2.92% |
$11.5K - $13K
|
10.2K
$633K
|
|
|
May 11, 2021
Q1 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
280+ 73.68% |
$11.2K - $12.6K
|
660
$41.1K
|
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
280+ 5.25% |
$11.2K - $12.6K
|
5.61K
$350K
|
|
|
Apr 06, 2021
Q1 2021
|
Private Trust CO Na
|
BUY
|
- |
194+ 0.61% |
$7.73K - $8.76K
|
32K
$1.99M
|
|
|
Apr 22, 2021
Q1 2021
|
Time Scale Financial, Inc.
|
BUY
|
- |
110New |
$4.38K - $4.97K
|
110
$6.85K
|
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
105+ 6.25% |
$4.18K - $4.74K
|
1.78K
$111K
|
|
|
May 04, 2021
Q1 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
105+ 0.77% |
$4.18K - $4.74K
|
13.8K
$861K
|
|
|
Apr 29, 2021
Q1 2021
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
103+ 1.74% |
$4.1K - $4.65K
|
6.01K
$374K
|
|
|
May 11, 2021
Q1 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
43New |
$1.71K - $1.94K
|
43
$2.68K
|
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
3+ 0.23% |
$119 - $135
|
1.29K
$80.2K
|
|
|
May 13, 2021
Q1 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1+ 0.01% |
$39.8 - $45.1
|
6.99K
$435K
|
|
|
May 13, 2021
Q1 2021
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-1- 0.01% |
$39.8 - $45.1
|
10.4K
$645K
|
|
|
Apr 19, 2021
Q1 2021
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-5- 0.35% |
$199 - $226
|
1.43K
$88.7K
|
|
|
May 26, 2021
Q1 2021
|
Aspire Private Capital, LLC
|
SELL
|
- |
-10Closed |
$398 - $451
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-30- 0.24% |
$1.19K - $1.35K
|
12.4K
$774K
|
|
|
May 05, 2021
Q1 2021
|
Bay Harbor Wealth Management, LLC
|
SELL
|
- |
-30Closed |
$1.19K - $1.35K
|
0
$0
|
|
|
May 05, 2021
Q1 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-32- 0.15% |
$1.27K - $1.44K
|
21.4K
$1.33M
|
|
|
May 14, 2021
Q1 2021
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-40Closed |
$1.59K - $1.81K
|
0
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-50- 0.22% |
$1.99K - $2.26K
|
22.5K
$1.4M
|
|
|
May 13, 2021
Q1 2021
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-122Closed |
$4.86K - $5.51K
|
0
$0
|
|
|
Apr 21, 2021
Q1 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-146- 0.87% |
$5.82K - $6.59K
|
16.7K
$1.04M
|
|
|
Apr 26, 2021
Q1 2021
|
Forth Right Wealth Management, LLC
|
SELL
|
- |
-166Closed |
$6.61K - $7.49K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-173- 1.51% |
$6.89K - $7.81K
|
11.3K
$703K
|
|
|
May 14, 2021
Q1 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-186- 1.61% |
$7.41K - $8.4K
|
11.4K
$707K
|
|
|
Apr 23, 2021
Q1 2021
|
Mayflower Financial Advisors, LLC
|
SELL
|
- |
-200- 3.74% |
$7.97K - $9.03K
|
5.14K
$320K
|
|
|
May 17, 2021
Q1 2021
|
Truist Financial Corp
|
SELL
|
- |
-239- 0.11% |
$9.52K - $10.8K
|
217K
$13.5M
|
|
|
May 10, 2021
Q1 2021
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-269- 1.73% |
$10.7K - $12.1K
|
15.3K
$952K
|
|
|
May 28, 2021
Q1 2021
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-294- 3.64% |
$11.7K - $13.3K
|
7.79K
$485K
|
|
|
Apr 27, 2021
Q1 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-345- 0.31% |
$13.7K - $15.6K
|
112K
$6.95M
|
|
|
Apr 23, 2021
Q1 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-400- 40.0% |
$15.9K - $18.1K
|
600
$37.4K
|
|
|
May 14, 2021
Q1 2021
|
Signature Wealth Management Partners, LLC
|
SELL
|
- |
-452- 5.85% |
$18K - $20.4K
|
7.27K
$453K
|
|
|
May 12, 2021
Q1 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-457- 9.27% |
$18.2K - $20.6K
|
4.47K
$279K
|
|
|
Apr 28, 2021
Q1 2021
|
Us Bancorp \De\
|
SELL
|
- |
-465- 13.82% |
$18.5K - $21K
|
2.9K
$181K
|
|
|
May 05, 2021
Q1 2021
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-500- 3.51% |
$19.9K - $22.6K
|
13.7K
$855K
|
|
|
May 10, 2021
Q1 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-511- 2.08% |
$20.4K - $23.1K
|
24.1K
$1.5M
|
|
|
May 17, 2021
Q1 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-532- 0.5% |
$21.2K - $24K
|
107K
$6.63M
|
|
|
May 14, 2021
Q1 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-550- 2.54% |
$21.9K - $24.8K
|
21.1K
$1.31M
|