Purchases and Sales Made in Q4 2023 in First Trust Small Cap Growth A (FYC)
This table provides information about the institutional ownership of First Trust Small Cap Growth A (FYC) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SMALL CAP GROWTH A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 31, 2024
Q4 2023
|
Strid Group, LLC
|
SELL
|
- |
-928- 14.72% |
$47.8K - $59.4K
|
5.38K
$447K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-1.34K- 22.2% |
$69.1K - $85.9K
|
4.7K
$391K
|
|
|
Jan 12, 2024
Q4 2023
|
Independent Wealth Network Inc.
|
SELL
|
- |
-1.4K- 20.4% |
$72.3K - $89.8K
|
5.47K
$455K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.74K- 3.17% |
$89.5K - $111K
|
53.1K
$4.42M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.96K- 1.5% |
$101K - $126K
|
129K
$10.7M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.97K- 1.17% |
$101K - $126K
|
166K
$13.8M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-2.44K- 22.0% |
$126K - $156K
|
8.65K
$720K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.92K- 20.99% |
$202K - $251K
|
14.7K
$1.23M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-4.6K- 12.61% |
$237K - $294K
|
31.9K
$2.65M
|
|
|
Jan 29, 2024
Q4 2023
|
Moneywise, Inc.
|
SELL
|
- |
-4.83K- 8.66% |
$249K - $309K
|
51K
$4.24M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-7.33K- 12.62% |
$378K - $469K
|
50.8K
$4.22M
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-7.49K- 16.96% |
$386K - $480K
|
36.7K
$3.05M
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-7.49K- 16.96% |
$386K - $480K
|
36.7K
$3.05M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-14.2K- 30.64% |
$731K - $909K
|
32.1K
$2.67M
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-14.8K- 23.38% |
$764K - $949K
|
48.6K
$4.04M
|
|
|
Feb 12, 2024
Q4 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-18.7K- 68.92% |
$961K - $1.19M
|
8.41K
$700K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.3K- 78.59% |
$1.05M - $1.3M
|
5.54K
$461K
|
|
|
Feb 02, 2024
Q4 2023
|
Iag Wealth Partners, LLC
|
SELL
|
- |
-39.4K- 97.38% |
$2.03M - $2.52M
|
1.06K
$88.1K
|