Purchases and Sales Made in Q2 2023 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
47.7K+ 12.11% |
$2.62M - $2.89M
|
442K
$37.1M
|
|
|
Aug 23, 2023
Q2 2023
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
25.8KNew |
$1.42M - $1.56M
|
25.8K
$2.17M
|
|
|
Jul 20, 2023
Q2 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
16.2KNew |
$888K - $979K
|
16.2K
$1.36M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.7K+ 12.5% |
$808K - $890K
|
132K
$11.1M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
14.3K+ 278.44% |
$784K - $864K
|
19.4K
$1.63M
|
|
|
Mar 13, 2024
Q2 2023
|
Moneco Advisors, LLC
Fairfield, CT |
BUY
|
- |
10.5K+ 28.57% |
$576K - $634K
|
47.1K
$3.96M
|
|
|
Aug 10, 2023
Q2 2023
|
Iag Wealth Partners, LLC
|
BUY
|
- |
9.73K+ 30.54% |
$535K - $589K
|
41.6K
$3.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.51K+ 5.42% |
$303K - $334K
|
107K
$9.01M
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
5.48K+ 5.64% |
$301K - $332K
|
103K
$8.62M
|
|
|
Aug 08, 2023
Q2 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
922+ 17.43% |
$50.7K - $55.8K
|
6.21K
$522K
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
591+ 6.95% |
$32.5K - $35.8K
|
9.1K
$765K
|
|
|
Jul 25, 2023
Q2 2023
|
Strid Group, LLC
|
BUY
|
- |
473+ 8.11% |
$26K - $28.6K
|
6.31K
$530K
|
|
|
Aug 10, 2023
Q2 2023
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
403+ 0.93% |
$22.1K - $24.4K
|
43.8K
$3.68M
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
338+ 3.98% |
$18.6K - $20.5K
|
8.83K
$742K
|
|
|
Jul 11, 2023
Q2 2023
|
Gradient Investments LLC
|
BUY
|
- |
211New |
$11.6K - $12.8K
|
211
$17.7K
|
|
|
Jul 21, 2023
Q2 2023
|
Psi Advisors, LLC
|
BUY
|
- |
175New |
$9.62K - $10.6K
|
175
$14.7K
|
|
|
Jul 12, 2023
Q2 2023
|
Independent Wealth Network Inc.
|
BUY
|
- |
148+ 2.26% |
$8.13K - $8.96K
|
6.69K
$562K
|
|
|
Jul 13, 2023
Q2 2023
|
Hfg Advisors, Inc.
|
BUY
|
- |
85+ 0.48% |
$4.67K - $5.15K
|
17.9K
$1.5M
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
BUY
|
- |
29+ 0.16% |
$1.59K - $1.76K
|
18.7K
$1.57M
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
21+ 0.62% |
$1.15K - $1.27K
|
3.41K
$287K
|
|
|
Jul 26, 2023
Q2 2023
|
Arkadios Wealth Advisors
|
BUY
|
- |
4+ 0.11% |
$220 - $242
|
3.51K
$295K
|
|
|
Jul 14, 2023
Q2 2023
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
1+ 0.03% |
$55 - $60.6
|
3.72K
$313K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2023
Q2 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-4- 4.0% |
$220 - $242
|
96
$8.07K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9- 4.05% |
$495 - $545
|
213
$17.9K
|
|
|
Aug 09, 2023
Q2 2023
|
Spire Wealth Management
|
SELL
|
- |
-27- 17.53% |
$1.48K - $1.64K
|
127
$10.7K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-30- 3.69% |
$1.65K - $1.82K
|
782
$65.7K
|
|
|
Jul 20, 2023
Q2 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-30- 2.83% |
$1.65K - $1.82K
|
1.03K
$86.6K
|
|
|
Aug 07, 2023
Q2 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-98- 2.22% |
$5.39K - $5.93K
|
4.31K
$362K
|
|
|
Aug 03, 2023
Q2 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-125- 1.5% |
$6.87K - $7.57K
|
8.22K
$691K
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-148- 0.38% |
$8.13K - $8.96K
|
38.9K
$3.27M
|
|
|
Aug 15, 2023
Q2 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-150- 0.41% |
$8.24K - $9.08K
|
36.7K
$3.08M
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-254- 8.44% |
$14K - $15.4K
|
2.76K
$232K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-265- 2.32% |
$14.6K - $16K
|
11.1K
$937K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.16K- 6.18% |
$64K - $70.5K
|
17.7K
$1.48M
|
|
|
Aug 02, 2023
Q2 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-1.31K- 2.71% |
$72.1K - $79.5K
|
47.1K
$3.96M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.34K- 0.96% |
$73.4K - $80.8K
|
138K
$11.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.65K- 6.12% |
$90.6K - $99.9K
|
25.3K
$2.13M
|
|
|
Jul 24, 2023
Q2 2023
|
Moneywise, Inc.
|
SELL
|
- |
-1.97K- 3.36% |
$108K - $119K
|
56.8K
$4.77M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.1K- 24.11% |
$116K - $127K
|
6.62K
$556K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.27K- 19.48% |
$125K - $138K
|
9.4K
$790K
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.36K- 24.59% |
$130K - $143K
|
7.24K
$609K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.73K- 14.39% |
$150K - $165K
|
16.2K
$1.37M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.35K- 18.76% |
$184K - $203K
|
14.5K
$1.22M
|
|
|
Aug 11, 2023
Q2 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-3.69K- 5.7% |
$203K - $224K
|
61.1K
$5.13M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.19K- 6.75% |
$230K - $254K
|
58K
$4.87M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.3K- 10.04% |
$236K - $260K
|
38.5K
$3.24M
|
|
|
Aug 09, 2023
Q2 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-4.36K- 31.14% |
$240K - $264K
|
9.65K
$811K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.45K- 30.19% |
$299K - $330K
|
12.6K
$1.06M
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-6.53K- 11.28% |
$359K - $396K
|
51.4K
$4.32M
|