Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-43.2K- 53.49% |
$2.94M - $3.48M
|
37.5K
$2.98M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
706+ 22.78% |
$48.1K - $56.9K
|
3.81K
$302K
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.09K+ 49.42% |
$483K - $572K
|
21.4K
$1.7M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
5.99K+ 11.31% |
$408K - $483K
|
59K
$4.67M
|
|
|
May 08, 2025
Q1 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-150- 4.74% |
$10.2K - $12.1K
|
3.01K
$239K
|
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
16.4K+ 417.41% |
$1.11M - $1.32M
|
20.3K
$1.61M
|
|
|
May 08, 2025
Q1 2025
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.3K- 8.25% |
$88.8K - $105K
|
14.5K
$1.15M
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-1.26K- 5.85% |
$85.8K - $101K
|
20.3K
$1.61M
|
|
|
May 07, 2025
Q1 2025
|
Marshall Investment Management, LLC
Littleton, CO |
SELL
|
- |
-30.9K- 46.55% |
$2.1M - $2.49M
|
35.5K
$2.81M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.2K+ 3.17% |
$1.24M - $1.46M
|
592K
$46.9M
|
|
|
May 07, 2025
Q1 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
17.5K+ 32.57% |
$1.19M - $1.41M
|
71.1K
$5.64M
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
45.2K+ 41.2% |
$3.08M - $3.64M
|
155K
$12.3M
|
|
|
May 06, 2025
Q1 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
5.56KNew |
$379K - $448K
|
5.56K
$441K
|
|
|
May 05, 2025
Q1 2025
|
Montag A & Associates Inc
Atlanta, GA |
BUY
|
- |
500New |
$34.1K - $40.3K
|
500
$39.6K
|
|
|
May 05, 2025
Q1 2025
|
Willner & Heller, LLC
|
SELL
|
- |
-487- 6.5% |
$33.2K - $39.2K
|
7.01K
$556K
|
|
|
May 05, 2025
Q1 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
5.56KNew |
$379K - $448K
|
5.56K
$441K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-3.67K- 4.04% |
$250K - $296K
|
87.2K
$6.92M
|
|
|
May 02, 2025
Q1 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10.1K- 11.74% |
$687K - $813K
|
75.8K
$6.01M
|
|
|
May 01, 2025
Q1 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-230- 1.37% |
$15.7K - $18.5K
|
16.5K
$1.31M
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
SELL
|
- |
-326- 25.47% |
$22.2K - $26.3K
|
954
$75.6K
|
|
|
Apr 30, 2025
Q1 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-368- 9.85% |
$25.1K - $29.6K
|
3.37K
$267K
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
226+ 7.77% |
$15.4K - $18.2K
|
3.13K
$248K
|
|
|
Apr 30, 2025
Q1 2025
|
Gateway Wealth Partners, LLC
Appleton, WI |
SELL
|
- |
-120- 1.26% |
$8.18K - $9.67K
|
9.42K
$747K
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
14.7K+ 17.24% |
$1M - $1.19M
|
100K
$7.94M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
20.3K+ 33.64% |
$1.38M - $1.63M
|
80.6K
$6.39M
|
|
|
Apr 28, 2025
Q1 2025
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
1.51K+ 38.75% |
$103K - $121K
|
5.39K
$427K
|
|
|
Apr 28, 2025
Q1 2025
|
Tkg Advisors, LLC
|
BUY
|
- |
19+ 0.51% |
$1.29K - $1.53K
|
3.73K
$296K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-628- 25.24% |
$42.8K - $50.6K
|
1.86K
$147K
|
|
|
Apr 28, 2025
Q1 2025
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
416+ 11.71% |
$28.3K - $33.5K
|
3.97K
$315K
|
|
|
Apr 25, 2025
Q1 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
SELL
|
- |
-24.8K- 20.28% |
$1.69M - $2M
|
97.4K
$7.73M
|
|
|
Apr 25, 2025
Q1 2025
|
G&S Capital LLC
|
BUY
|
- |
288+ 2.06% |
$19.6K - $23.2K
|
14.3K
$1.13M
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-5.36K- 50.0% |
$365K - $432K
|
5.36K
$425K
|
|
|
Apr 24, 2025
Q1 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
7.49KNew |
$511K - $604K
|
7.49K
$594K
|
|
|
Apr 23, 2025
Q1 2025
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
387+ 15.87% |
$26.4K - $31.2K
|
2.83K
$224K
|
|
|
Apr 23, 2025
Q1 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
23+ 0.3% |
$1.57K - $1.85K
|
7.81K
$619K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-50.2K- 59.25% |
$3.42M - $4.04M
|
34.5K
$2.74M
|
|
|
Apr 22, 2025
Q1 2025
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
765+ 10.01% |
$52.1K - $61.6K
|
8.41K
$667K
|
|
|
Apr 21, 2025
Q1 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-6.81K- 48.69% |
$464K - $549K
|
7.18K
$569K
|
|
|
Apr 21, 2025
Q1 2025
|
Hfg Advisors, Inc.
|
BUY
|
- |
380+ 1.87% |
$25.9K - $30.6K
|
20.7K
$1.64M
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-209- 6.05% |
$14.2K - $16.8K
|
3.25K
$258K
|
|
|
Apr 15, 2025
Q1 2025
|
Strategic Equity Management
|
SELL
|
- |
-1.25K- 11.07% |
$84.8K - $100K
|
10K
$793K
|
|
|
Apr 14, 2025
Q1 2025
|
Wedmont Private Capital
|
BUY
|
- |
7.62KNew |
$519K - $614K
|
7.62K
$604K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$17K - $20.1K
|
250
$19.8K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.5K- 13.57% |
$325K - $381K
|
28.7K
$2.27M
|
|
|
Mar 17, 2025
Q4 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
4.52KNew |
$326K - $382K
|
4.52K
$358K
|
|
|
Mar 05, 2025
Q4 2024
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.58KNew |
$186K - $219K
|
2.58K
$205K
|
|
|
Feb 14, 2025
Q4 2024
|
Blue Capital, Inc.
Omaha, NE |
BUY
|
- |
8.42KNew |
$608K - $712K
|
8.42K
$667K
|
|
|
Feb 14, 2025
Q4 2024
|
Fischer Investment Strategies, LLC
Westlake Village, CA |
BUY
|
- |
51KNew |
$3.68M - $4.32M
|
51K
$4.04M
|
|
|
Feb 14, 2025
Q4 2024
|
Fiduciary Trust CO
Boston, MA |
BUY
|
- |
2.62KNew |
$189K - $222K
|
2.62K
$208K
|
|
|
Feb 13, 2025
Q4 2024
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
2.76KNew |
$199K - $234K
|
2.76K
$219K
|
|