Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 07, 2024
Q1 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-4.1K- 4.95% |
$243K - $269K
|
78.8K
$5.5M
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
BUY
|
- |
1.65K+ 8.33% |
$97.6K - $108K
|
21.4K
$1.5M
|
|
May 01, 2024
Q1 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-100- 1.56% |
$5.92K - $6.57K
|
6.32K
$441K
|
|
May 01, 2024
Q1 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-100- 2.57% |
$5.92K - $6.57K
|
3.8K
$265K
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
8.41KNew |
$498K - $552K
|
8.41K
$587K
|
|
Apr 29, 2024
Q1 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-596- 1.12% |
$35.3K - $39.2K
|
52.5K
$3.66M
|
|
Apr 29, 2024
Q1 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.07K+ 16.42% |
$63.2K - $70.1K
|
7.57K
$528K
|
|
Apr 25, 2024
Q1 2024
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-775- 4.2% |
$45.9K - $50.9K
|
17.7K
$1.23M
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
SELL
|
- |
-21- 16.41% |
$1.24K - $1.38K
|
107
$7.47K
|
|
Apr 24, 2024
Q1 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
68.2K+ 392.06% |
$4.04M - $4.48M
|
85.6K
$5.97M
|
|
Apr 24, 2024
Q1 2024
|
Strid Group, LLC
|
SELL
|
- |
-967- 17.98% |
$57.3K - $63.5K
|
4.41K
$308K
|
|
Apr 23, 2024
Q1 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-50- 6.37% |
$2.96K - $3.28K
|
735
$51.3K
|
|
Apr 22, 2024
Q1 2024
|
Wealth Effects LLC
|
SELL
|
- |
-30- 0.91% |
$1.78K - $1.97K
|
3.27K
$228K
|
|
Q4 2023 | |||||||
Mar 01, 2024
Q4 2023
|
Transcendent Capital Group LLC
Edmond, OK |
BUY
|
- |
25New |
$1.29K - $1.6K
|
25
$1.74K
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 22.2% |
$69.1K - $85.9K
|
4.7K
$328K
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.3K- 78.59% |
$1.05M - $1.3M
|
5.54K
$386K
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
3.3KNew |
$170K - $211K
|
3.3K
$230K
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
4.85KNew |
$250K - $310K
|
4.85K
$338K
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
15KNew |
$772K - $959K
|
15K
$1.05M
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-742- 91.38% |
$38.2K - $47.5K
|
70
$4.88K
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-2- 2.04% |
$103 - $128
|
96
$6.7K
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
271New |
$14K - $17.3K
|
271
$18.9K
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
241New |
$12.4K - $15.4K
|
241
$16.8K
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-39.4K- 97.38% |
$2.03M - $2.52M
|
1.06K
$73.9K
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-47- 1.12% |
$2.42K - $3.01K
|
4.16K
$290K
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
4.02KNew |
$207K - $257K
|
4.02K
$281K
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
166KNew |
$8.57M - $10.7M
|
166K
$11.6M
|
|
Jan 23, 2024
Q4 2023
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
76New |
$3.91K - $4.87K
|
76
$5.3K
|
|
Jan 17, 2024
Q4 2023
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
10.7K+ 5.4% |
$551K - $685K
|
209K
$14.6M
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
10.5K+ 9.65% |
$542K - $674K
|
120K
$8.35M
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4K+ 41.44% |
$221K - $255K
|
13.6K
$952K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-14.7K- 76.1% |
$817K - $942K
|
4.63K
$323K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
906+ 12.51% |
$50.2K - $57.9K
|
8.15K
$569K
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$13.8K - $16K
|
250
$17.4K
|
|
Oct 18, 2023
Q3 2023
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.44KNew |
$246K - $284K
|
4.44K
$310K
|
|
Q2 2023 | |||||||
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-125- 1.5% |
$6.87K - $7.57K
|
8.22K
$574K
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
338+ 3.98% |
$18.6K - $20.5K
|
8.83K
$616K
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
BUY
|
- |
211New |
$11.6K - $12.8K
|
211
$14.7K
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.27K- 23.97% |
$69.1K - $78.6K
|
4.02K
$280K
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
349New |
$19.1K - $21.7K
|
349
$24.4K
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-35- 58.33% |
$1.91K - $2.17K
|
25
$1.74K
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-77- 4.76% |
$4.2K - $4.78K
|
1.54K
$108K
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-67.8K- 87.4% |
$3.7M - $4.21M
|
9.77K
$682K
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1.76K- 45.1% |
$96.2K - $109K
|
2.15K
$150K
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
188New |
$10.3K - $11.7K
|
188
$13.1K
|
|
Q4 2022 | |||||||
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.7KNew |
$633K - $701K
|
11.7K
$816K
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-592- 11.59% |
$32K - $35.5K
|
4.52K
$315K
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
16New |
$865 - $958
|
16
$1.12K
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
4.36KNew |
$235K - $261K
|
4.36K
$304K
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.06KNew |
$166K - $183K
|
3.06K
$214K
|