Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
BUY
|
- |
186+ 0.92% |
$11.3K - $14.8K
|
20.5K
$1.65M
|
|
|
Jul 21, 2025
Q2 2025
|
Willner & Heller, LLC
|
BUY
|
- |
342+ 4.88% |
$20.9K - $27.2K
|
7.35K
$593K
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.85KNew |
$113K - $147K
|
1.85K
$149K
|
|
|
Jul 21, 2025
Q2 2025
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-98- 50.0% |
$5.98K - $7.8K
|
98
$7.91K
|
|
|
Jul 18, 2025
Q2 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
SELL
|
- |
-2K- 2.06% |
$122K - $159K
|
95.4K
$7.7M
|
|
|
Jul 18, 2025
Q2 2025
|
Brueske Advisory Services, LLC
Bellevue, WA |
SELL
|
- |
-6.37K- 6.62% |
$389K - $507K
|
89.8K
$7.25M
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
1.18K+ 29.64% |
$72.2K - $94.2K
|
5.18K
$418K
|
|
|
Jul 17, 2025
Q2 2025
|
Eclectic Associates Inc
|
BUY
|
- |
7.82K+ 5.76% |
$477K - $623K
|
144K
$11.6M
|
|
|
Jul 17, 2025
Q2 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-266- 8.86% |
$16.2K - $21.2K
|
2.74K
$221K
|
|
|
Jul 17, 2025
Q2 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
7.15K+ 61.41% |
$436K - $569K
|
18.8K
$1.52M
|
|
|
Jul 16, 2025
Q2 2025
|
Clear Point Advisors Inc.
Melville, NY |
SELL
|
- |
-32- 0.41% |
$1.95K - $2.55K
|
7.85K
$634K
|
|
|
Jul 16, 2025
Q2 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
186+ 2.33% |
$11.3K - $14.8K
|
8.16K
$659K
|
|
|
Jul 15, 2025
Q2 2025
|
Sylvest Advisors, LLC
Dallas, TX |
BUY
|
- |
565+ 7.73% |
$34.5K - $45K
|
7.88K
$636K
|
|
|
Jul 15, 2025
Q2 2025
|
Moneywise, Inc.
|
SELL
|
- |
-3.03K- 10.38% |
$185K - $241K
|
26.2K
$2.11M
|
|
|
Jul 15, 2025
Q2 2025
|
World Equity Group, Inc.
Schaumburg, IL |
BUY
|
- |
430+ 7.26% |
$26.2K - $34.2K
|
6.36K
$513K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-60- 73.17% |
$3.66K - $4.77K
|
22
$1.78K
|
|
|
Jul 10, 2025
Q2 2025
|
Family Legacy Financial Solutions, LLC
Cary, NC |
BUY
|
- |
92New |
$5.61K - $7.32K
|
92
$7.42K
|
|
| Q1 2025 | |||||||
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-45.6K- 89.95% |
$3.11M - $3.68M
|
5.1K
$411K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-4.27K- 33.78% |
$291K - $344K
|
8.38K
$676K
|
|
|
May 20, 2025
Q1 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-100- 2.49% |
$6.81K - $8.06K
|
3.92K
$316K
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-30- 0.68% |
$2.04K - $2.42K
|
4.39K
$354K
|
|
|
May 15, 2025
Q1 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.63K+ 141.27% |
$247K - $292K
|
6.19K
$500K
|
|
|
May 15, 2025
Q1 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
1.08KNew |
$73.9K - $87.3K
|
1.08K
$87.5K
|
|
|
May 15, 2025
Q1 2025
|
Prospera Financial Services Inc
|
BUY
|
- |
330+ 5.84% |
$22.5K - $26.6K
|
5.98K
$483K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.53K- 3.42% |
$308K - $365K
|
128K
$10.3M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-241K- 33.29% |
$16.4M - $19.4M
|
483K
$39M
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.97K- 34.03% |
$134K - $159K
|
3.82K
$309K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.6K- 1.21% |
$109K - $129K
|
131K
$10.5M
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
3.03KNew |
$207K - $244K
|
3.03K
$245K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-22.5K- 81.7% |
$1.54M - $1.82M
|
5.05K
$407K
|
|
|
May 15, 2025
Q1 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
15.7K+ 286.24% |
$1.07M - $1.27M
|
21.2K
$1.71M
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
899+ 14.34% |
$61.2K - $72.4K
|
7.17K
$578K
|
|
|
May 14, 2025
Q1 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
91+ 3.16% |
$6.2K - $7.33K
|
2.97K
$239K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
142+ 0.83% |
$9.67K - $11.4K
|
17.2K
$1.39M
|
|
|
May 14, 2025
Q1 2025
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
3.12KNew |
$212K - $251K
|
3.12K
$252K
|
|
|
May 14, 2025
Q1 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
20.9K+ 45.33% |
$1.42M - $1.68M
|
66.8K
$5.39M
|
|
|
May 14, 2025
Q1 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
590New |
$40.2K - $47.5K
|
590
$47.6K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
442+ 102.55% |
$30.1K - $35.6K
|
873
$70.5K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
34.6K+ 243.99% |
$2.36M - $2.79M
|
48.8K
$3.94M
|
|
|
May 14, 2025
Q1 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
3.66KNew |
$249K - $295K
|
3.66K
$295K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
BUY
|
- |
296+ 8.63% |
$20.2K - $23.8K
|
3.73K
$301K
|
|
|
May 14, 2025
Q1 2025
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.85K- 1.14% |
$194K - $230K
|
248K
$20M
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
463+ 6.23% |
$31.5K - $37.3K
|
7.9K
$637K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-22.7K- 61.66% |
$1.55M - $1.83M
|
14.1K
$1.14M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-405Closed |
$27.6K - $32.6K
|
0
$0
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-40.4K- 9.85% |
$2.75M - $3.26M
|
370K
$29.8M
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
21.4K+ 67.38% |
$1.46M - $1.73M
|
53.3K
$4.3M
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4- 0.02% |
$273 - $322
|
16.9K
$1.36M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-5.02K- 3.74% |
$342K - $405K
|
129K
$10.4M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
SELL
|
- |
-140- 0.36% |
$9.54K - $11.3K
|
38.4K
$3.1M
|
|