Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.42K+ 4.79% |
$175K - $205K
|
53K
$4.23M
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.41KNew |
$246K - $288K
|
3.41K
$272K
|
|
|
Feb 07, 2025
Q4 2024
|
Strategic Equity Management
|
SELL
|
- |
-2.66K- 19.15% |
$192K - $225K
|
11.2K
$899K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.83K- 12.42% |
$204K - $239K
|
19.9K
$1.59M
|
|
|
Feb 07, 2025
Q4 2024
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
4+ 0.19% |
$289 - $339
|
2.08K
$166K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
80.5KNew |
$5.81M - $6.81M
|
80.5K
$6.43M
|
|
|
Feb 06, 2025
Q4 2024
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
5.5KNew |
$397K - $466K
|
5.5K
$440K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
134KNew |
$9.7M - $11.4M
|
134K
$10.7M
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-345- 2.01% |
$24.9K - $29.2K
|
16.9K
$1.35M
|
|
|
Feb 06, 2025
Q4 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.66K+ 5.22% |
$192K - $225K
|
53.6K
$4.29M
|
|
|
Feb 05, 2025
Q4 2024
|
Private Trust CO Na
|
BUY
|
- |
426+ 20.66% |
$30.8K - $36.1K
|
2.49K
$199K
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-676- 3.04% |
$48.8K - $57.2K
|
21.5K
$1.72M
|
|
|
Feb 05, 2025
Q4 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
381+ 12.4% |
$27.5K - $32.2K
|
3.45K
$276K
|
|
|
Feb 05, 2025
Q4 2024
|
Brueske Advisory Services, LLC
Bellevue, WA |
BUY
|
- |
107KNew |
$7.72M - $9.06M
|
107K
$8.55M
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
5.41KNew |
$390K - $458K
|
5.41K
$432K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
BUY
|
- |
356+ 38.53% |
$25.7K - $30.1K
|
1.28K
$102K
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.13K- 2.29% |
$154K - $180K
|
90.9K
$7.27M
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
6.14K+ 7.74% |
$443K - $520K
|
85.5K
$6.83M
|
|
|
Feb 03, 2025
Q4 2024
|
Waterfront Wealth Inc.
|
BUY
|
- |
125+ 3.97% |
$9.02K - $10.6K
|
3.27K
$261K
|
|
|
Feb 03, 2025
Q4 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-2.53K- 13.79% |
$182K - $214K
|
15.8K
$1.26M
|
|
|
Feb 03, 2025
Q4 2024
|
Marshall Investment Management, LLC
Littleton, CO |
BUY
|
- |
66.3KNew |
$4.79M - $5.61M
|
66.3K
$5.3M
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
64+ 1.81% |
$4.62K - $5.42K
|
3.61K
$288K
|
|
|
Jan 31, 2025
Q4 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.1KNew |
$224K - $262K
|
3.1K
$248K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 13.62% |
$6.5K - $7.62K
|
571
$45.6K
|
|
|
Jan 31, 2025
Q4 2024
|
Tkg Advisors, LLC
|
BUY
|
- |
3.71KNew |
$268K - $314K
|
3.71K
$296K
|
|
|
Jan 31, 2025
Q4 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
14+ 0.17% |
$1.01K - $1.18K
|
8.44K
$675K
|
|
|
Jan 29, 2025
Q4 2024
|
G&S Capital LLC
|
BUY
|
- |
14KNew |
$1.01M - $1.19M
|
14K
$1.12M
|
|
|
Jan 29, 2025
Q4 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-184- 1.09% |
$13.3K - $15.6K
|
16.7K
$1.34M
|
|
|
Jan 29, 2025
Q4 2024
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
13.2KNew |
$951K - $1.12M
|
13.2K
$1.05M
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10K- 10.44% |
$723K - $848K
|
85.9K
$6.86M
|
|
|
Jan 28, 2025
Q4 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
189+ 5.27% |
$13.6K - $16K
|
3.77K
$302K
|
|
|
Jan 28, 2025
Q4 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
11+ 0.37% |
$794 - $931
|
2.99K
$239K
|
|
|
Jan 27, 2025
Q4 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-49- 1.36% |
$3.54K - $4.15K
|
3.55K
$284K
|
|
|
Jan 27, 2025
Q4 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
2.91KNew |
$210K - $246K
|
2.91K
$232K
|
|
|
Jan 27, 2025
Q4 2024
|
Moneywise, Inc.
|
SELL
|
- |
-7.03K- 18.22% |
$508K - $595K
|
31.6K
$2.52M
|
|
|
Jan 24, 2025
Q4 2024
|
Hfg Advisors, Inc.
|
SELL
|
- |
-474- 2.28% |
$34.2K - $40.1K
|
20.3K
$1.62M
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
SELL
|
- |
-99- 91.67% |
$7.15K - $8.38K
|
9
$719
|
|
|
Jan 24, 2025
Q4 2024
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
6.43KNew |
$464K - $544K
|
6.43K
$514K
|
|
|
Jan 23, 2025
Q4 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
26.4K+ 27.53% |
$1.9M - $2.23M
|
122K
$9.77M
|
|
|
Jan 22, 2025
Q4 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
433+ 4.76% |
$31.3K - $36.6K
|
9.54K
$762K
|
|
|
Jan 22, 2025
Q4 2024
|
Wealth Effects LLC
|
BUY
|
- |
425+ 12.21% |
$30.7K - $36K
|
3.91K
$312K
|
|
|
Jan 22, 2025
Q4 2024
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
1.28K+ 20.09% |
$92.3K - $108K
|
7.65K
$611K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
87+ 1.08% |
$6.28K - $7.36K
|
8.15K
$652K
|
|
|
Jan 21, 2025
Q4 2024
|
Eclectic Associates Inc
|
BUY
|
- |
122K+ 1980.36% |
$8.81M - $10.3M
|
128K
$10.2M
|
|
|
Jan 17, 2025
Q4 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2+ 0.06% |
$144 - $169
|
3.46K
$276K
|
|
|
Jan 17, 2025
Q4 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.82K+ 31.24% |
$132K - $154K
|
7.66K
$612K
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.83K+ 35.0% |
$132K - $154K
|
7.04K
$563K
|
|
|
Jan 16, 2025
Q4 2024
|
Willner & Heller, LLC
|
BUY
|
- |
133+ 1.81% |
$9.6K - $11.3K
|
7.5K
$599K
|
|
|
Jan 14, 2025
Q4 2024
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-2K- 45.06% |
$144K - $169K
|
2.44K
$195K
|
|
| Q3 2024 | |||||||
|
Nov 15, 2024
Q3 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.8K- 19.99% |
$118K - $135K
|
7.2K
$575K
|
|