Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 24, 2024
Q1 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
22.1K+ 151.22% |
$1.31M - $1.45M
|
36.7K
$2.42M
|
|
|
May 20, 2024
Q1 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
74+ 1.36% |
$4.38K - $4.86K
|
5.52K
$363K
|
|
|
May 15, 2024
Q1 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.18KNew |
$425K - $471K
|
7.18K
$472K
|
|
|
May 15, 2024
Q1 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
258+ 1.75% |
$15.3K - $16.9K
|
15K
$988K
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-7.06K- 4.26% |
$418K - $464K
|
159K
$10.4M
|
|
|
May 15, 2024
Q1 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-700- 3.82% |
$41.5K - $46K
|
17.6K
$1.16M
|
|
|
May 15, 2024
Q1 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-28.3K- 20.11% |
$1.68M - $1.86M
|
112K
$7.4M
|
|
|
May 15, 2024
Q1 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
48.9K+ 38.02% |
$2.9M - $3.21M
|
177K
$11.7M
|
|
|
May 15, 2024
Q1 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.7KNew |
$930K - $1.03M
|
15.7K
$1.03M
|
|
|
May 15, 2024
Q1 2024
|
Comerica Bank
|
BUY
|
- |
206+ 28.69% |
$12.2K - $13.5K
|
924
$60.8K
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.08KNew |
$301K - $333K
|
5.08K
$334K
|
|
|
May 15, 2024
Q1 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
19+ 0.23% |
$1.13K - $1.25K
|
8.39K
$552K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.13K- 31.63% |
$482K - $534K
|
17.6K
$1.16M
|
|
|
May 14, 2024
Q1 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.53K+ 1150.45% |
$150K - $166K
|
2.75K
$181K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
23+ 33.82% |
$1.36K - $1.51K
|
91
$5.99K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.3K+ 38.09% |
$76.7K - $85.1K
|
4.7K
$309K
|
|
|
May 14, 2024
Q1 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-975- 2.58% |
$57.7K - $64K
|
36.8K
$2.42M
|
|
|
May 14, 2024
Q1 2024
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.45K+ 16.76% |
$85.9K - $95.3K
|
10.1K
$665K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.12K+ 32.65% |
$66.2K - $73.4K
|
4.54K
$299K
|
|
|
May 13, 2024
Q1 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.69K- 6.67% |
$100K - $111K
|
23.6K
$1.55M
|
|
|
May 13, 2024
Q1 2024
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-688- 8.18% |
$40.8K - $45.2K
|
7.72K
$508K
|
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.03K- 2.04% |
$61.2K - $67.9K
|
49.7K
$3.27M
|
|
|
May 13, 2024
Q1 2024
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
724+ 19.4% |
$42.9K - $47.6K
|
4.46K
$293K
|
|
|
May 13, 2024
Q1 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
311KNew |
$18.4M - $20.4M
|
311K
$20.5M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-157- 0.49% |
$9.3K - $10.3K
|
31.7K
$2.09M
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.8K+ 1.27% |
$344K - $381K
|
464K
$30.5M
|
|
|
May 10, 2024
Q1 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.8K+ 5.76% |
$166K - $184K
|
51.4K
$3.38M
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
61.6K+ 69.59% |
$3.65M - $4.05M
|
150K
$9.89M
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.02K- 6.3% |
$120K - $133K
|
30.1K
$1.98M
|
|
|
May 10, 2024
Q1 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
49New |
$2.9K - $3.22K
|
49
$3.23K
|
|
|
May 09, 2024
Q1 2024
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-97- 1.2% |
$5.75K - $6.37K
|
8K
$527K
|
|
|
May 09, 2024
Q1 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.39K+ 9.51% |
$319K - $354K
|
62.1K
$4.09M
|
|
|
May 08, 2024
Q1 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
3.05KNew |
$180K - $200K
|
3.05K
$201K
|
|
|
May 07, 2024
Q1 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-4.1K- 4.95% |
$243K - $269K
|
78.8K
$5.19M
|
|
|
May 07, 2024
Q1 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
1.61K+ 3.58% |
$95.5K - $106K
|
46.7K
$3.07M
|
|
|
May 07, 2024
Q1 2024
|
49 Wealth Management, LLC
Austin, TX |
BUY
|
- |
4.1KNew |
$243K - $270K
|
4.1K
$270K
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.65K+ 8.33% |
$97.6K - $108K
|
21.4K
$1.41M
|
|
|
May 03, 2024
Q1 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-159- 1.92% |
$9.42K - $10.4K
|
8.13K
$535K
|
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-100- 1.56% |
$5.92K - $6.57K
|
6.32K
$416K
|
|
|
May 01, 2024
Q1 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-100- 2.57% |
$5.92K - $6.57K
|
3.8K
$250K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
8.41KNew |
$498K - $552K
|
8.41K
$554K
|
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-596- 1.12% |
$35.3K - $39.2K
|
52.5K
$3.45M
|
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.07K+ 16.42% |
$63.2K - $70.1K
|
7.57K
$498K
|
|
|
Apr 25, 2024
Q1 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-10.2K- 27.8% |
$604K - $670K
|
26.5K
$1.74M
|
|
|
Apr 25, 2024
Q1 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-775- 4.2% |
$45.9K - $50.9K
|
17.7K
$1.16M
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-21- 16.41% |
$1.24K - $1.38K
|
107
$7.04K
|
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
68.2K+ 392.06% |
$4.04M - $4.48M
|
85.6K
$5.63M
|
|
|
Apr 24, 2024
Q1 2024
|
Strid Group, LLC
|
SELL
|
- |
-967- 17.98% |
$57.3K - $63.5K
|
4.41K
$290K
|
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-50- 6.37% |
$2.96K - $3.28K
|
735
$48.4K
|
|