Purchases and Sales Made in Q3 2023 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2023
Q3 2023
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
1+ 0.02% |
$43.3 - $48.8
|
4.56K
$273K
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1+ 0.06% |
$43.3 - $48.8
|
1.56K
$93.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
BUY
|
- |
1+ 0.02% |
$43.3 - $48.8
|
5.12K
$307K
|
|
|
Oct 23, 2023
Q3 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
1+ 0.05% |
$43.3 - $48.8
|
2.01K
$120K
|
|
|
Oct 31, 2023
Q3 2023
|
Allworth Financial LP
|
BUY
|
- |
1+ 0.09% |
$43.3 - $48.8
|
1.1K
$65.9K
|
|
|
Oct 23, 2023
Q3 2023
|
Cedar Mountain Advisors, LLC
|
BUY
|
- |
1+ 0.07% |
$43.3 - $48.8
|
1.52K
$90.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
1+ 0.01% |
$43.3 - $48.8
|
9.07K
$543K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-21- 0.1% |
$909 - $1.03K
|
21.5K
$1.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Fusion Capital, LLC
|
SELL
|
- |
-24- 0.02% |
$1.04K - $1.17K
|
102K
$6.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-30- 0.24% |
$1.3K - $1.46K
|
12.5K
$746K
|
|
|
Nov 14, 2023
Q3 2023
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-71- 1.4% |
$3.07K - $3.47K
|
5K
$299K
|
|
|
Oct 18, 2023
Q3 2023
|
Cascade Investment Group, Inc.
Colorado Springs, CO |
SELL
|
- |
-79- 0.44% |
$3.42K - $3.86K
|
17.7K
$1.06M
|
|
|
Oct 13, 2023
Q3 2023
|
Retirement Guys Formula LLC
|
SELL
|
- |
-82- 0.17% |
$3.55K - $4K
|
47.5K
$2.85M
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-89- 0.5% |
$3.85K - $4.34K
|
17.8K
$1.07M
|
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
SELL
|
- |
-100- 0.77% |
$4.33K - $4.88K
|
12.8K
$769K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-124- 0.63% |
$5.37K - $6.05K
|
19.5K
$1.17M
|
|
|
Nov 07, 2023
Q3 2023
|
Summit Financial, LLC
Parsippany, NJ |
SELL
|
- |
-167- 1.71% |
$7.23K - $8.15K
|
9.57K
$574K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-198- 0.84% |
$8.57K - $9.66K
|
23.4K
$1.4M
|
|
|
Nov 07, 2023
Q3 2023
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-199- 3.21% |
$8.62K - $9.71K
|
6K
$360K
|
|
|
Nov 08, 2023
Q3 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-200- 1.19% |
$8.66K - $9.76K
|
16.5K
$991K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-243- 0.92% |
$10.5K - $11.9K
|
26.1K
$1.56M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-254- 2.02% |
$11K - $12.4K
|
12.3K
$738K
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-270- 9.74% |
$11.7K - $13.2K
|
2.5K
$150K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-293- 1.77% |
$12.7K - $14.3K
|
16.2K
$974K
|
|
|
Oct 10, 2023
Q3 2023
|
Acorn Financial Advisory Services Inc
|
SELL
|
- |
-298- 4.9% |
$12.9K - $14.5K
|
5.78K
$346K
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-328- 0.59% |
$14.2K - $16K
|
55.3K
$3.31M
|
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-350- 2.45% |
$15.2K - $17.1K
|
13.9K
$834K
|
|
|
Oct 31, 2023
Q3 2023
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-373- 3.18% |
$16.2K - $18.2K
|
11.4K
$681K
|
|
|
Oct 06, 2023
Q3 2023
|
Ballew Advisors, Inc
|
SELL
|
- |
-392- 1.96% |
$17K - $19.1K
|
19.6K
$1.17M
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-394- 4.14% |
$17.1K - $19.2K
|
9.12K
$546K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-401- 0.89% |
$17.4K - $19.6K
|
44.8K
$2.68M
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-532- 1.03% |
$23K - $26K
|
51K
$3.06M
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-592- 3.16% |
$25.6K - $28.9K
|
18.2K
$1.09M
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-630- 2.5% |
$27.3K - $30.8K
|
24.6K
$1.47M
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
SELL
|
- |
-661- 6.62% |
$28.6K - $32.3K
|
9.33K
$559K
|
|
|
Oct 18, 2023
Q3 2023
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-710- 4.09% |
$30.7K - $34.7K
|
16.7K
$998K
|
|
|
Oct 26, 2023
Q3 2023
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
-720- 4.66% |
$31.2K - $35.1K
|
14.7K
$883K
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-828- 4.12% |
$35.9K - $40.4K
|
19.3K
$1.16M
|
|
|
Nov 30, 2023
Q3 2023
|
Arq Wealth Advisors, LLC
|
SELL
|
- |
-848- 11.74% |
$36.7K - $41.4K
|
6.37K
$382K
|
|
|
Nov 01, 2023
Q3 2023
|
Barnes Pettey Financial Advisors, LLC
|
SELL
|
- |
-915- 12.45% |
$39.6K - $44.7K
|
6.44K
$386K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-930- 2.07% |
$40.3K - $45.4K
|
44.1K
$2.64M
|
|
|
Nov 13, 2023
Q3 2023
|
Sargent Investment Group, LLC
|
SELL
|
- |
-1K- 9.11% |
$43.3K - $48.8K
|
9.97K
$598K
|
|
|
Nov 13, 2023
Q3 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.03K- 8.35% |
$44.6K - $50.3K
|
11.3K
$678K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.09K- 13.51% |
$47.3K - $53.3K
|
7K
$419K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.11K- 2.22% |
$48K - $54.1K
|
48.9K
$2.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-1.13K- 4.21% |
$48.8K - $55K
|
25.6K
$1.54M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.17K- 5.48% |
$50.6K - $57.1K
|
20.2K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-1.2K- 32.96% |
$52K - $58.6K
|
2.44K
$146K
|
|
|
Nov 03, 2023
Q3 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-1.35K- 2.35% |
$58.5K - $65.9K
|
56.1K
$3.36M
|
|
|
Oct 24, 2023
Q3 2023
|
Affinity Wealth Management LLC
Wilmington, DE |
SELL
|
- |
-1.37K- 0.91% |
$59.2K - $66.8K
|
149K
$8.91M
|