Purchases and Sales Made in Q3 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.36MNew |
$287M - $308M
|
6.36M
$361M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
583K+ 31.66% |
$26.3M - $28.3M
|
2.42M
$138M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
277KNew |
$12.5M - $13.4M
|
277K
$15.7M
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
159K+ 1339.48% |
$7.18M - $7.7M
|
171K
$9.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
146K+ 5.57% |
$6.6M - $7.08M
|
2.77M
$158M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
132K+ 4.76% |
$5.96M - $6.39M
|
2.91M
$165M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
114K+ 14372.6% |
$5.14M - $5.52M
|
115K
$6.52M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
85.3KNew |
$3.85M - $4.13M
|
85.3K
$4.85M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
65.6K+ 4.22% |
$2.96M - $3.18M
|
1.62M
$92M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
57.2K+ 12.4% |
$2.58M - $2.77M
|
519K
$29.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
52.8K+ 3.56% |
$2.38M - $2.56M
|
1.53M
$87.2M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
39.5K+ 3.4% |
$1.78M - $1.91M
|
1.2M
$68.3M
|
|
|
Oct 28, 2021
Q3 2021
|
Secure Asset Management, LLC
|
BUY
|
- |
36K+ 23.9% |
$1.63M - $1.74M
|
187K
$10.6M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
32.8K+ 1.33% |
$1.48M - $1.59M
|
2.49M
$142M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
26.4K+ 3.49% |
$1.19M - $1.28M
|
781K
$44.4M
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
18.3KNew |
$829K - $889K
|
18.3K
$1.04M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
17.3KNew |
$782K - $839K
|
17.3K
$985K
|
|
|
Nov 01, 2021
Q3 2021
|
Sage Mountain Advisors LLC
|
BUY
|
- |
17KNew |
$770K - $826K
|
17K
$969K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
14.9K+ 89.21% |
$673K - $722K
|
31.6K
$1.8M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
14.5K+ 38.55% |
$655K - $703K
|
52.1K
$2.96M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.5K+ 34.79% |
$609K - $653K
|
52.2K
$2.97M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.1K+ 4.71% |
$501K - $537K
|
247K
$14M
|
|
|
Nov 12, 2021
Q3 2021
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
10.7K+ 81.18% |
$485K - $521K
|
24K
$1.36M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
9.61KNew |
$434K - $466K
|
9.61K
$547K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
9.56K+ 8.02% |
$432K - $463K
|
129K
$7.32M
|
|
|
Nov 10, 2021
Q3 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
BUY
|
- |
8.65KNew |
$391K - $419K
|
8.65K
$492K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
7.95K+ 56.86% |
$359K - $385K
|
21.9K
$1.25M
|
|
|
Nov 10, 2021
Q3 2021
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
7.71K+ 8.5% |
$348K - $373K
|
98.3K
$5.59M
|
|
|
Nov 12, 2021
Q3 2021
|
Concentrum Wealth Management
|
BUY
|
- |
7.65K+ 6.93% |
$346K - $371K
|
118K
$6.72M
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
7.53KNew |
$340K - $365K
|
7.53K
$428K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
7.36K+ 3.66% |
$332K - $356K
|
208K
$11.8M
|
|
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
BUY
|
- |
6.96K+ 4117.75% |
$314K - $337K
|
7.13K
$405K
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.6K+ 3.53% |
$298K - $320K
|
194K
$11M
|
|
|
Nov 02, 2021
Q3 2021
|
Signature Securities Group Corporation
|
BUY
|
- |
5.96KNew |
$269K - $289K
|
5.96K
$339K
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
5.3KNew |
$239K - $257K
|
5.3K
$301K
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
4.91K+ 26.22% |
$222K - $238K
|
23.6K
$1.34M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.9K+ 14.14% |
$221K - $237K
|
39.5K
$2.25M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.98K+ 4.88% |
$180K - $193K
|
85.5K
$4.86M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
3.67K+ 0.87% |
$166K - $178K
|
425K
$24.2M
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
3.27K+ 5.99% |
$148K - $158K
|
57.8K
$3.29M
|
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
3.22K+ 3.16% |
$146K - $156K
|
105K
$5.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
3.18KNew |
$143K - $154K
|
3.18K
$181K
|
|
|
Oct 19, 2021
Q3 2021
|
Atwood & Palmer Inc
|
BUY
|
- |
3.06K+ 1.46% |
$138K - $148K
|
213K
$12.1M
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.01K+ 21.2% |
$136K - $146K
|
17.2K
$980K
|
|
|
Nov 01, 2021
Q3 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
BUY
|
- |
2.8K+ 2.72% |
$127K - $136K
|
106K
$6.01M
|
|
|
Nov 05, 2021
Q3 2021
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
2.54K+ 2.2% |
$115K - $123K
|
118K
$6.73M
|
|
|
Oct 15, 2021
Q3 2021
|
Meridian Wealth Management, LLC
|
BUY
|
- |
2.54K+ 3.3% |
$115K - $123K
|
79.7K
$4.53M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.45K+ 0.66% |
$111K - $119K
|
372K
$21.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
BUY
|
- |
2.22K+ 11.31% |
$100K - $108K
|
21.9K
$1.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Titus Wealth Management
Larskpur, CA |
BUY
|
- |
1.7K+ 5.73% |
$76.8K - $82.4K
|
31.4K
$1.79M
|