Institutional Ownership First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC). We have compiled data on the 113 institutions that hold shares in the stock, with a total of 4.63 Million shares, which have been reported (via 13F filing form) to have a value of $441 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Custom Index Systems, LLC
New York, NY |
Aug 13, 2025 Q2 2025 |
3,600
shares
|
$343,008
0.14% of portfolio
|
Q2 2025
Reduced 1.53%
|
|
|
Financial Advocates Investment Management
Olympia, WA |
Aug 12, 2025 Q2 2025 |
3,523
shares
|
$335,671
0.02% of portfolio
|
Q2 2025
Reduced 11.21%
|
|
|
Kestra Private Wealth Services, LLC
|
Aug 07, 2025 Q2 2025 |
3,349
shares
|
$319,092
0.0% of portfolio
|
Q2 2025
Reduced 11.26%
|
|
|
Synovus Financial Corp
Columbus, GA |
Aug 14, 2025 Q2 2025 |
3,286
shares
|
$313,090
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Waterfront Wealth Inc.
|
Aug 04, 2025 Q2 2025 |
3,270
shares
|
$311,565
0.06% of portfolio
|
Q4 2024
Added 3.97%
|
|
|
Cornerstone Wealth Management, LLC
|
Aug 12, 2025 Q2 2025 |
3,248
shares
|
$309,469
0.02% of portfolio
|
Q1 2025
Reduced 6.05%
|
|
|
49 Wealth Management, LLC
Austin, TX |
Aug 07, 2025 Q2 2025 |
3,046
shares
|
$290,222
0.03% of portfolio
|
Q2 2025
Reduced 9.59%
|
|
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
Jul 31, 2025 Q2 2025 |
2,991
shares
|
$284,982
0.01% of portfolio
|
Q2 2025
Reduced 85.92%
|
|
|
Pinnacle Bancorp, Inc.
|
Oct 24, 2025 Q3 2025 |
2,826
shares
|
$269,261
0.08% of portfolio
|
Q1 2025
Added 15.87%
|
|
|
Wagner Wealth Management, LLC
Greenville, SC |
Oct 21, 2025 Q3 2025 |
2,739
shares
|
$260,971
0.08% of portfolio
|
Q3 2025
Added 0.07%
|
|
|
Great Valley Advisor Group, Inc.
|
Aug 14, 2025 Q2 2025 |
2,645
shares
|
$252,015
0.01% of portfolio
|
Q2 2025
Reduced 12.21%
|
|
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
Aug 08, 2025 Q2 2025 |
2,583
shares
|
$246,108
0.11% of portfolio
|
Q2 2025
New holding
|
|
|
Stephens Inc
|
Oct 27, 2025 Q3 2025 |
2,579
shares
|
$245,727
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
Aug 13, 2025 Q2 2025 |
2,532
shares
|
$241,248
0.0% of portfolio
|
Q2 2025
Reduced 33.79%
|
|
|
Creative Planning
Overland Park, KS |
Aug 08, 2025 Q2 2025 |
2,532
shares
|
$241,248
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Xml Financial, LLC
|
Oct 20, 2025 Q3 2025 |
2,400
shares
|
$228,672
0.02% of portfolio
|
Q3 2025
New holding
|
|
|
Private Trust CO Na
|
Oct 15, 2025 Q3 2025 |
2,244
shares
|
$213,808
0.02% of portfolio
|
Q2 2025
Added 20.65%
|
|
|
Ameritas Advisory Services, LLC
Lincoln, NE |
Jul 21, 2025 Q2 2025 |
1,848
shares
|
$176,077
0.01% of portfolio
|
Q2 2025
New holding
|
|
|
Golden State Wealth Management, LLC
Santa Ana, CA |
Aug 06, 2025 Q2 2025 |
1,790
shares
|
$170,551
0.02% of portfolio
|
Q2 2025
Reduced 66.59%
|
|
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
Jul 28, 2025 Q2 2025 |
1,084
shares
|
$103,283
0.01% of portfolio
|
Q1 2025
New holding
|
|
|
Key F Inancial Inc
|
Aug 05, 2025 Q2 2025 |
1,037
shares
|
$98,805
0.02% of portfolio
|
Q2 2022
Added 22.87%
|
|
|
Cwm, LLC
|
Oct 15, 2025 Q3 2025 |
924
shares
|
$88,038
0.0% of portfolio
|
Q2 2025
Reduced 3.14%
|
|
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
Aug 13, 2025 Q2 2025 |
818
shares
|
$77,939
0.02% of portfolio
|
Q2 2025
New holding
|
|
|
Tidemark, LLC
San Diego, CA |
Aug 11, 2025 Q2 2025 |
598
shares
|
$56,977
0.02% of portfolio
|
Q2 2025
Reduced 16.83%
|
|
|
Capital Analysts, LLC
Fort Washington, PA |
Aug 13, 2025 Q2 2025 |
590
shares
|
$56,215
0.0% of portfolio
|
Q1 2025
New holding
|