Purchases and Sales Made in Q3 2023 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
232K+ 1628.92% |
$10M - $11.3M
|
246K
$14.7M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
208K+ 29.74% |
$9.03M - $10.2M
|
910K
$54.5M
|
|
|
Oct 16, 2023
Q3 2023
|
Madrona Financial Services, LLC
|
BUY
|
- |
182K+ 72.8% |
$7.87M - $8.88M
|
432K
$25.9M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
131K+ 3.18% |
$5.65M - $6.37M
|
4.24M
$254M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
127K+ 2.77% |
$5.51M - $6.21M
|
4.71M
$283M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
88.4KNew |
$3.83M - $4.31M
|
88.4K
$5.3M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
63.6K+ 4.15% |
$2.76M - $3.11M
|
1.6M
$95.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
62.7K+ 6.02% |
$2.72M - $3.06M
|
1.1M
$66.2M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
60.8K+ 37.64% |
$2.63M - $2.97M
|
222K
$13.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
46.1KNew |
$1.99M - $2.25M
|
46.1K
$2.76M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
44.7K+ 277.52% |
$1.94M - $2.18M
|
60.8K
$3.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
39.4K+ 12.71% |
$1.71M - $1.92M
|
350K
$20.9M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
37.8K+ 12.46% |
$1.64M - $1.84M
|
341K
$20.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
34K+ 287.36% |
$1.47M - $1.66M
|
45.8K
$2.74M
|
|
|
Nov 06, 2023
Q3 2023
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
29.9K+ 29.38% |
$1.29M - $1.46M
|
131K
$7.88M
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
24.8KNew |
$1.08M - $1.21M
|
24.8K
$1.49M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
24.4K+ 1.21% |
$1.06M - $1.19M
|
2.05M
$123M
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
23.3K+ 15.93% |
$1.01M - $1.14M
|
169K
$10.1M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
22.9K+ 108.94% |
$991K - $1.12M
|
43.9K
$2.63M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
20.3KNew |
$880K - $992K
|
20.3K
$1.22M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
18.3KNew |
$793K - $894K
|
18.3K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
16.2K+ 360.0% |
$701K - $791K
|
20.7K
$1.24M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
15.4K+ 17.69% |
$668K - $753K
|
103K
$6.15M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
14.5K+ 139.26% |
$626K - $706K
|
24.8K
$1.49M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
13.8K+ 27.69% |
$599K - $675K
|
63.8K
$3.82M
|
|
|
Nov 13, 2023
Q3 2023
|
Private Advisory Group LLC
Redmond, WA |
BUY
|
- |
13.7K+ 319.85% |
$592K - $668K
|
18K
$1.08M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.8K+ 4.37% |
$552K - $623K
|
305K
$18.3M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
12.1K+ 11.59% |
$523K - $590K
|
116K
$6.97M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
11.7K+ 11.35% |
$507K - $572K
|
115K
$6.89M
|
|
|
Nov 08, 2023
Q3 2023
|
Horizon Family Wealth, Inc.
|
BUY
|
- |
10.9KNew |
$472K - $533K
|
10.9K
$654K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
10.7K+ 33.23% |
$462K - $521K
|
42.8K
$2.56M
|
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
9.87KNew |
$427K - $482K
|
9.87K
$591K
|
|
|
Nov 09, 2023
Q3 2023
|
Spc Financial, Inc.
|
BUY
|
- |
9.04K+ 15.29% |
$391K - $441K
|
68.2K
$4.08M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
8.62KNew |
$373K - $421K
|
8.62K
$516K
|
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
BUY
|
- |
8.62K+ 45.45% |
$373K - $420K
|
27.6K
$1.65M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
8.33K+ 596.35% |
$360K - $406K
|
9.72K
$582K
|
|
|
Nov 08, 2023
Q3 2023
|
Concentrum Wealth Management
|
BUY
|
- |
8.09K+ 6.06% |
$350K - $395K
|
142K
$8.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.71KNew |
$334K - $376K
|
7.71K
$462K
|
|
|
Oct 18, 2023
Q3 2023
|
Signature Securities Group Corporation
|
BUY
|
- |
6.83KNew |
$296K - $333K
|
6.83K
$409K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
6.34KNew |
$274K - $309K
|
6.34K
$380K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.39K+ 1.31% |
$233K - $263K
|
415K
$24.9M
|
|
|
Nov 09, 2023
Q3 2023
|
Manchester Capital Management LLC
Manchester, VT |
BUY
|
- |
5.3KNew |
$229K - $259K
|
5.3K
$318K
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
5.15KNew |
$223K - $251K
|
5.15K
$309K
|
|
|
Oct 30, 2023
Q3 2023
|
Endowment Wealth Management, Inc.
Appleton, WI |
BUY
|
- |
5.14K+ 11.92% |
$223K - $251K
|
48.2K
$2.89M
|
|
|
Jul 22, 2024
Q3 2023
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
5.03KNew |
$218K - $245K
|
5.03K
$301K
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
4.89K+ 15.6% |
$212K - $239K
|
36.2K
$2.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
4.85K+ 2424.5% |
$210K - $237K
|
5.05K
$303K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.76KNew |
$206K - $232K
|
4.76K
$285K
|
|
|
Nov 03, 2023
Q3 2023
|
Lincoln National Corp
|
BUY
|
- |
4.49K+ 31.77% |
$194K - $219K
|
18.6K
$1.12M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
4.44K+ 4.12% |
$192K - $217K
|
112K
$6.72M
|