Latest Institutional Transactions on First Trust Small Cap Growth A (FYC)
This table provides information on the latest institutional transactions involving First Trust Small Cap Growth A (FYC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 05, 2021
Q2 2021
|
Atlas Private Wealth Management
|
SELL
|
- |
-300Closed |
$19.7K - $22.2K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-101Closed |
$6.63K - $7.49K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-28.8KClosed |
$1.89M - $2.13M
|
0
$0
|
|
Jul 29, 2021
Q2 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.31KClosed |
$217K - $245K
|
0
$0
|
|
Jul 27, 2021
Q2 2021
|
Creative Financial Designs Inc
|
SELL
|
- |
-83Closed |
$5.45K - $6.15K
|
0
$0
|
|
Jul 26, 2021
Q2 2021
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-6.86KClosed |
$450K - $509K
|
0
$0
|
|
Jul 16, 2021
Q2 2021
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-29.6KClosed |
$1.94M - $2.19M
|
0
$0
|
|
Q1 2021 | |||||||
May 14, 2021
Q1 2021
|
Horan Securities, Inc.
|
BUY
|
- |
80New |
$4.89K - $6.07K
|
80
$5.72K
|
|
Apr 30, 2021
Q1 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-9.23KClosed |
$564K - $701K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-330Closed |
$13.7K - $16.2K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-100Closed |
$4.16K - $4.92K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.07KNew |
$85.9K - $102K
|
2.07K
$148K
|
|
Oct 26, 2020
Q3 2020
|
Savior LLC
|
SELL
|
- |
-110KClosed |
$4.59M - $5.43M
|
0
$0
|
|
Oct 23, 2020
Q3 2020
|
Cypress Wealth Services, LLC
|
SELL
|
- |
-10.3KClosed |
$429K - $507K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-294- 12.14% |
$8.73K - $12.9K
|
2.13K
$152K
|
|
Dec 01, 2022
Q2 2020
|
Mufg Americas Holdings Corp
|
BUY
|
- |
200New |
$5.94K - $8.77K
|
200
$14.3K
|
|
Aug 14, 2020
Q2 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.1KClosed |
$360K - $532K
|
0
$0
|
|
Q1 2020 | |||||||
Jan 08, 2024
Q1 2020
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-70KClosed |
$1.93M - $3.4M
|
0
$0
|
|
May 18, 2020
Q1 2020
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-10.3KClosed |
$285K - $502K
|
0
$0
|
|
May 14, 2020
Q1 2020
|
Independent Advisor Alliance
|
SELL
|
- |
-4.96KClosed |
$137K - $241K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Credit Suisse Ag
Zurich, V8 |
SELL
|
- |
-58.8KClosed |
$1.62M - $2.86M
|
0
$0
|
|
May 05, 2020
Q1 2020
|
D.A. Davidson & Co.
|
SELL
|
- |
-46.4KClosed |
$1.28M - $2.26M
|
0
$0
|
|
Apr 29, 2020
Q1 2020
|
Qp Wealth Management, LLC
|
SELL
|
- |
-5.27KClosed |
$145K - $256K
|
0
$0
|
|
Apr 28, 2020
Q1 2020
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.94KClosed |
$53.6K - $94.5K
|
0
$0
|
|
Apr 23, 2020
Q1 2020
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-380Closed |
$10.5K - $18.5K
|
0
$0
|
|
Apr 21, 2020
Q1 2020
|
Optimum Investment Advisors
|
SELL
|
- |
-1.49K- 93.13% |
$41.2K - $72.6K
|
110
$7.86K
|
|
Q4 2019 | |||||||
Jan 31, 2020
Q4 2019
|
Laurel Wealth Advisors LLC
Charlotte, NC |
BUY
|
- |
93New |
$3.96K - $4.36K
|
93
$6.65K
|
|
Jan 28, 2020
Q4 2019
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
44.1KNew |
$1.88M - $2.06M
|
44.1K
$3.15M
|
|
Jan 28, 2020
Q4 2019
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-6.9KClosed |
$294K - $323K
|
0
$0
|
|
Jan 24, 2020
Q4 2019
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-50.8KClosed |
$2.17M - $2.38M
|
0
$0
|
|
Jan 16, 2020
Q4 2019
|
Hbw Advisory Services LLC
|
SELL
|
- |
-10.3KClosed |
$437K - $480K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 14, 2019
Q3 2019
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.64KClosed |
$247K - $266K
|
0
$0
|
|
Nov 13, 2019
Q3 2019
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-195Closed |
$8.53K - $9.19K
|
0
$0
|
|
Oct 22, 2019
Q3 2019
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-400Closed |
$17.5K - $18.8K
|
0
$0
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.3KClosed |
$56.9K - $61.2K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 07, 2019
Q2 2019
|
Legacy Financial Advisors, Inc.
|
SELL
|
- |
-850Closed |
$37K - $40.4K
|
0
$0
|
|
Jul 23, 2019
Q2 2019
|
Northwest Wealth Management, LLC
|
SELL
|
- |
-465Closed |
$20.2K - $22.1K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-235Closed |
$10.2K - $11.2K
|
0
$0
|
|
Q1 2019 | |||||||
May 06, 2019
Q1 2019
|
Riggs Asset Managment Co. Inc.
|
SELL
|
- |
-1.45KClosed |
$56.8K - $68.3K
|
0
$0
|
|
May 03, 2019
Q1 2019
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-40.6KClosed |
$1.58M - $1.91M
|
0
$0
|
|
Q4 2018 | |||||||
Jan 28, 2019
Q4 2018
|
Merriman Wealth Management, LLC
|
SELL
|
- |
-30.7KClosed |
$1.15M - $1.58M
|
0
$0
|
|
Jan 18, 2019
Q4 2018
|
Lvz, Inc.
|
SELL
|
- |
-8.72KClosed |
$325K - $449K
|
0
$0
|
|
Q3 2018 | |||||||
Nov 15, 2018
Q3 2018
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-239Closed |
$11.5K - $12.7K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-2.43KClosed |
$117K - $129K
|
0
$0
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
48.6KNew |
$2.34M - $2.58M
|
48.6K
$3.48M
|
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-22.7KClosed |
$1.09M - $1.2M
|
0
$0
|
|
Nov 13, 2018
Q3 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-256Closed |
$12.3K - $13.6K
|
0
$0
|
|
Oct 16, 2018
Q3 2018
|
Global Trust Asset Management, LLC
|
SELL
|
- |
-1.8KClosed |
$86.8K - $95.6K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 20, 2018
Q2 2018
|
City Holding CO
|
BUY
|
- |
211New |
$8.93K - $10.7K
|
211
$15.1K
|
|
Q1 2018 | |||||||
May 08, 2018
Q1 2018
|
Advisor Net Financial, Inc
|
SELL
|
- |
-1.08KClosed |
$44K - $48.6K
|
0
$0
|