Gladstone Institutional Advisory LLC First Trust Small Cap Growth A Transaction History

Gladstone Institutional Advisory LLC

$1.81 Billion
Q1 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 04, 2022	SELL	$62.37 - $75.14 $727,670 - $876,658	-11,667 Closed	0 $0
Q4 2021 Jan 27, 2023	SELL	$70.02 - $80.47 $33,399 - $38,384	-477 Reduced 3.93%	11,667 $870,000
Q4 2021 Feb 11, 2022	SELL	$70.02 - $80.47 $33,399 - $38,384	-477 Reduced 3.93%	11,667 $870,000
Q3 2021 Jan 27, 2023	SELL	$67.32 - $74.23 $15,079 - $16,627	-224 Reduced 1.81%	12,144 $869,000
Q3 2021 Nov 15, 2021	SELL	$67.32 - $74.23 $15,079 - $16,627	-224 Reduced 1.81%	12,144 $869,000

Q2 2021 Jan 27, 2023	BUY	$65.65 - $74.13 $811,959 - $916,839	12,368 New	12,368 $906,000
Q2 2021 Aug 13, 2021	BUY	$65.65 - $74.13 $811,959 - $916,839	12,368 New	12,368 $906,000
Q2 2020 Aug 17, 2020	SELL	$29.71 - $43.85 $192,134 - $283,577	-6,467 Closed	0 $0
Q1 2020 May 14, 2020	SELL	$27.59 - $48.63 $812,497 - $1.43 Million	-29,449 Reduced 81.99%	6,467 $211,000
Q4 2019 Feb 12, 2020	SELL	$42.61 - $46.83 $961,452 - $1.06 Million	-22,564 Reduced 38.58%	35,916 $1.68 Million
Q3 2019 Nov 13, 2019	BUY	$43.76 - $47.11 $341,328 - $367,458	7,800 Added 15.39%	58,480 $2.57 Million
Q2 2019 Aug 14, 2019	BUY	$43.48 - $47.54 $1.53 Million - $1.67 Million	35,085 Added 224.98%	50,680 $2.36 Million
Q1 2019 May 10, 2019	BUY	$39.07 - $47.0 $37,780 - $45,449	967 Added 6.61%	15,595 $720,000
Q4 2018 Feb 13, 2019	BUY	$37.33 - $51.51 $546,063 - $753,488	14,628 New	14,628 $587,000

Others Institutions Holding FYC

# of Institutions

80

Shares Held

2.74M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

464K
Shares

$33.1 Million
0.02% of portfolio
First Trust Advisors LP Wheaton, IL

311K
Shares

$22.2 Million
0.02% of portfolio
J Arnold Wealth Management CO Youngstown, OH

209K
Shares

$14.9 Million
4.52% of portfolio
Royal Bank Of Canada Toronto, A6

177K
Shares

$12.7 Million
0.0% of portfolio
Morgan Stanley New York, NY

159K
Shares

$11.3 Million
0.0% of portfolio

About FIRST TRUST SMALL CAP GROWTH A

Ticker FYC
Sector ETFs
Industry ETFs

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Gladstone Institutional Advisory LLC, based on Form 13F filings with the SEC.

News

Stay updated on Gladstone Institutional Advisory LLC with notifications on news.