Purchases and Sales Made in Q4 2022 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
90K+ 181.63% |
$4.87M - $5.39M
|
140K
$11.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
52.9K+ 16.1% |
$2.86M - $3.17M
|
381K
$32.3M
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
21K+ 87.19% |
$1.13M - $1.26M
|
45K
$3.81M
|
|
|
Feb 08, 2023
Q4 2022
|
Iag Wealth Partners, LLC
|
BUY
|
- |
18.8K+ 2763.82% |
$1.02M - $1.13M
|
19.5K
$1.65M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.1K+ 15.09% |
$980K - $1.09M
|
138K
$11.7M
|
|
|
Feb 13, 2023
Q4 2022
|
Us Bancorp \De\
|
BUY
|
- |
17.9KNew |
$970K - $1.07M
|
17.9K
$1.52M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
13.5K+ 23.99% |
$728K - $806K
|
69.6K
$5.89M
|
|
|
May 14, 2024
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.7KNew |
$633K - $701K
|
11.7K
$990K
|
|
|
Feb 13, 2023
Q4 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
11.7KNew |
$633K - $701K
|
11.7K
$990K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.1K+ 29.42% |
$546K - $604K
|
44.4K
$3.76M
|
|
|
Feb 14, 2023
Q4 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
7.94K+ 28.72% |
$429K - $475K
|
35.6K
$3.01M
|
|
|
Feb 07, 2023
Q4 2022
|
Bedel Financial Consulting, Inc.
|
BUY
|
- |
7.18K+ 22.34% |
$388K - $430K
|
39.3K
$3.33M
|
|
|
Feb 14, 2023
Q4 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
7.17K+ 141.85% |
$388K - $429K
|
12.2K
$1.03M
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
5.9K+ 614.48% |
$319K - $353K
|
6.86K
$581K
|
|
|
Jan 11, 2023
Q4 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
5.3KNew |
$287K - $317K
|
5.3K
$449K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
4.36KNew |
$235K - $261K
|
4.36K
$369K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
4.29K+ 56.86% |
$232K - $257K
|
11.8K
$1M
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
3.91KNew |
$211K - $234K
|
3.91K
$331K
|
|
|
Feb 13, 2023
Q4 2022
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.06KNew |
$166K - $183K
|
3.06K
$259K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
2.87K+ 10.51% |
$155K - $172K
|
30.1K
$2.55M
|
|
|
Feb 14, 2023
Q4 2022
|
Willner & Heller, LLC
|
BUY
|
- |
2.6K+ 51.68% |
$141K - $156K
|
7.64K
$646K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
2.5K+ 43.74% |
$135K - $150K
|
8.22K
$695K
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.54K+ 4.31% |
$83.4K - $92.4K
|
37.3K
$3.16M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.41K+ 8.27% |
$76.5K - $84.7K
|
18.5K
$1.57M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.25KNew |
$67.6K - $74.9K
|
1.25K
$106K
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.17KNew |
$63K - $69.8K
|
1.17K
$98.6K
|
|
|
Jan 20, 2023
Q4 2022
|
Avestar Capital, LLC
|
BUY
|
- |
957+ 18.18% |
$51.7K - $57.3K
|
6.22K
$526K
|
|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
551+ 124.94% |
$29.8K - $33K
|
992
$84K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
505+ 4.31% |
$27.3K - $30.2K
|
12.2K
$1.03M
|
|
|
Jan 17, 2023
Q4 2022
|
Hfg Advisors, Inc.
|
BUY
|
- |
327+ 1.93% |
$17.7K - $19.6K
|
17.3K
$1.46M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
320New |
$17.3K - $19.2K
|
320
$27.1K
|
|
|
Jan 25, 2023
Q4 2022
|
Independent Wealth Network Inc.
|
BUY
|
- |
24+ 0.38% |
$1.3K - $1.44K
|
6.4K
$541K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
16New |
$865 - $958
|
16
$1.35K
|
|
|
Jan 30, 2023
Q4 2022
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
7New |
$378 - $419
|
7
$592
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-31- 0.6% |
$1.68K - $1.86K
|
5.18K
$438K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-150- 2.69% |
$8.11K - $8.98K
|
5.42K
$459K
|
|
|
Jan 27, 2023
Q4 2022
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-227- 0.46% |
$12.3K - $13.6K
|
49K
$4.14M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-321- 0.49% |
$17.4K - $19.2K
|
65.7K
$5.56M
|
|
|
Feb 08, 2023
Q4 2022
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-367- 85.95% |
$19.8K - $22K
|
60
$5.08K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-397- 0.24% |
$21.5K - $23.8K
|
166K
$14.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-494- 12.75% |
$26.7K - $29.6K
|
3.38K
$286K
|
|
|
Feb 13, 2023
Q4 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-581- 6.6% |
$31.4K - $34.8K
|
8.22K
$696K
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-592- 11.59% |
$32K - $35.5K
|
4.52K
$382K
|
|
|
Jan 20, 2023
Q4 2022
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-746- 14.77% |
$40.3K - $44.7K
|
4.3K
$364K
|
|
|
Feb 07, 2023
Q4 2022
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-855- 4.24% |
$46.2K - $51.2K
|
19.3K
$1.63M
|
|
|
Jan 20, 2023
Q4 2022
|
Intrua Financial, LLC
Houston, TX |
SELL
|
- |
-1.07K- 16.82% |
$57.7K - $64K
|
5.28K
$447K
|
|
|
Feb 09, 2023
Q4 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-1.21K- 42.71% |
$65.2K - $72.2K
|
1.62K
$137K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-1.29K- 1.84% |
$69.5K - $77K
|
68.4K
$5.79M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.44K- 6.01% |
$77.7K - $86.1K
|
22.5K
$1.9M
|