Purchases and Sales Made in Q4 2021 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-32- 0.53% |
$1.46K - $1.65K
|
5.97K
$352K
|
|
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-43Closed |
$1.96K - $2.22K
|
0
$0
|
|
May 27, 2022
Q4 2021
|
Wealth Trust Asset Management, LLC
Destin, FL |
SELL
|
- |
-49- 1.02% |
$2.23K - $2.52K
|
4.77K
$281K
|
|
Feb 14, 2022
Q4 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-51- 0.24% |
$2.33K - $2.63K
|
21.2K
$1.25M
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-55- 0.25% |
$2.51K - $2.83K
|
21.9K
$1.29M
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-84- 0.11% |
$3.83K - $4.33K
|
73.1K
$4.32M
|
|
Jan 26, 2022
Q4 2021
|
Ballew Advisors, Inc
|
SELL
|
- |
-89- 0.44% |
$4.06K - $4.59K
|
20.1K
$1.18M
|
|
Feb 14, 2022
Q4 2021
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-130- 0.33% |
$5.93K - $6.7K
|
39.8K
$2.35M
|
|
Feb 10, 2022
Q4 2021
|
Stone X Group Inc.
|
SELL
|
- |
-135- 1.2% |
$6.16K - $6.96K
|
11.2K
$659K
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
SELL
|
- |
-148- 0.43% |
$6.75K - $7.62K
|
34K
$2.01M
|
|
Feb 14, 2022
Q4 2021
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-151- 0.14% |
$6.89K - $7.78K
|
105K
$6.2M
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-193- 2.82% |
$8.8K - $9.94K
|
6.65K
$392K
|
|
Feb 09, 2022
Q4 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-258- 2.59% |
$11.8K - $13.3K
|
9.7K
$572K
|
|
Feb 07, 2022
Q4 2021
|
Formidable Asset Management, LLC
Cincinnati, OH |
SELL
|
- |
-300- 3.47% |
$13.7K - $15.5K
|
8.35K
$493K
|
|
Feb 02, 2022
Q4 2021
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-317- 1.16% |
$14.5K - $16.3K
|
27K
$1.59M
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-323- 0.56% |
$14.7K - $16.6K
|
57.6K
$3.4M
|
|
Feb 15, 2022
Q4 2021
|
Hm Payson & CO
Portland, ME |
SELL
|
- |
-400Closed |
$18.2K - $20.6K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
SELL
|
- |
-414- 6.94% |
$18.9K - $21.3K
|
5.55K
$327K
|
|
Feb 11, 2022
Q4 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-450Closed |
$20.5K - $23.2K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Money Concepts Capital Corp
|
SELL
|
- |
-525- 35.91% |
$23.9K - $27K
|
937
$55.3K
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-529- 5.37% |
$24.1K - $27.3K
|
9.32K
$550K
|
|
Feb 14, 2022
Q4 2021
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-572- 5.45% |
$26.1K - $29.5K
|
9.92K
$585K
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-573Closed |
$26.1K - $29.5K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-600Closed |
$27.4K - $30.9K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-665- 3.0% |
$30.3K - $34.3K
|
21.5K
$1.27M
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-707- 3.52% |
$32.2K - $36.4K
|
19.4K
$1.14M
|
|
Feb 10, 2022
Q4 2021
|
Cutter & CO Brokerage, Inc.
|
SELL
|
- |
-749- 5.33% |
$34.2K - $38.6K
|
13.3K
$784K
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-750- 2.7% |
$34.2K - $38.6K
|
27K
$1.6M
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-780Closed |
$35.6K - $40.2K
|
0
$0
|
|
Jan 24, 2022
Q4 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-799- 10.19% |
$36.4K - $41.2K
|
7.04K
$416K
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-825- 7.13% |
$37.6K - $42.5K
|
10.7K
$634K
|
|
Feb 10, 2022
Q4 2021
|
Davenport & CO LLC
|
SELL
|
- |
-951- 5.24% |
$43.4K - $49K
|
17.2K
$1.02M
|
|
Feb 01, 2022
Q4 2021
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-990- 4.54% |
$45.1K - $51K
|
20.8K
$1.23M
|
|
Feb 11, 2022
Q4 2021
|
Keystone Financial Group
|
SELL
|
- |
-1.05K- 2.0% |
$48K - $54.2K
|
51.6K
$3.04M
|
|
Feb 11, 2022
Q4 2021
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.13K- 25.37% |
$51.3K - $58K
|
3.31K
$195K
|
|
Feb 08, 2022
Q4 2021
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-1.17K- 3.59% |
$53.4K - $60.4K
|
31.5K
$1.86M
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.19KClosed |
$54.2K - $61.3K
|
0
$0
|
|
Jan 06, 2022
Q4 2021
|
Tarbox Family Office, Inc.
|
SELL
|
- |
-1.27K- 14.0% |
$58.1K - $65.6K
|
7.83K
$462K
|
|
Feb 01, 2022
Q4 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-1.42K- 44.84% |
$64.9K - $73.4K
|
1.75K
$103K
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-1.44K- 0.82% |
$65.5K - $74K
|
174K
$10.2M
|
|
Jan 14, 2022
Q4 2021
|
Strid Group, LLC
|
SELL
|
- |
-1.45K- 0.48% |
$65.9K - $74.5K
|
302K
$17.8M
|
|
Feb 11, 2022
Q4 2021
|
Trustmark National Bank Trust Department
Jackson, MS |
SELL
|
- |
-1.53K- 7.0% |
$69.8K - $78.8K
|
20.3K
$1.2M
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.67K- 9.42% |
$76.3K - $86.2K
|
16.1K
$950K
|
|
Feb 14, 2022
Q4 2021
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.74K- 9.34% |
$79.3K - $89.5K
|
16.9K
$996K
|
|
Mar 11, 2022
Q4 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-2.08K- 6.58% |
$94.8K - $107K
|
29.5K
$1.74M
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.17K- 3.96% |
$99K - $112K
|
52.7K
$3.11M
|
|
Feb 11, 2022
Q4 2021
|
Tcg Advisory Services, LLC
Austin, TX |
SELL
|
- |
-2.26K- 17.39% |
$103K - $116K
|
10.7K
$633K
|
|
Feb 14, 2022
Q4 2021
|
Sns Financial Group, LLC
|
SELL
|
- |
-2.42K- 5.81% |
$110K - $124K
|
39.2K
$2.31M
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-2.55K- 0.8% |
$116K - $131K
|
315K
$18.6M
|
|
Feb 11, 2022
Q4 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-2.68K- 2.64% |
$122K - $138K
|
98.9K
$5.84M
|