Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.73K+ 8.88% |
$289K - $377K
|
58K
$4.92M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.46K- 1.13% |
$333K - $435K
|
478K
$40.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-368- 12.21% |
$22.5K - $29.3K
|
2.65K
$224K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
28.1KNew |
$1.71M - $2.24M
|
28.1K
$2.38M
|
|
|
Aug 14, 2025
Q2 2025
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
3.29KNew |
$200K - $261K
|
3.29K
$279K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-55.9K- 15.12% |
$3.41M - $4.45M
|
314K
$26.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-964- 12.21% |
$58.8K - $76.7K
|
6.93K
$588K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-395- 9.01% |
$24.1K - $31.4K
|
3.99K
$338K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-938- 2.44% |
$57.2K - $74.6K
|
37.4K
$3.17M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.43K- 23.02% |
$86.9K - $113K
|
4.77K
$404K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-25.1K- 51.52% |
$1.53M - $2M
|
23.6K
$2M
|
|
|
Aug 14, 2025
Q2 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
19.5KNew |
$1.19M - $1.55M
|
19.5K
$1.65M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-68.2K- 50.71% |
$4.16M - $5.42M
|
66.2K
$5.62M
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-672- 3.91% |
$41K - $53.5K
|
16.5K
$1.4M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-290- 0.22% |
$17.7K - $23.1K
|
129K
$10.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
23KNew |
$1.4M - $1.83M
|
23K
$1.95M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 0.89% |
$71.3K - $92.9K
|
132K
$11.2M
|
|
|
Aug 14, 2025
Q2 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-15.2K- 72.8% |
$925K - $1.21M
|
5.66K
$480K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
118K+ 92.76% |
$7.23M - $9.43M
|
246K
$20.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-28.9K- 77.1% |
$1.77M - $2.3M
|
8.6K
$729K
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
818New |
$49.9K - $65.1K
|
818
$69.3K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.23K+ 484.65% |
$258K - $337K
|
5.1K
$433K
|
|
|
Aug 13, 2025
Q2 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.61K+ 110.08% |
$342K - $447K
|
10.7K
$908K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.17K- 9.56% |
$194K - $252K
|
30K
$2.54M
|
|
|
Aug 13, 2025
Q2 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
7.04K+ 2.84% |
$430K - $560K
|
255K
$21.6M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.29K- 33.79% |
$78.8K - $103K
|
2.53K
$215K
|
|
|
Aug 13, 2025
Q2 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-1.36K- 14.39% |
$82.7K - $108K
|
8.06K
$683K
|
|
|
Aug 13, 2025
Q2 2025
|
Custom Index Systems, LLC
New York, NY |
SELL
|
- |
-56- 1.53% |
$3.42K - $4.46K
|
3.6K
$305K
|
|
|
Aug 13, 2025
Q2 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
9.46KNew |
$577K - $753K
|
9.46K
$802K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
305+ 8.19% |
$18.6K - $24.3K
|
4.03K
$342K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 15.76% |
$5.49K - $7.16K
|
481
$40.8K
|
|
|
Aug 12, 2025
Q2 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
25+ 0.04% |
$1.53K - $1.99K
|
71.1K
$6.03M
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.14K- 6.79% |
$69.8K - $91K
|
15.7K
$1.33M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
11.6K+ 208.04% |
$706K - $921K
|
17.1K
$1.45M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
79.4K+ 13.4% |
$4.84M - $6.32M
|
671K
$56.9M
|
|
|
Aug 12, 2025
Q2 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
69.4K+ 103.76% |
$4.23M - $5.52M
|
136K
$11.5M
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-445- 11.21% |
$27.1K - $35.4K
|
3.52K
$299K
|
|
|
Aug 12, 2025
Q2 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1.22K+ 13.52% |
$74.4K - $97.1K
|
10.2K
$868K
|
|
|
Aug 11, 2025
Q2 2025
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-121- 16.83% |
$7.38K - $9.63K
|
598
$50.7K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
8.52KNew |
$520K - $678K
|
8.52K
$722K
|
|
|
Aug 11, 2025
Q2 2025
|
Strategic Equity Management
|
BUY
|
- |
203+ 2.03% |
$12.4K - $16.2K
|
10.2K
$865K
|
|
|
Aug 08, 2025
Q2 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.52K- 2.01% |
$92.9K - $121K
|
74.3K
$6.3M
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.51K- 7.64% |
$275K - $359K
|
54.4K
$4.62M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
36.4K+ 23.53% |
$2.22M - $2.9M
|
191K
$16.2M
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.53KNew |
$154K - $201K
|
2.53K
$215K
|
|
|
Aug 08, 2025
Q2 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-750- 4.54% |
$45.8K - $59.7K
|
15.8K
$1.34M
|
|
|
Aug 08, 2025
Q2 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
324+ 4.15% |
$19.8K - $25.8K
|
8.13K
$689K
|
|
|
Aug 08, 2025
Q2 2025
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.58KNew |
$158K - $206K
|
2.58K
$219K
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-425- 11.26% |
$25.9K - $33.8K
|
3.35K
$284K
|