Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-710- 0.81% |
$46.5K - $53.2K
|
86.6K
$7.2M
|
|
|
Oct 25, 2024
Q3 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-16- 0.44% |
$1.05K - $1.2K
|
3.6K
$300K
|
|
|
Oct 24, 2024
Q3 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-3.12K- 14.54% |
$204K - $234K
|
18.3K
$1.52M
|
|
|
Oct 24, 2024
Q3 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
207+ 2.33% |
$13.5K - $15.5K
|
9.1K
$757K
|
|
|
Oct 23, 2024
Q3 2024
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
95.8KNew |
$6.27M - $7.19M
|
95.8K
$7.97M
|
|
|
Oct 23, 2024
Q3 2024
|
Heritage Oak Wealth Advisors LLC
Santa Rosa Beach, FL |
BUY
|
- |
95.8KNew |
$6.27M - $7.19M
|
95.8K
$7.97M
|
|
|
Oct 22, 2024
Q3 2024
|
Psi Advisors, LLC
|
BUY
|
- |
2+ 0.65% |
$131 - $150
|
309
$25.7K
|
|
|
Oct 21, 2024
Q3 2024
|
Moneywise, Inc.
|
SELL
|
- |
-3.28K- 7.83% |
$215K - $246K
|
38.6K
$3.21M
|
|
|
Oct 21, 2024
Q3 2024
|
Wealth Effects LLC
|
BUY
|
- |
425+ 13.9% |
$27.8K - $31.9K
|
3.48K
$290K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
3.02K+ 41.21% |
$197K - $226K
|
10.3K
$860K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
26.9K+ 52.25% |
$1.76M - $2.02M
|
78.5K
$6.53M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
644+ 1.05% |
$42.1K - $48.3K
|
61.7K
$5.14M
|
|
|
Oct 16, 2024
Q3 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
3+ 0.09% |
$196 - $225
|
3.46K
$287K
|
|
|
Oct 16, 2024
Q3 2024
|
Hfg Advisors, Inc.
|
BUY
|
- |
205+ 1.0% |
$13.4K - $15.4K
|
20.8K
$1.73M
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-74- 10.07% |
$4.84K - $5.55K
|
661
$55K
|
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
1+ 0.93% |
$65.4 - $75
|
108
$8.99K
|
|
|
Oct 15, 2024
Q3 2024
|
Independent Wealth Network Inc.
|
BUY
|
- |
266+ 4.78% |
$17.4K - $19.9K
|
5.83K
$485K
|
|
|
Oct 10, 2024
Q3 2024
|
Willner & Heller, LLC
|
SELL
|
- |
-492- 6.26% |
$32.2K - $36.9K
|
7.36K
$613K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2024
Q3 2024
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
21+ 0.71% |
$1.37K - $1.57K
|
2.98K
$248K
|
|
|
Oct 04, 2024
Q3 2024
|
Eclectic Associates Inc
|
BUY
|
- |
6.16KNew |
$403K - $462K
|
6.16K
$513K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-39- 42.86% |
$2.38K - $2.63K
|
52
$4.33K
|
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.86K+ 18.18% |
$174K - $193K
|
18.6K
$1.54M
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-145- 3.09% |
$8.83K - $9.79K
|
4.55K
$379K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
99+ 0.19% |
$6.03K - $6.68K
|
52.6K
$4.37M
|
|
|
Aug 08, 2024
Q2 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
31New |
$1.89K - $2.09K
|
31
$2.58K
|
|
|
Aug 07, 2024
Q2 2024
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-7Closed |
$426 - $472
|
0
$0
|
|
|
Aug 02, 2024
Q2 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
970+ 31.83% |
$59.1K - $65.5K
|
4.02K
$334K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.05KNew |
$125K - $138K
|
2.05K
$170K
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-4.83K- 4.2% |
$294K - $326K
|
110K
$9.17M
|
|
|
Jul 09, 2024
Q2 2024
|
Cwm, LLC
|
SELL
|
- |
-140- 13.16% |
$8.53K - $9.45K
|
924
$76.9K
|
|
|
Jul 09, 2024
Q2 2024
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
196New |
$11.9K - $13.2K
|
196
$16.3K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.08KNew |
$301K - $333K
|
5.08K
$422K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.12K+ 32.65% |
$66.2K - $73.4K
|
4.54K
$378K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.13K- 31.63% |
$482K - $534K
|
17.6K
$1.46M
|
|
|
May 10, 2024
Q1 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
49New |
$2.9K - $3.22K
|
49
$4.08K
|
|
|
May 09, 2024
Q1 2024
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-97- 1.2% |
$5.75K - $6.37K
|
8K
$666K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
8.41KNew |
$498K - $552K
|
8.41K
$700K
|
|
|
Apr 24, 2024
Q1 2024
|
Strid Group, LLC
|
SELL
|
- |
-967- 17.98% |
$57.3K - $63.5K
|
4.41K
$367K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Transcendent Capital Group LLC
Edmond, OK |
BUY
|
- |
25New |
$1.29K - $1.6K
|
25
$2.08K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
15KNew |
$772K - $959K
|
15K
$1.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
3.3KNew |
$170K - $211K
|
3.3K
$275K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 22.2% |
$69.1K - $85.9K
|
4.7K
$391K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
271New |
$14K - $17.3K
|
271
$22.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-39.4K- 97.38% |
$2.03M - $2.52M
|
1.06K
$88.1K
|
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-47- 1.12% |
$2.42K - $3.01K
|
4.16K
$346K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
4.02KNew |
$207K - $257K
|
4.02K
$335K
|
|
|
Jan 23, 2024
Q4 2023
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
76New |
$3.91K - $4.87K
|
76
$6.32K
|
|
|
Jan 17, 2024
Q4 2023
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
10.7K+ 5.4% |
$551K - $685K
|
209K
$17.4M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4K+ 41.44% |
$221K - $255K
|
13.6K
$1.14M
|
|