Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2025
Q3 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
SELL
|
- |
-2.85K- 3.17% |
$222K - $263K
|
87K
$8.29M
|
|
|
Oct 30, 2025
Q3 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
298+ 3.78% |
$23.2K - $27.5K
|
8.18K
$779K
|
|
|
Oct 30, 2025
Q3 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
11.6K+ 12.2% |
$908K - $1.07M
|
107K
$10.2M
|
|
|
Oct 29, 2025
Q3 2025
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
258New |
$20.1K - $23.8K
|
258
$24.6K
|
|
|
Oct 29, 2025
Q3 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
6.49K+ 58.35% |
$506K - $598K
|
17.6K
$1.68M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.3KNew |
$179K - $212K
|
2.3K
$219K
|
|
|
Oct 29, 2025
Q3 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
12.7K+ 354.0% |
$994K - $1.18M
|
16.3K
$1.56M
|
|
|
Oct 28, 2025
Q3 2025
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-101- 1.29% |
$7.88K - $9.32K
|
7.75K
$739K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Effects LLC
|
BUY
|
- |
2.86KNew |
$223K - $263K
|
2.86K
$272K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
2.58KNew |
$201K - $238K
|
2.58K
$246K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.6K+ 56.38% |
$827K - $978K
|
29.4K
$2.8M
|
|
|
Oct 27, 2025
Q3 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-597- 0.6% |
$46.6K - $55.1K
|
98.6K
$9.4M
|
|
|
Oct 24, 2025
Q3 2025
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-154- 2.42% |
$12K - $14.2K
|
6.2K
$591K
|
|
|
Oct 23, 2025
Q3 2025
|
Moneywise, Inc.
|
SELL
|
- |
-489- 1.87% |
$38.1K - $45.1K
|
25.7K
$2.45M
|
|
|
Oct 23, 2025
Q3 2025
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-520- 9.18% |
$40.5K - $48K
|
5.14K
$490K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
977+ 7.54% |
$76.2K - $90.1K
|
13.9K
$1.33M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.84K+ 21.56% |
$455K - $539K
|
32.9K
$3.14M
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
2+ 0.07% |
$156 - $184
|
2.74K
$261K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
2.4KNew |
$187K - $221K
|
2.4K
$229K
|
|
|
Oct 16, 2025
Q3 2025
|
Willner & Heller, LLC
|
BUY
|
- |
93+ 1.26% |
$7.25K - $8.58K
|
7.45K
$709K
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.11K+ 13.62% |
$86.7K - $103K
|
9.28K
$884K
|
|
|
Oct 09, 2025
Q3 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
63.6KNew |
$4.96M - $5.86M
|
63.6K
$6.06M
|
|
|
Oct 09, 2025
Q3 2025
|
Eclectic Associates Inc
|
BUY
|
- |
6.32K+ 4.39% |
$492K - $582K
|
150K
$14.3M
|
|
|
Oct 06, 2025
Q3 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.35KNew |
$339K - $401K
|
4.35K
$414K
|
|
| Q2 2025 | |||||||
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
9.09K+ 30.29% |
$554K - $723K
|
39.1K
$3.72M
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
4.73K+ 8.88% |
$289K - $377K
|
58K
$5.53M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-5.46K- 1.13% |
$333K - $435K
|
478K
$45.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
3.29KNew |
$200K - $261K
|
3.29K
$313K
|
|
|
Aug 14, 2025
Q2 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-368- 12.21% |
$22.5K - $29.3K
|
2.65K
$252K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-55.9K- 15.12% |
$3.41M - $4.45M
|
314K
$29.9M
|
|
|
Aug 14, 2025
Q2 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-964- 12.21% |
$58.8K - $76.7K
|
6.93K
$660K
|
|
|
Aug 14, 2025
Q2 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-395- 9.01% |
$24.1K - $31.4K
|
3.99K
$380K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
SELL
|
- |
-938- 2.44% |
$57.2K - $74.6K
|
37.4K
$3.57M
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
28.1KNew |
$1.71M - $2.24M
|
28.1K
$2.68M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-25.1K- 51.52% |
$1.53M - $2M
|
23.6K
$2.25M
|
|
|
Aug 14, 2025
Q2 2025
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
19.5KNew |
$1.19M - $1.55M
|
19.5K
$1.86M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1.43K- 23.02% |
$86.9K - $113K
|
4.77K
$454K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-672- 3.91% |
$41K - $53.5K
|
16.5K
$1.57M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-290- 0.22% |
$17.7K - $23.1K
|
129K
$12.3M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
23KNew |
$1.4M - $1.83M
|
23K
$2.19M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.17K+ 0.89% |
$71.3K - $92.9K
|
132K
$12.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
118K+ 92.76% |
$7.23M - $9.43M
|
246K
$23.5M
|
|
|
Aug 14, 2025
Q2 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-28.9K- 77.1% |
$1.77M - $2.3M
|
8.6K
$819K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-68.2K- 50.71% |
$4.16M - $5.42M
|
66.2K
$6.31M
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4.23K+ 484.65% |
$258K - $337K
|
5.1K
$486K
|
|
|
Aug 13, 2025
Q2 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.61K+ 110.08% |
$342K - $447K
|
10.7K
$1.02M
|
|
|
Aug 13, 2025
Q2 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
7.04K+ 2.84% |
$430K - $560K
|
255K
$24.3M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.29K- 33.79% |
$78.8K - $103K
|
2.53K
$241K
|
|
|
Aug 13, 2025
Q2 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-1.36K- 14.39% |
$82.7K - $108K
|
8.06K
$768K
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
818New |
$49.9K - $65.1K
|
818
$77.9K
|
|