Purchases and Sales Made in Q3 2025 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q3 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
195K+ 151.13% |
$15.2M - $18M
|
324K
$29.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
156K+ 23.27% |
$12.2M - $14.4M
|
828K
$75.6M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
84.8K+ 137.93% |
$6.62M - $7.83M
|
146K
$13.4M
|
|
|
Oct 09, 2025
Q3 2025
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
BUY
|
- |
63.6KNew |
$4.96M - $5.86M
|
63.6K
$5.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
58.9K+ 850.12% |
$4.59M - $5.43M
|
65.9K
$6.01M
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
47.7KNew |
$3.72M - $4.4M
|
47.7K
$4.36M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
47.5KNew |
$3.71M - $4.38M
|
47.5K
$4.34M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
34.9K+ 89.22% |
$2.72M - $3.22M
|
73.9K
$6.75M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
33.1K+ 17.29% |
$2.58M - $3.05M
|
224K
$20.5M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
18.9K+ 50.38% |
$1.47M - $1.74M
|
56.3K
$5.14M
|
|
|
Nov 14, 2025
Q3 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
14.3K+ 279.8% |
$1.11M - $1.32M
|
19.4K
$1.77M
|
|
|
Oct 29, 2025
Q3 2025
|
Custom Index Systems, LLC
New York, NY |
BUY
|
- |
12.7K+ 354.0% |
$994K - $1.18M
|
16.3K
$1.49M
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12K+ 9.08% |
$933K - $1.1M
|
144K
$13.1M
|
|
|
Oct 30, 2025
Q3 2025
|
New Wave Wealth Advisors LLC
Springdale, AR |
BUY
|
- |
11.6K+ 12.2% |
$908K - $1.07M
|
107K
$9.78M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
10.6K+ 56.38% |
$827K - $978K
|
29.4K
$2.68M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
10.5K+ 28.78% |
$822K - $972K
|
47.1K
$4.3M
|
|
|
Nov 10, 2025
Q3 2025
|
Empirical Asset Management, LLC
|
BUY
|
- |
10.1KNew |
$791K - $936K
|
10.1K
$926K
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
8.95K+ 16.44% |
$698K - $826K
|
63.4K
$5.79M
|
|
|
Nov 10, 2025
Q3 2025
|
Ferguson Shapiro LLC
|
BUY
|
- |
8.61KNew |
$671K - $794K
|
8.61K
$786K
|
|
|
Nov 10, 2025
Q3 2025
|
Us Bancorp \De\
|
BUY
|
- |
7.06K+ 34.51% |
$551K - $651K
|
27.5K
$2.51M
|
|
|
Oct 29, 2025
Q3 2025
|
Vista Investment Partners Ii, LLC
Richmond, IN |
BUY
|
- |
6.49K+ 58.35% |
$506K - $598K
|
17.6K
$1.61M
|
|
|
Oct 09, 2025
Q3 2025
|
Eclectic Associates Inc
|
BUY
|
- |
6.32K+ 4.39% |
$492K - $582K
|
150K
$13.7M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.84K+ 21.56% |
$455K - $539K
|
32.9K
$3.01M
|
|
|
Nov 04, 2025
Q3 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
5.67K+ 52.98% |
$442K - $523K
|
16.4K
$1.5M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
4.67K+ 90.19% |
$364K - $431K
|
9.85K
$899K
|
|
|
Oct 06, 2025
Q3 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
4.35KNew |
$339K - $401K
|
4.35K
$397K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.01KNew |
$313K - $370K
|
4.01K
$366K
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
3.79KNew |
$295K - $349K
|
3.79K
$346K
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
3.37KNew |
$263K - $311K
|
3.37K
$308K
|
|
|
Nov 12, 2025
Q3 2025
|
Richmond Investment Services, LLC
Mequon, WI |
BUY
|
- |
3.29K+ 2.42% |
$257K - $304K
|
140K
$12.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
BUY
|
- |
3.04KNew |
$237K - $280K
|
3.04K
$277K
|
|
|
Oct 27, 2025
Q3 2025
|
Wealth Effects LLC
|
BUY
|
- |
2.86KNew |
$223K - $263K
|
2.86K
$261K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.78K+ 37.62% |
$216K - $256K
|
10.2K
$927K
|
|
|
Oct 27, 2025
Q3 2025
|
Stephens Inc
|
BUY
|
- |
2.58KNew |
$201K - $238K
|
2.58K
$235K
|
|
|
Nov 07, 2025
Q3 2025
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
2.5K+ 3.52% |
$195K - $231K
|
73.6K
$6.72M
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.5KNew |
$195K - $230K
|
2.5K
$228K
|
|
|
Nov 04, 2025
Q3 2025
|
Keybank National Association
|
BUY
|
- |
2.5KNew |
$195K - $230K
|
2.5K
$228K
|
|
|
Nov 06, 2025
Q3 2025
|
Warner Group LLC
Madison, CT |
BUY
|
- |
2.48KNew |
$193K - $229K
|
2.48K
$226K
|
|
|
Oct 20, 2025
Q3 2025
|
Xml Financial, LLC
|
BUY
|
- |
2.4KNew |
$187K - $221K
|
2.4K
$219K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
2.39K+ 15.2% |
$186K - $220K
|
18.1K
$1.65M
|
|
|
Oct 29, 2025
Q3 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
2.3KNew |
$179K - $212K
|
2.3K
$210K
|
|
|
Nov 13, 2025
Q3 2025
|
Pacific Sun Financial Corp
|
BUY
|
- |
2.22KNew |
$173K - $205K
|
2.22K
$203K
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
2.08KNew |
$162K - $192K
|
2.08K
$190K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.65K+ 65.05% |
$128K - $152K
|
4.18K
$382K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.36K+ 8.26% |
$106K - $126K
|
17.9K
$1.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
1.12K+ 1.93% |
$87.3K - $103K
|
59.1K
$5.4M
|
|
|
Oct 15, 2025
Q3 2025
|
Independent Wealth Network Inc.
|
BUY
|
- |
1.11K+ 13.62% |
$86.7K - $103K
|
9.28K
$847K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
1.1KNew |
$85.6K - $101K
|
1.1K
$100K
|
|
|
Nov 04, 2025
Q3 2025
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
1KNew |
$78K - $92.2K
|
1K
$91.3K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
977+ 7.54% |
$76.2K - $90.1K
|
13.9K
$1.27M
|