Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 15, 2022
Q1 2022
|
G&S Capital LLC
|
SELL
|
- |
-15.8KClosed |
$983K - $1.18M
|
0
$0
|
|
|
Apr 15, 2022
Q1 2022
|
Tkg Advisors, LLC
|
SELL
|
- |
-7.49KClosed |
$467K - $563K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Aug 13, 2024
Q4 2021
|
Glen Eagle Advisors, LLC
Kingston, NJ |
SELL
|
- |
-215Closed |
$15.1K - $17.3K
|
0
$0
|
|
|
Jan 27, 2023
Q4 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-477- 3.93% |
$33.4K - $38.4K
|
11.7K
$981K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-143Closed |
$10K - $11.5K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-2.43KClosed |
$170K - $195K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-551Closed |
$38.6K - $44.3K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Harvest Investment Services, LLC
|
SELL
|
- |
-22.5KClosed |
$1.58M - $1.81M
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 16, 2021
Q3 2021
|
Advisor Resource Council
|
SELL
|
- |
-2.9KClosed |
$195K - $215K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-350Closed |
$23.6K - $26K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-190Closed |
$12.8K - $14.1K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-59Closed |
$3.97K - $4.38K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-50Closed |
$3.28K - $3.71K
|
0
$0
|
|
|
Aug 16, 2021
Q2 2021
|
Veritable, L.P.
Newtown Square, PA |
SELL
|
- |
-4.68KClosed |
$307K - $347K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-12Closed |
$788 - $890
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-44Closed |
$2.89K - $3.26K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-101Closed |
$6.63K - $7.49K
|
0
$0
|
|
|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-300Closed |
$19.7K - $22.2K
|
0
$0
|
|
|
Aug 02, 2021
Q2 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-28.8KClosed |
$1.89M - $2.13M
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.31KClosed |
$217K - $245K
|
0
$0
|
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-83Closed |
$5.45K - $6.15K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-6.86KClosed |
$450K - $509K
|
0
$0
|
|
|
Jul 16, 2021
Q2 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-29.6KClosed |
$1.94M - $2.19M
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 14, 2021
Q1 2021
|
Horan Securities, Inc.
|
BUY
|
- |
80New |
$4.89K - $6.07K
|
80
$6.73K
|
|
|
Apr 30, 2021
Q1 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-9.23KClosed |
$564K - $701K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-330Closed |
$13.7K - $16.2K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-100Closed |
$4.16K - $4.92K
|
0
$0
|
|
|
Oct 26, 2020
Q3 2020
|
Savior LLC
|
SELL
|
- |
-110KClosed |
$4.59M - $5.43M
|
0
$0
|
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-10.3KClosed |
$429K - $507K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-294- 12.14% |
$8.73K - $12.9K
|
2.13K
$179K
|
|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
200New |
$5.94K - $8.77K
|
200
$16.8K
|
|
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$360K - $532K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-70KClosed |
$1.93M - $3.4M
|
0
$0
|
|
|
May 18, 2020
Q1 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-10.3KClosed |
$285K - $502K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-4.96KClosed |
$137K - $241K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-58.8KClosed |
$1.62M - $2.86M
|
0
$0
|
|
|
May 05, 2020
Q1 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-46.4KClosed |
$1.28M - $2.26M
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Qp Wealth Management, LLC
|
SELL
|
- |
-5.27KClosed |
$145K - $256K
|
0
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.94KClosed |
$53.6K - $94.5K
|
0
$0
|
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-380Closed |
$10.5K - $18.5K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-1.49K- 93.13% |
$41.2K - $72.6K
|
110
$9.25K
|
|
| Q4 2019 | |||||||
|
Jan 31, 2020
Q4 2019
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
93New |
$3.96K - $4.36K
|
93
$7.82K
|
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
44.1KNew |
$1.88M - $2.06M
|
44.1K
$3.7M
|
|
|
Jan 28, 2020
Q4 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-6.9KClosed |
$294K - $323K
|
0
$0
|
|
|
Jan 24, 2020
Q4 2019
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-50.8KClosed |
$2.17M - $2.38M
|
0
$0
|
|
|
Jan 16, 2020
Q4 2019
|
Hbw Advisory Services LLC
|
SELL
|
- |
-10.3KClosed |
$437K - $480K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.64KClosed |
$247K - $266K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-195Closed |
$8.53K - $9.19K
|
0
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400Closed |
$17.5K - $18.8K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.3KClosed |
$56.9K - $61.2K
|
0
$0
|
|