Sigma Planning Corp First Trust Small Cap Growth A Transaction History

Sigma Planning Corp

$3.11 Billion
Q1 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 11, 2022	BUY	$52.17 - $69.13 $16,746 - $22,190	321 Added 6.53%	5,235 $284,000
Q1 2022 Apr 20, 2022	SELL	$62.37 - $75.14 $667,733 - $804,448	-10,706 Reduced 68.54%	4,914 $336,000
Q4 2021 Feb 02, 2022	SELL	$70.02 - $80.47 $464,932 - $534,320	-6,640 Reduced 29.83%	15,620 $1.17 Million
Q3 2021 Oct 28, 2021	SELL	$67.32 - $74.23 $1.29 Million - $1.42 Million	-19,132 Reduced 46.22%	22,260 $1.59 Million
Q2 2021 Aug 13, 2021	BUY	$65.65 - $74.13 $486,006 - $548,784	7,403 Added 21.78%	41,392 $3.03 Million

Q1 2021 May 06, 2021	BUY	$61.1 - $75.91 $1.87 Million - $2.33 Million	30,687 Added 929.35%	33,989 $2.37 Million
Q4 2020 Feb 09, 2021	BUY	$47.12 - $63.8 $155,590 - $210,667	3,302 New	3,302 $204,000
Q3 2020 Nov 03, 2020	SELL	$41.62 - $49.2 $691,932 - $817,950	-16,625 Closed	0 $0
Q2 2020 Jul 31, 2020	SELL	$29.71 - $43.85 $15,597 - $23,021	-525 Reduced 3.06%	16,625 $705,000
Q1 2020 May 01, 2020	SELL	$27.59 - $48.63 $141,040 - $248,596	-5,112 Reduced 22.96%	17,150 $559,000
Q4 2019 Feb 03, 2020	SELL	$42.61 - $46.83 $1.07 Million - $1.18 Million	-25,167 Reduced 53.06%	22,262 $1.04 Million
Q3 2019 Nov 01, 2019	BUY	$43.76 - $47.11 $61,657 - $66,377	1,409 Added 3.06%	47,429 $2.08 Million
Q2 2019 Aug 01, 2019	BUY	$43.48 - $47.54 $2 Million - $2.19 Million	46,020 New	46,020 $2.14 Million
Q1 2019 May 01, 2019	SELL	$39.07 - $47.0 $663,877 - $798,624	-16,992 Closed	0 $0
Q4 2018 Jan 31, 2019	SELL	$37.33 - $51.51 $220,247 - $303,909	-5,900 Reduced 25.77%	16,992 $682,000
Q3 2018 Nov 07, 2018	BUY	$48.2 - $53.13 $1.1 Million - $1.22 Million	22,892 New	22,892 $1.2 Million

Others Institutions Holding FYC

# of Institutions

80

Shares Held

2.74M

Call Options Held

0

Put Options Held

0

Lpl Financial LLC Fort Mill, SC

464K
Shares

$33.1 Million
0.02% of portfolio
First Trust Advisors LP Wheaton, IL

311K
Shares

$22.2 Million
0.02% of portfolio
J Arnold Wealth Management CO Youngstown, OH

209K
Shares

$14.9 Million
4.52% of portfolio
Royal Bank Of Canada Toronto, A6

177K
Shares

$12.7 Million
0.0% of portfolio
Morgan Stanley New York, NY

159K
Shares

$11.3 Million
0.0% of portfolio

About FIRST TRUST SMALL CAP GROWTH A

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