Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
20.2K+ 54.86% |
$1.23M - $1.36M
|
56.9K
$3.98M
|
|
Aug 20, 2024
Q2 2024
|
Truist Financial Corp
|
BUY
|
- |
3.24KNew |
$197K - $219K
|
3.24K
$227K
|
|
Aug 16, 2024
Q2 2024
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
8.9KNew |
$542K - $600K
|
8.9K
$622K
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
BUY
|
- |
141+ 15.26% |
$8.59K - $9.52K
|
1.07K
$74.4K
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
35.5KNew |
$2.16M - $2.39M
|
35.5K
$2.48M
|
|
Aug 14, 2024
Q2 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-13- 0.09% |
$792 - $877
|
15K
$1.05M
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
359+ 0.32% |
$21.9K - $24.2K
|
113K
$7.88M
|
|
Aug 14, 2024
Q2 2024
|
Jones Financial Companies Lllp
|
BUY
|
- |
642New |
$39.1K - $43.3K
|
642
$44.9K
|
|
Aug 14, 2024
Q2 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.1K- 10.9% |
$67.1K - $74.3K
|
9K
$629K
|
|
Aug 14, 2024
Q2 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.1K+ 2.99% |
$67K - $74.2K
|
37.9K
$2.65M
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.07K- 3.98% |
$431K - $477K
|
170K
$11.9M
|
|
Aug 14, 2024
Q2 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
2.86K+ 18.18% |
$174K - $193K
|
18.6K
$1.3M
|
|
Aug 14, 2024
Q2 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-39- 42.86% |
$2.38K - $2.63K
|
52
$3.63K
|
|
Aug 14, 2024
Q2 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
461+ 0.74% |
$28.1K - $31.1K
|
62.5K
$4.37M
|
|
Aug 14, 2024
Q2 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
7+ 0.08% |
$426 - $472
|
8.4K
$587K
|
|
Aug 13, 2024
Q2 2024
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-40.2K- 12.91% |
$2.45M - $2.71M
|
271K
$18.9M
|
|
Aug 13, 2024
Q2 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-7.44K- 24.69% |
$453K - $502K
|
22.7K
$1.58M
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
421+ 1.78% |
$25.6K - $28.4K
|
24K
$1.68M
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
12.7K+ 8.48% |
$775K - $859K
|
163K
$11.4M
|
|
Aug 13, 2024
Q2 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.2K+ 86.43% |
$378K - $419K
|
13.4K
$935K
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
BUY
|
- |
2.88K+ 9.07% |
$175K - $194K
|
34.6K
$2.42M
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-145- 3.09% |
$8.83K - $9.79K
|
4.55K
$318K
|
|
Aug 12, 2024
Q2 2024
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
1+ 0.41% |
$60.9 - $67.5
|
242
$16.9K
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
99+ 0.19% |
$6.03K - $6.68K
|
52.6K
$3.67M
|
|
Aug 12, 2024
Q2 2024
|
Tidemark, LLC
San Diego, CA |
SELL
|
- |
-3.74K- 83.93% |
$228K - $252K
|
716
$50K
|
|
Aug 09, 2024
Q2 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.16K- 2.25% |
$70.4K - $78K
|
50.2K
$3.51M
|
|
Aug 08, 2024
Q2 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
684+ 1.38% |
$41.7K - $46.2K
|
50.4K
$3.52M
|
|
Aug 08, 2024
Q2 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
31New |
$1.89K - $2.09K
|
31
$2.17K
|
|
Aug 08, 2024
Q2 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-638- 3.62% |
$38.9K - $43.1K
|
17K
$1.19M
|
|
Aug 07, 2024
Q2 2024
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-7Closed |
$426 - $472
|
0
$0
|
|
Aug 07, 2024
Q2 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.03K+ 1.52% |
$428K - $475K
|
471K
$32.9M
|
|
Aug 06, 2024
Q2 2024
|
Us Bancorp \De\
|
BUY
|
- |
114+ 0.53% |
$6.94K - $7.69K
|
21.5K
$1.51M
|
|
Aug 05, 2024
Q2 2024
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.14K+ 4.58% |
$130K - $144K
|
48.8K
$3.41M
|
|
Aug 02, 2024
Q2 2024
|
Wealth Effects LLC
|
SELL
|
- |
-215- 6.57% |
$13.1K - $14.5K
|
3.06K
$214K
|
|
Aug 02, 2024
Q2 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
970+ 31.83% |
$59.1K - $65.5K
|
4.02K
$281K
|
|
Jul 31, 2024
Q2 2024
|
Strategic Equity Management
|
BUY
|
- |
7.33KNew |
$446K - $494K
|
7.33K
$512K
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-244- 3.22% |
$14.9K - $16.5K
|
7.32K
$512K
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
SELL
|
- |
-4.83K- 4.2% |
$294K - $326K
|
110K
$7.7M
|
|
Jul 30, 2024
Q2 2024
|
49 Wealth Management, LLC
Austin, TX |
BUY
|
- |
119+ 2.9% |
$7.25K - $8.03K
|
4.22K
$295K
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.05KNew |
$125K - $138K
|
2.05K
$143K
|
|
Jul 30, 2024
Q2 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
808+ 1.03% |
$49.2K - $54.5K
|
79.6K
$5.56M
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.72K+ 2.0% |
$104K - $116K
|
87.3K
$6.1M
|
|
Jul 26, 2024
Q2 2024
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-609- 14.07% |
$37.1K - $41.1K
|
3.72K
$260K
|
|
Jul 26, 2024
Q2 2024
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-181- 4.77% |
$11K - $12.2K
|
3.62K
$253K
|
|
Jul 23, 2024
Q2 2024
|
Psi Advisors, LLC
|
BUY
|
- |
1+ 0.33% |
$60.9 - $67.5
|
307
$21.5K
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-30- 0.37% |
$1.83K - $2.02K
|
8.1K
$566K
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Jul 23, 2024
Q2 2024
|
Private Trust CO Na
|
BUY
|
- |
657New |
$40K - $44.3K
|
657
$45.9K
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-255- 0.49% |
$15.5K - $17.2K
|
51.6K
$3.6M
|
|
Jul 19, 2024
Q2 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
674+ 1.12% |
$41.1K - $45.5K
|
61.1K
$4.27M
|