Gladstone Institutional Advisory LLC First Trust Small Cap Growth A Transaction History

Gladstone Institutional Advisory LLC

$2 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 04, 2022	SELL	$62.37 - $75.14 $727,670 - $876,658	-11,667 Closed	0 $0
Q4 2021 Jan 27, 2023	SELL	$70.02 - $80.47 $33,399 - $38,384	-477 Reduced 3.93%	11,667 $870,000
Q4 2021 Feb 11, 2022	SELL	$70.02 - $80.47 $33,399 - $38,384	-477 Reduced 3.93%	11,667 $870,000
Q3 2021 Jan 27, 2023	SELL	$67.32 - $74.23 $15,079 - $16,627	-224 Reduced 1.81%	12,144 $869,000
Q3 2021 Nov 15, 2021	SELL	$67.32 - $74.23 $15,079 - $16,627	-224 Reduced 1.81%	12,144 $869,000
Q2 2021 Jan 27, 2023	BUY	$65.65 - $74.13 $811,959 - $916,839	12,368 New	12,368 $906,000
Q2 2021 Aug 13, 2021	BUY	$65.65 - $74.13 $811,959 - $916,839	12,368 New	12,368 $906,000
Q2 2020 Aug 17, 2020	SELL	$29.71 - $43.85 $192,134 - $283,577	-6,467 Closed	0 $0
Q1 2020 May 14, 2020	SELL	$27.59 - $48.63 $812,497 - $1.43 Million	-29,449 Reduced 81.99%	6,467 $211,000
Q4 2019 Feb 12, 2020	SELL	$42.61 - $46.83 $961,452 - $1.06 Million	-22,564 Reduced 38.58%	35,916 $1.68 Million
Q3 2019 Nov 13, 2019	BUY	$43.76 - $47.11 $341,328 - $367,458	7,800 Added 15.39%	58,480 $2.57 Million
Q2 2019 Aug 14, 2019	BUY	$43.48 - $47.54 $1.53 Million - $1.67 Million	35,085 Added 224.98%	50,680 $2.36 Million
Q1 2019 May 10, 2019	BUY	$39.07 - $47.0 $37,780 - $45,449	967 Added 6.61%	15,595 $720,000
Q4 2018 Feb 13, 2019	BUY	$37.33 - $51.51 $546,063 - $753,488	14,628 New	14,628 $587,000

Others Institutions Holding FYC

# of Institutions

92

Shares Held

3.27M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

536K
Shares

$45.1 Million
0.02% of portfolio
Wells Fargo & Company San Francisco, CA

256K
Shares

$21.5 Million
0.0% of portfolio
First Trust Advisors LP Wheaton, IL

252K
Shares

$21.2 Million
0.02% of portfolio
J Arnold Wealth Management CO Youngstown, OH

209K
Shares

$17.6 Million
4.52% of portfolio
Morgan Stanley New York, NY

193K
Shares

$16.2 Million
0.0% of portfolio

About FIRST TRUST SMALL CAP GROWTH A

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