Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2024
Q2 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-39- 42.86% |
$2.38K - $2.63K
|
52
$4.12K
|
|
|
Aug 12, 2024
Q2 2024
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
99+ 0.19% |
$6.03K - $6.68K
|
52.6K
$4.16M
|
|
|
Aug 08, 2024
Q2 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
31New |
$1.89K - $2.09K
|
31
$2.45K
|
|
|
Aug 07, 2024
Q2 2024
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-7Closed |
$426 - $472
|
0
$0
|
|
|
Aug 02, 2024
Q2 2024
|
Belpointe Asset Management LLC
|
BUY
|
- |
970+ 31.83% |
$59.1K - $65.5K
|
4.02K
$318K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
2.05KNew |
$125K - $138K
|
2.05K
$162K
|
|
|
Jul 09, 2024
Q2 2024
|
Hilltop National Bank
Casper, WY |
BUY
|
- |
196New |
$11.9K - $13.2K
|
196
$15.5K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-8.13K- 31.63% |
$482K - $534K
|
17.6K
$1.39M
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.12K+ 32.65% |
$66.2K - $73.4K
|
4.54K
$360K
|
|
|
May 10, 2024
Q1 2024
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
49New |
$2.9K - $3.22K
|
49
$3.88K
|
|
|
May 09, 2024
Q1 2024
|
Clearwater Capital Advisors, LLC
|
SELL
|
- |
-97- 1.2% |
$5.75K - $6.37K
|
8K
$634K
|
|
|
Apr 30, 2024
Q1 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
8.41KNew |
$498K - $552K
|
8.41K
$666K
|
|
|
Apr 24, 2024
Q1 2024
|
Strid Group, LLC
|
SELL
|
- |
-967- 17.98% |
$57.3K - $63.5K
|
4.41K
$349K
|
|
| Q4 2023 | |||||||
|
Mar 01, 2024
Q4 2023
|
Transcendent Capital Group LLC
Edmond, OK |
BUY
|
- |
25New |
$1.29K - $1.6K
|
25
$1.98K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
3.3KNew |
$170K - $211K
|
3.3K
$261K
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
15KNew |
$772K - $959K
|
15K
$1.19M
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 22.2% |
$69.1K - $85.9K
|
4.7K
$372K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
271New |
$14K - $17.3K
|
271
$21.5K
|
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-39.4K- 97.38% |
$2.03M - $2.52M
|
1.06K
$83.9K
|
|
|
Jan 30, 2024
Q4 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-47- 1.12% |
$2.42K - $3.01K
|
4.16K
$329K
|
|
|
Jan 24, 2024
Q4 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
4.02KNew |
$207K - $257K
|
4.02K
$319K
|
|
|
Jan 23, 2024
Q4 2023
|
Farmers & Merchants Investments Inc
|
BUY
|
- |
76New |
$3.91K - $4.87K
|
76
$6.02K
|
|
|
Jan 17, 2024
Q4 2023
|
J Arnold Wealth Management CO
Youngstown, OH |
BUY
|
- |
10.7K+ 5.4% |
$551K - $685K
|
209K
$16.5M
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
4K+ 41.44% |
$221K - $255K
|
13.6K
$1.08M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
906+ 12.51% |
$50.2K - $57.9K
|
8.15K
$645K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
250New |
$13.8K - $16K
|
250
$19.8K
|
|
| Q2 2023 | |||||||
|
Feb 13, 2025
Q2 2023
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-500- 12.45% |
$27.5K - $30.3K
|
3.52K
$278K
|
|
|
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-125- 1.5% |
$6.87K - $7.57K
|
8.22K
$651K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
BUY
|
- |
211New |
$11.6K - $12.8K
|
211
$16.7K
|
|
| Q1 2023 | |||||||
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
349New |
$19.1K - $21.7K
|
349
$27.6K
|
|
|
May 05, 2023
Q1 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-35- 58.33% |
$1.91K - $2.17K
|
25
$1.98K
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-77- 4.76% |
$4.2K - $4.78K
|
1.54K
$122K
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
SELL
|
- |
-67.8K- 87.4% |
$3.7M - $4.21M
|
9.77K
$774K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-1.76K- 45.1% |
$96.2K - $109K
|
2.15K
$170K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
188New |
$10.3K - $11.7K
|
188
$14.9K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
16New |
$865 - $958
|
16
$1.27K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
4.36KNew |
$235K - $261K
|
4.36K
$345K
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.06KNew |
$166K - $183K
|
3.06K
$242K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
320New |
$17.3K - $19.2K
|
320
$25.3K
|
|
|
Jan 20, 2023
Q4 2022
|
Avestar Capital, LLC
|
BUY
|
- |
957+ 18.18% |
$51.7K - $57.3K
|
6.22K
$493K
|
|
| Q3 2022 | |||||||
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
768+ 159.67% |
$40.8K - $49.8K
|
1.25K
$98.9K
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
1.82K+ 2.95% |
$96.6K - $118K
|
63.4K
$5.02M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
312+ 4.03% |
$16.6K - $20.2K
|
8.05K
$637K
|
|
| Q2 2022 | |||||||
|
Jan 02, 2024
Q2 2022
|
Southland Equity Partners LLC
Wildwood, MO |
SELL
|
- |
-3.11KClosed |
$162K - $215K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-40.3KClosed |
$2.1M - $2.79M
|
0
$0
|
|
|
Aug 11, 2022
Q2 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
321+ 6.53% |
$16.7K - $22.2K
|
5.24K
$415K
|
|
|
Aug 09, 2022
Q2 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
15New |
$783 - $1.04K
|
15
$1.19K
|
|
|
Aug 08, 2022
Q2 2022
|
Wmg Financial Advisors, LLC
|
SELL
|
- |
-9.09KClosed |
$474K - $628K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-4.26KClosed |
$222K - $295K
|
0
$0
|
|
|
Aug 03, 2022
Q2 2022
|
Accel Wealth Management
|
SELL
|
- |
-6Closed |
$313 - $415
|
0
$0
|
|