Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2025
Q2 2025
|
Proactive Wealth Strategies LLC
Marietta, GA |
BUY
|
- |
9.46KNew |
$577K - $753K
|
9.46K
$902K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
305+ 8.19% |
$18.6K - $24.3K
|
4.03K
$384K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-90- 15.76% |
$5.49K - $7.16K
|
481
$45.8K
|
|
|
Aug 12, 2025
Q2 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
25+ 0.04% |
$1.53K - $1.99K
|
71.1K
$6.78M
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.14K- 6.79% |
$69.8K - $91K
|
15.7K
$1.5M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
11.6K+ 208.04% |
$706K - $921K
|
17.1K
$1.63M
|
|
|
Aug 12, 2025
Q2 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
69.4K+ 103.76% |
$4.23M - $5.52M
|
136K
$13M
|
|
|
Aug 12, 2025
Q2 2025
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-445- 11.21% |
$27.1K - $35.4K
|
3.52K
$336K
|
|
|
Aug 12, 2025
Q2 2025
|
Ameritas Investment Partners, Inc.
Lincoln, NE |
BUY
|
- |
1.22K+ 13.52% |
$74.4K - $97.1K
|
10.2K
$976K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
79.4K+ 13.4% |
$4.84M - $6.32M
|
671K
$64M
|
|
|
Aug 11, 2025
Q2 2025
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-121- 16.83% |
$7.38K - $9.63K
|
598
$57K
|
|
|
Aug 11, 2025
Q2 2025
|
Strategic Equity Management
|
BUY
|
- |
203+ 2.03% |
$12.4K - $16.2K
|
10.2K
$972K
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
8.52KNew |
$520K - $678K
|
8.52K
$812K
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4.51K- 7.64% |
$275K - $359K
|
54.4K
$5.19M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
36.4K+ 23.53% |
$2.22M - $2.9M
|
191K
$18.2M
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
2.53KNew |
$154K - $201K
|
2.53K
$241K
|
|
|
Aug 08, 2025
Q2 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-1.52K- 2.01% |
$92.9K - $121K
|
74.3K
$7.08M
|
|
|
Aug 08, 2025
Q2 2025
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
BUY
|
- |
2.58KNew |
$158K - $206K
|
2.58K
$246K
|
|
|
Aug 08, 2025
Q2 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
324+ 4.15% |
$19.8K - $25.8K
|
8.13K
$775K
|
|
|
Aug 08, 2025
Q2 2025
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-750- 4.54% |
$45.8K - $59.7K
|
15.8K
$1.5M
|
|
|
Aug 07, 2025
Q2 2025
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-1.19K- 22.03% |
$72.4K - $94.5K
|
4.2K
$400K
|
|
|
Aug 07, 2025
Q2 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-425- 11.26% |
$25.9K - $33.8K
|
3.35K
$319K
|
|
|
Aug 07, 2025
Q2 2025
|
49 Wealth Management, LLC
Austin, TX |
SELL
|
- |
-323- 9.59% |
$19.7K - $25.7K
|
3.05K
$290K
|
|
|
Aug 06, 2025
Q2 2025
|
Prospera Financial Services Inc
|
SELL
|
- |
-195- 3.26% |
$11.9K - $15.5K
|
5.79K
$551K
|
|
|
Aug 06, 2025
Q2 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-3.57K- 66.59% |
$218K - $284K
|
1.79K
$171K
|
|
|
Aug 05, 2025
Q2 2025
|
Hfg Advisors, Inc.
|
BUY
|
- |
1.29K+ 6.24% |
$78.6K - $103K
|
21.9K
$2.09M
|
|
|
Aug 05, 2025
Q2 2025
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-100- 1.39% |
$6.1K - $7.96K
|
7.08K
$674K
|
|
|
Aug 04, 2025
Q2 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
11.6K+ 208.04% |
$706K - $921K
|
17.1K
$1.63M
|
|
|
Jul 31, 2025
Q2 2025
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-18.3K- 85.92% |
$1.11M - $1.45M
|
2.99K
$285K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-19.1K- 23.68% |
$1.16M - $1.52M
|
61.5K
$5.86M
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.38KNew |
$450K - $587K
|
7.38K
$703K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.1K+ 6.08% |
$128K - $167K
|
36.6K
$3.49M
|
|
|
Jul 29, 2025
Q2 2025
|
Private Trust CO Na
|
BUY
|
- |
384+ 20.65% |
$23.4K - $30.6K
|
2.24K
$214K
|
|
|
Jul 29, 2025
Q2 2025
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.06K+ 33.83% |
$64.7K - $84.4K
|
4.19K
$400K
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-645- 3.18% |
$39.4K - $51.3K
|
19.6K
$1.87M
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
409+ 10.75% |
$25K - $32.5K
|
4.21K
$402K
|
|
|
Jul 25, 2025
Q2 2025
|
Cwm, LLC
|
SELL
|
- |
-30- 3.14% |
$1.83K - $2.39K
|
924
$88K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
3.76K+ 4.31% |
$230K - $299K
|
91K
$8.67M
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
BUY
|
- |
186+ 0.92% |
$11.3K - $14.8K
|
20.5K
$1.95M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
1.85KNew |
$113K - $147K
|
1.85K
$176K
|
|
|
Jul 21, 2025
Q2 2025
|
Hilltop National Bank
Casper, WY |
SELL
|
- |
-98- 50.0% |
$5.98K - $7.8K
|
98
$9.34K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
1.18K+ 29.64% |
$72.2K - $94.2K
|
5.18K
$493K
|
|
|
Jul 11, 2025
Q2 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-60- 73.17% |
$3.66K - $4.77K
|
22
$2.1K
|
|
|
Jul 10, 2025
Q2 2025
|
Family Legacy Financial Solutions, LLC
Cary, NC |
BUY
|
- |
92New |
$5.61K - $7.32K
|
92
$8.77K
|
|
| Q1 2025 | |||||||
|
Aug 15, 2025
Q1 2025
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.3K- 8.25% |
$88.8K - $105K
|
14.5K
$1.38M
|
|
|
May 20, 2025
Q1 2025
|
Belpointe Asset Management LLC
|
SELL
|
- |
-100- 2.49% |
$6.81K - $8.06K
|
3.92K
$373K
|
|
|
May 15, 2025
Q1 2025
|
Private Wealth Asset Management, LLC
Cedar Rapids, IA |
BUY
|
- |
1.08KNew |
$73.9K - $87.3K
|
1.08K
$103K
|
|
|
May 15, 2025
Q1 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
3.03KNew |
$207K - $244K
|
3.03K
$289K
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-22.5K- 81.7% |
$1.54M - $1.82M
|
5.05K
$481K
|
|